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GE Form 4: Executive RSU Grants and Share Disposals Reported

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Rahul Ghai, identified as Senior Vice President at GE Aerospace, reported multiple transactions in General Electric Company (GE) stock on 09/01/2025. The filing shows Restricted Stock Units (RSUs) treated as acquisitions: 15,239 and 37,249 RSUs were recorded as acquired (transaction code M) with a $0 price, reflecting contingent rights to common shares from grants dated 09/01/2022 that vest over one to three years. The filing also reports open-market or plan sales (transaction code F) of 7,062 and 17,262 shares at $275.20 each. Post-transaction beneficial ownership totals are reported for multiple lines, and one line notes indirect ownership "I by decendant's trust". The form is signed by an attorney-in-fact on 09/03/2025.

Positive

  • RSU vesting and grant details are explicitly disclosed, including grant date (09/01/2022) and vesting schedules
  • Specific sale price is reported ($275.20), providing clear transparency on disposal transactions

Negative

  • Insider disposals of 7,062 and 17,262 shares were reported on the same date, which reduces insider-held shares
  • Indirect ownership line is labeled "I by decendant's trust" which may be a typographical irregularity in the filing

Insights

TL;DR: Insider reported RSU vesting and partial disposals at $275.20, altering disclosed beneficial ownership.

The filing documents the vesting/acquisition treatment of two RSU awards (15,239 and 37,249 units) originally granted 09/01/2022 and shows corresponding sales of 7,062 and 17,262 shares at $275.20. These entries change the reported beneficial ownership counts across lines, which is routine for executive compensation realization. No earnings or company-operational data are included, so market impact depends on investor interpretation of insider liquidity versus routine vesting.

TL;DR: Transactions reflect scheduled RSU vesting and reported disposals; disclosure appears complete and properly executed.

The Form 4 discloses both deemed acquisitions of RSUs and contemporaneous disposals at a specific price, with grant and vesting schedules noted in the explanations. The filing includes an attorney-in-fact signature and indicates an indirect holding described as "I by decendant's trust." From a governance perspective, the report provides required transparency on insider holdings and movements; it does not by itself indicate governance exceptions or compliance failures.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GHAI RAHUL

(Last) (First) (Middle)
GE AEROSPACE
1 NEUMANN WAY

(Street)
EVENDALE OH 45215

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/01/2025 M 15,239 A $0 67,645 D
Common Stock 09/01/2025 F 7,062 D $275.2 60,583 D
Common Stock 09/01/2025 M 37,249 A $0 97,832 D
Common Stock 09/01/2025 F 17,262 D $275.2 80,570 D
Common Stock 5 I by decendant's trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 09/01/2025 M 15,239 (2) (2) Common Stock 15,239 $0 0 D
Restricted Stock Units (1) 09/01/2025 M 37,249 (3) (3) Common Stock 37,249 $0 0 D
Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
2. The Restricted Stock Units were granted on September 1, 2022, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.
3. The Restricted Stock Units were granted on September 1, 2022, and vest in three equal installments, on the first, second and third anniversary of the grant date.
Remarks:
/s/ Kira Schwartz, attorney in fact for Rahul Ghai 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Rahul Ghai report for GE (GE) on 09/01/2025?

The Form 4 reports acquisitions of RSUs (15,239 and 37,249 units) and disposals of common stock (7,062 and 17,262 shares) on 09/01/2025.

At what price were the shares sold according to the Form 4?

The reported disposals were executed at $275.20 per share.

When were the RSUs originally granted and how do they vest?

The RSUs were granted on 09/01/2022. One award vests in two equal installments (second and third anniversaries); the other vests in three equal installments (first, second, third anniversaries).

How many shares does the filing show beneficially owned after these transactions?

Post-transaction beneficial ownership figures are shown on each line: examples include 67,645, 60,583, 97,832, and 80,570 shares following the reported transactions.

Who signed the Form 4 and when?

The Form 4 is signed by Kira Schwartz, attorney-in-fact for Rahul Ghai dated 09/03/2025.
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Aerospace & Defense
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United States
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