Welcome to our dedicated page for GENWORTH FINANCIAL SEC filings (Ticker: GNW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Genworth Financial, Inc. filings document formal earnings disclosures for an insurance holding company with Enact mortgage insurance operations and a Closed Block of long-term care insurance, life insurance and annuity products. Recent Form 8-K reports furnish quarterly results press releases and financial supplements under Item 2.02.
The filings also record Genworth’s references to Enact Holdings as a publicly traded subsidiary, segment-level reporting context, conference-call notices and exhibit-based financial materials. These disclosures connect reported results to mortgage insurance performance, legacy insurance liabilities, investment impacts and holding-company capital actions.
Genworth Financial Inc. filed a quarterly Form 13F holdings report as an institutional investment manager. The report is signed by Vice President and Controller Darren W. Woodell, identified as the Principal Accounting Officer, who represents that the information is true, correct, and complete.
The report is classified as a 13F HOLDINGS REPORT, meaning all reportable holdings for this manager are included. It lists 2 reportable portfolio positions with an aggregate Form 13F information table value of $486,124,194 (rounded to the nearest dollar) and indicates there are 0 other included managers.
Genworth Financial reports that Samir B. Shah, Pres. & CEO of CareScout, had 15,965 Restricted Stock Units vest and convert into an equal number of shares of Common Stock on July 13, 2026. The company withheld 8,160 shares at $9.47 per share to satisfy his tax withholding obligation. Following these compensation-related transactions, Shah directly owns 123,759 shares of Genworth common stock.
Genworth Financial announced that President and CEO Tom McInerney is taking a temporary leave of absence to focus on his health. The Board appointed current CFO Jerome Upton as Interim President and CEO, effective July 7, 2026, to maintain strategic and operational continuity.
Upton has been with Genworth and its predecessors since 1998 and became CFO in March 2023 after holding multiple senior finance and operating roles, including Deputy CFO and Controller. The company highlights that its leadership team remains in place and that it intends to continue executing Genworth’s existing strategy during the interim period.
Genworth Financial President and CEO Thomas J. McInerney reported a charitable stock gift and updated holdings in company shares. On May 27, 2026, he made a bona fide gift of 200,000 shares of Genworth common stock to a charitable organization. Following this gift, he directly holds 5,168,883 shares of common stock and indirectly holds 89,456 shares through trusts for children. The filing reflects a non-market transfer rather than an open-market purchase or sale.
Genworth Financial president and CEO Thomas J. McInerney reported selling 100,000 shares of common stock in an open‑market transaction at $9.27 per share. This Form 4 shows a net reduction in his directly owned stake.
After the sale, he directly holds 5,368,883 Genworth shares. The filing also reports 89,456 shares held indirectly through trusts for children, which are listed as holdings rather than new transactions.
Genworth Financial director Robert P. Restrepo Jr. reported an open-market sale of 50,000 shares of common stock on May 22, 2026. The weighted average sales price was $9.1211 per share, based on broker-assisted trades between $9.11 and $9.135. After these sales, he directly holds 92,655.011 shares of Genworth stock.
Genworth Financial EVP & CIO Morris C. Taylor reported routine equity compensation activity involving Restricted Stock Units. On May 21, 2026, 21,521 RSUs vested and converted into the same number of Common Stock shares, while 6,478 shares were withheld to cover tax obligations. After these transactions, Taylor directly holds 15,043 shares of Common Stock and 43,042 Restricted Stock Units, reflecting an exercise-and-hold pattern with tax withholding rather than an open-market sale.
GNW notified an intended sale of 50,000 shares of Common Stock under Rule 144 through Fidelity Brokerage Services LLC on 05/22/2026. The notice lists an aggregate amount of $456,053.37 and references two prior restricted stock vesting events of 27,413 shares on 05/18/2024 and 22,587 shares on 05/23/2025.
Genworth Financial director Steven C. Van Wyk received an equity grant as part of his board compensation. He was awarded 32,100 restricted stock units (RSUs) of Genworth Financial common stock, valued using a twenty-day average trading price of $9.0345 per share. These RSUs represent a portion of his annual retainer fee, vest on the one-year anniversary of the grant date, and convert into common shares at vesting unless he has elected to defer receipt. Following this grant, Van Wyk directly holds 77,675.883 shares of Genworth common stock.