GWRS (GWRS) COO logs RSU grant, option exercise and share disposition

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Global Water Resources, Inc. Chief Operating Officer Christopher D. Krygier reported routine equity compensation and related share movements. He received a grant of 39 restricted stock units, exercised 1,427 RSUs into common stock at no cost, then disposed of 1,427 common shares back to the issuer at $7.59 per share. Following these transactions, he directly holds 28,769 common shares and 11,758 RSUs, plus 5,095.844 common shares held indirectly through The CKTJ Living Trust.

Insider Trade Summary

1,427 shares exercised/converted

Mixed 5 txns

Insider Krygier Christopher D

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	39	$0.00	--
Exercise	Restricted Stock Units	1,427	$0.00	--
Exercise	Common Stock	1,427	$0.00	--
Disposition	Common Stock	1,427	$7.59	$11K
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 11,758 shares (Direct); Common Stock — 30,196 shares (Direct); Common Stock — 5,095.844 shares (Indirect, By self as Trustee for The CKTJ Living Trust)

Footnotes (1)

Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company"). The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person. The RSUs are exercisable at time of vesting and do not have a set expiration date.

Key Figures

RSU grant: 39 units RSUs exercised: 1,427 units Disposition price: $7.59 per share +3 more

6 metrics

RSU grant 39 units Restricted Stock Units granted on March 31, 2026

RSUs exercised 1,427 units RSUs converted into common stock on March 31, 2026

Disposition price $7.59 per share 1,427 common shares disposed to issuer

Direct common shares 28,769 shares Directly owned after transactions

Indirect common shares 5,095.844 shares Held via The CKTJ Living Trust

RSU holdings 11,758 units Total RSUs following transactions

Key Terms

Restricted Stock Units, economic equivalent, Exercise or conversion of derivative security, Disposition to issuer, +1 more

5 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

economic equivalent financial

"Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock"

Exercise or conversion of derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

Disposition to issuer financial

"transaction_code_description": "Disposition to issuer""

indirect ownership financial

"ownership_type": "indirect""

Form 4 Insider Transactions: What Each Field Means →

04/02/2026 - 07:12 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Krygier Christopher D

(Last)

(First)

(Middle)

C/O GLOBAL WATER RESOURCES, INC.

21410 N. 19TH AVENUE, SUITE 205

(Street)

PHOENIX

ARIZONA

85027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/31/2026		M		1,427	A	$0⁽¹⁾	30,196	D
Common Stock	03/31/2026		D		1,427	D	$7.59	28,769	D
Common Stock								5,095.844	I	By self as Trustee for The CKTJ Living Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	03/31/2026		A		39		⁽²⁾	⁽²⁾	Common Stock	39	$0	11,758⁽³⁾	D
Restricted Stock Units	⁽¹⁾	03/31/2026		M			1,427	⁽⁴⁾	⁽⁴⁾	Common Stock	1,427	$0	10,331⁽³⁾	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

2. The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.

3. The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.

4. The RSUs are exercisable at time of vesting and do not have a set expiration date.

Remarks:

	/s/ Suzette Prante, attorney-in-fact	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did GWRS COO Christopher Krygier report on March 31, 2026?

On March 31, 2026, GWRS COO Christopher Krygier received 39 restricted stock units, exercised 1,427 RSUs into common stock at no cost, and transferred 1,427 common shares back to the issuer at $7.59 per share as part of routine equity compensation activity.

How many Global Water Resources (GWRS) shares does the COO hold after this Form 4?

After these transactions, the COO directly holds 28,769 common shares of Global Water Resources and 11,758 restricted stock units. He also has an indirect holding of 5,095.844 common shares through The CKTJ Living Trust, where he serves as trustee, according to the reported ownership details.

What is the nature of the restricted stock units reported by GWRS’s COO?

Each restricted stock unit is the economic equivalent of one GWRS common share. The footnotes explain that these RSUs are fully vested upon grant or at vesting, immediately exercisable, and do not have a set expiration date, making them a straightforward form of equity compensation.

Did the GWRS COO buy or sell shares on the open market in this Form 4?

The filing does not show any open market purchases or sales. Instead, it reports an RSU grant, an exercise of 1,427 RSUs into common stock at a zero exercise price, and a disposition of 1,427 common shares back to the issuer at $7.59 per share.

What indirect ownership does the GWRS COO report in this Form 4?

The COO reports indirect ownership of 5,095.844 GWRS common shares held “By self as Trustee for The CKTJ Living Trust.” This indicates shares are held in a trust structure where he serves as trustee, in addition to his directly held share position and RSUs.

How many RSUs does the GWRS COO hold after the reported transactions?

After the March 31, 2026 transactions, the COO holds a total of 11,758 restricted stock units. The footnotes note that this total includes prior RSU grants with different vesting and expiration characteristics, all previously reported in earlier filings, forming his ongoing equity compensation position.