Welcome to our dedicated page for Hanmi Financial SEC filings (Ticker: HAFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hanmi Financial Corporation filings document the reporting record of a bank holding company whose common stock trades on the Nasdaq Global Select Market under HAFC. Current reports cover results of operations and financial condition, Regulation FD investor presentations, cash dividends and share repurchase authorizations.
The company’s proxy materials describe annual meeting matters, board governance, executive compensation and equity-award disclosures. Hanmi’s filings also present risk factors tied to bank capital and liquidity, economic and credit-market conditions, competition for loans and deposits, interest-rate effects on margins and yields, and regulatory or supervisory matters affecting Hanmi Bank.
HANMI FINANCIAL CORP Chief Financial Officer Romolo Santarosa reported a tax-withholding disposition of company stock. On this Form 4, 916 shares of common stock were withheld on April 1, 2026 at $26.60 per share to cover tax obligations, leaving him with 77,410 directly held shares.
Hanmi Financial Corp Chief Accounting Officer Joseph Pangrazio reported a routine tax-related stock transaction. On April 1, 2026, 148 shares of common stock were disposed of at $26.60 per share to satisfy tax obligations on equity compensation. After this tax-withholding disposition, he directly owned 2,765 common shares.
Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported a small tax-related share disposition. On April 1, 2026, 563 shares of common stock were surrendered at $26.60 per share to cover tax obligations, a non-market transaction. After this withholding, Kim directly held 46,948 shares of Hanmi Financial common stock.
HANMI FINANCIAL CORP Chief Credit Officer reports routine tax withholding in stock. On April 1, 2026, Matthew Fuhr had 492 shares of common stock withheld at $26.60 per share to cover tax obligations. After this non-market disposition, he directly holds 37,302 shares of Hanmi Financial common stock.
Hanmi Financial Corp’s Chief Risk Officer, Michael Du, reported a small tax-related share disposition. On this Form 4, 360 shares of common stock were surrendered at $26.60 per share to cover tax obligations, a non‑market “tax-withholding disposition” rather than an open‑market sale. After this transaction, he directly holds 15,249 shares of Hanmi Financial common stock.
Hanmi Financial’s Chief Risk Officer Michael Du reported routine equity compensation activity involving restricted stock vesting and related tax withholding.
On March 26, 2026, 2,367 shares of common stock were acquired as a grant or award, reflecting the vesting of performance-based restricted stock for a three-year period that paid out at 120% of target. In connection with this vesting, 932 shares were disposed of through tax-withholding transactions at $26.33 per share, a non-market mechanism to cover tax obligations rather than open-market sales.
After these transactions, Du directly owned 15,609 shares of Hanmi Financial common stock.
Hanmi Financial Corp’s Chief Financial Officer, Romolo Santarosa, reported compensation-related stock activity. On March 26, 2026, 7,623 shares of Common Stock vested from a restricted stock grant after performance criteria for the three-year period ended March 10, 2026 were met at 120% of payout.
To cover tax obligations, a total of 2,612 shares were disposed of via tax-withholding transactions at $26.33 per share, a non-market mechanism. Following these transactions, Santarosa directly owned 80,385 shares of Hanmi Financial Corp common stock.
Hanmi Financial Corp Chief Credit Officer Matthew Fuhr reported compensation-related stock activity. On March 26, 2026, 3,697 shares of restricted stock vested after performance criteria for the three-year period ended March 10, 2026 were certified at 120% of payout, following an original grant of 3,081 shares on March 10, 2023.
To cover tax obligations, 297 and 1,193 shares were disposed of through tax-withholding transactions at $26.33 per share, rather than open-market sales. After these transactions, Fuhr directly holds 37,794 shares of Hanmi Financial common stock.
Hanmi Financial Corp President & CEO Bonita Lee reported compensation-related stock transactions, not open-market trades. On March 26, 2026, she received a grant/award of 22,260 shares of common stock that vested after performance criteria were met for a three-year period ending March 10, 2026.
To cover tax obligations on this vesting, 12,909 shares were disposed of through tax-withholding transactions at $26.33 per share. After these entries, her direct holdings increased to 206,324 common shares, with an additional 1,000 shares held indirectly by her spouse.
Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported routine share-based compensation activity. On March 26, 2026, 4,455 shares of common stock vested as a performance-based restricted stock award, reflecting a 120% payout of the original 3,713-share grant. To satisfy tax obligations on this vesting, 1,776 shares were disposed of through tax-withholding transactions at $26.33 per share, rather than sold on the open market. After these transactions, Kim held 44,493 shares of Hanmi Financial common stock directly.