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Director Brett Huckelbridge granted 46 RSUs at Global Water (GWRS)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Huckelbridge Brett reported acquisition or exercise transactions in this Form 4 filing.

Global Water Resources director Brett Huckelbridge reported receiving a grant of 46 restricted stock units, each equivalent to one share of common stock, at no cost. The RSUs are fully vested upon grant and may be redeemed only when he ceases to be a director, bringing his direct RSU holdings to 11,824.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Huckelbridge Brett

(Last) (First) (Middle)
C/O GLOBAL WATER RESOURCES, INC.
21410 N 19TH AVE, SUITE #205

(Street)
PHOENIX AZ 85027

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Global Water Resources, Inc. [ GWRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/27/2026 A 46 (2) (2) Common Stock 46 $0 11,824 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
2. The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed within the Omnibus plans incorporated by reference within our latest filed 10-K.
Remarks:
/s/ Suzette Prante, attorney-in-fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Global Water Resources (GWRS) disclose on this Form 4?

Global Water Resources reported a Form 4 for director Brett Huckelbridge showing a grant of 46 restricted stock units. These RSUs are fully vested upon grant and each is economically equivalent to one share of the company’s common stock.

How many restricted stock units did Brett Huckelbridge receive from Global Water Resources (GWRS)?

Brett Huckelbridge received 46 restricted stock units from Global Water Resources. According to the filing, each RSU represents the economic equivalent of one share of common stock, and the grant increased his directly held RSUs to a total of 11,824 units.

What are the vesting terms of the RSUs granted to the Global Water Resources (GWRS) director?

The RSUs granted to the Global Water Resources director are fully vested upon grant. The filing states that each restricted stock unit is immediately vested when awarded, meaning there is no multi-year vesting schedule or additional service requirement for vesting.

When can the Global Water Resources (GWRS) director redeem the granted RSUs?

The director can redeem the RSUs only after ceasing to be a director of Global Water Resources. The filing explains that redemption is conditioned on the reporting person no longer serving on the board, with detailed requirements outlined in the company’s Omnibus plans.

Do the RSUs reported in the Global Water Resources (GWRS) Form 4 equal common shares?

Yes, each restricted stock unit is the economic equivalent of one share of Global Water Resources common stock. The filing explicitly states this relationship, clarifying that 46 RSUs correspond economically to 46 common shares, though they are redeemable only under the plan’s terms.

Did the Global Water Resources (GWRS) Form 4 show any stock sales by the director?

The Form 4 shows no stock sales by the director; it reports an acquisition via grant of 46 RSUs. The transaction is coded as a grant, award, or other acquisition, and there are no reported sell transactions in the summarized data.
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