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Canaccord Genuity (GXLM) resale activity reported by DCG International

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Canaccord Genuity Corp: proposed resale of Common shares by DCG International Investments Ltd reported on a Form 144 notice. The filing lists multiple transactions during the past three months by DCG International Investments Ltd, showing individual sale dates, share counts, and proceeds.

Examples in the excerpt include 1200 shares on 04/28/2026 for $21,873.91, 1575 shares on 04/29/2026 for $28,159.58, and 1425 shares on 04/30/2026 for $25,222.50.

Positive

  • None.

Negative

  • None.
Sale on 04/28/2026 1200 shares proceeds $21,873.91
Sale on 04/29/2026 1575 shares proceeds $28,159.58
Sale on 04/30/2026 1425 shares proceeds $25,222.50
Sale on 02/02/2026 1200 shares proceeds $20,820.00
Original acquisition date 09/22/2020 Purchased from issuer in a Privately Negotiated Transaction
Form 144 regulatory
"proposed resale of Common shares by DCG International Investments Ltd"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Privately Negotiated Transaction market
"Purchased from Issuer | 09/22/2020 | Privately Negotiated Transaction"
A privately negotiated transaction is a deal whose terms are worked out directly between a buyer and a seller rather than through a public market or open auction. Think of it like selling a car to a neighbor instead of putting it on eBay: the price, timing and conditions are agreed one-on-one, so investors may see less public information, different pricing compared with market trades, and potential impacts on liquidity and valuation.
Purchased from Issuer market
"09/22/2020 | Purchased from Issuer | Cash"

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

Who is selling shares in the GXLM Form 144?

The seller is DCG International Investments Ltd. The excerpt lists DCG International Investments Ltd as the reporting holder and the party with multiple sales recorded on several dates during the past three months.

What sales are listed for GXLM in the past three months?

The excerpt lists individual sales such as 1200 shares on 04/28/2026 for $21,873.91 and 1575 shares on 04/29/2026 for $28,159.58. Several other dated transactions and proceeds are shown in the table.

How were the securities originally acquired (GXLM)?

The securities were recorded as purchased from issuer on 09/22/2020 in a Privately Negotiated Transaction. The filing shows the acquisition method and the original purchase date in the securities-to-be-sold section.

Does the filing state transaction methods for the resale?

The excerpt lists sales by date, share count, and proceeds but does not describe wider plan mechanics. The securities-to-be-sold entry indicates the original purchase was Privately Negotiated and paid in Cash.