Gaia director buys 500 shares at $1.55

GAIA, INC (GAIA) director Paul Howard Sutherland reported purchasing 500 shares of Class A Common Stock on September 9, 2026, at $1.55 per share in an open market or private transaction.

Rhea-AI Filing Summary

GAIA, INC (GAIA) director Paul Howard Sutherland reported purchasing 500 shares of Class A Common Stock on September 9, 2026, at $1.55 per share in an open market or private transaction. After this trade, he holds 447,573 shares directly. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Net Buyer: 500 shares

Net Buy 1 txn

Insider Sutherland Paul Howard

Role Director

Bought 500 shs ($775.00)

Type	Security	Shares	Price	Value
Purchase	Class A Common Stock	500	$1.55	$775.00

Holdings After Transaction: Class A Common Stock — 447,573 shares (Direct)

Key Figures

Shares purchased: 500 shares Purchase price per share: $1.55 per share Shares held after transaction: 447,573 shares +1 more

4 metrics

Shares purchased 500 shares Class A Common Stock acquired on September 9, 2026

Purchase price per share $1.55 per share Price paid for GAIA, INC Class A Common Stock

Shares held after transaction 447,573 shares Director’s direct holdings after the September 9, 2026 purchase

Net shares bought 500 shares Net buy activity reported in this Form 4

Key Terms

Class A Common Stock, open market or private transaction, Rule 10b5-1

3 terms

Class A Common Stock financial

"Purchase of 500 shares of class A common stock."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

open market or private transaction financial

"Purchase in open market or private transaction for 500 shares"

Rule 10b5-1 regulatory

"No Rule 10b5-1 trading plan is reported for this transaction"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did GAIA (GAIA) report in this Form 4?

GAIA, INC reported that director Paul Howard Sutherland purchased 500 shares of Class A Common Stock on September 9, 2026 in an open market or private transaction at $1.55 per share.

How many GAIA (GAIA) shares does the director hold after the reported transaction?

Following the reported purchase, director Paul Howard Sutherland directly holds 447,573 shares of GAIA, INC Class A Common Stock, according to the Form 4 filing.

Was the GAIA (GAIA) insider trade executed under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not marked, so the reported purchase of 500 GAIA, INC shares was not affirmed as being made under a Rule 10b5-1 trading plan.

What price did the GAIA (GAIA) director pay per share in the Form 4 transaction?

The director’s reported purchase price was $1.55 per share for the 500 shares of GAIA, INC Class A Common Stock acquired on September 9, 2026.

Is the GAIA (GAIA) insider ownership in this Form 4 direct or indirect?

The Form 4 reports the director’s 447,573 shares as held with direct ownership, meaning they are not classified in the filing as held through an intermediary entity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/10/2026 - 09:15 AM Accepted by SEC EDGAR 09/10/2026 - 09:15 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sutherland Paul Howard

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE COLORADO 80027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/09/2026		P		500	A	$1.55	447,573	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Purchase of 500 shares of class A common stock.

	/s/ Ned Preston Attorney-in-Fact for Paul Sutherland	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)