STOCK TITAN

Gaia director buys 2,500 shares at $1.46

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GAIA, INC (GAIA) director Paul Howard Sutherland purchased Class A Common Stock in an open-market or private transaction. He bought 2,500 shares on 2026-08-21 at $1.455 per share, bringing his directly held stake to 446,073 shares. The transaction was not reported as pursuant to a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Sutherland Paul Howard
Role Director
Bought 2,500 shs ($4K)
Type Security Shares Price Value
Purchase Class A Common Stock 2,500 $1.455 $4K
Holdings After Transaction: Class A Common Stock — 446,073 shares (Direct)
Shares purchased 2,500 shares Class A Common Stock transaction on 2026-08-21
Purchase price per share $1.455 per share Open-market or private purchase on 2026-08-21
Shares owned after transaction 446,073 shares Direct holdings of Paul Howard Sutherland following the purchase
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
open market or private transaction financial
"transaction_code_description: "Purchase in open market or private transaction""
Rule 10b5-1 trading plan regulatory
"Rule 10b5-1 checkbox aff_10b5_one is false"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

What insider transaction did GAIA (GAIA) report for Paul Howard Sutherland?

GAIA reported that director Paul Howard Sutherland purchased 2,500 shares of Class A Common Stock on 2026-08-21 in an open-market or private transaction at $1.455 per share, increasing his direct holdings to 446,073 shares.

Was the recent GAIA (GAIA) insider trade a buy or a sell?

The reported insider trade by director Paul Howard Sutherland was a purchase of 2,500 shares of GAIA Class A Common Stock, coded as a P transaction (purchase in open market or private transaction).

At what price did the GAIA (GAIA) director buy shares?

Director Paul Howard Sutherland bought 2,500 GAIA shares at a price of $1.455 per share on 2026-08-21, according to the reported Form 4 transaction data.

How many GAIA (GAIA) shares does Paul Howard Sutherland own after this transaction?

After the reported purchase, Paul Howard Sutherland directly owns 446,073 shares of GAIA Class A Common Stock, as stated in the Form 4 data.

Was the GAIA (GAIA) insider purchase under a Rule 10b5-1 trading plan?

No. The Rule 10b5-1 checkbox is not affirmed for this filing, indicating the reported purchase of 2,500 shares was not identified as being made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sutherland Paul Howard

(Last)(First)(Middle)
833 W. SOUTH BOULDER ROAD

(Street)
LOUISVILLE COLORADO 80027

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/21/2026P2,500A$1.455446,073D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Purchase of 2,500 shares of class A common stock.
/s/ Ned Preston Attorney-in-Fact for Paul Sutherland08/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)