Welcome to our dedicated page for Hanmi Financial SEC filings (Ticker: HAFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hanmi Financial Corporation filings document the reporting record of a bank holding company whose common stock trades on the Nasdaq Global Select Market under HAFC. Current reports cover results of operations and financial condition, Regulation FD investor presentations, cash dividends and share repurchase authorizations.
The company’s proxy materials describe annual meeting matters, board governance, executive compensation and equity-award disclosures. Hanmi’s filings also present risk factors tied to bank capital and liquidity, economic and credit-market conditions, competition for loans and deposits, interest-rate effects on margins and yields, and regulatory or supervisory matters affecting Hanmi Bank.
Medici Daniel John reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp director Daniel John Medici received a grant of 2,298 shares of restricted common stock at no cost as equity compensation. The award was issued under the 2021 Equity Compensation Plan and is scheduled to vest on May 26, 2027. After this grant, Medici directly holds 2,498 common shares.
Hanmi Financial Corporation reported several governance updates. Director Gideon Yu resigned from the boards of the Corporation and Hanmi Bank effective May 22, 2026, after serving since 2021. The company states his resignation was not due to any disagreement over operations, policies, or practices.
Yu had been nominated for reelection at the 2026 Annual Meeting but, following his resignation, did not stand and any votes for his election were disregarded. At the May 27, 2026 Annual Meeting, stockholders elected ten director nominees, each receiving about 24.4–24.9 million votes “for” and 1,517,024 broker non-votes.
Stockholders also approved the 2026 Employee Stock Purchase Plan, with one proposal receiving 24,886,127 votes for, 12,400 against, 5,448 abstentions, and 1,517,024 broker non-votes. Additional management proposals were approved with strong support, and the ESPP was filed as Exhibit 10.1.
State Street Corporation reports beneficial ownership of HANMI FINANCIAL CORP common stock. The filing shows 1,540,415 shares beneficially owned, representing 5.2% of the class as reported with an ownership date of 03/31/2026. The filing discloses shared voting power of 222,850 shares and shared dispositive power of 1,540,415 shares.
The filing lists multiple State Street advisory subsidiaries (for example, SSGA Funds Management, Inc. and State Street Global Advisors Europe Limited) as acquiring or holding entities. The signature block is dated 05/12/2026, and Item 6 is marked Not Applicable regarding other persons with voting or dividend rights.
Hanmi Financial Corporation reported stronger results for the three months ended March 31, 2026. Net income rose to $22.6 million from $17.7 million a year earlier, and diluted earnings per share increased to $0.75 from $0.58.
Total assets were $7.84 billion, with loans of $6.55 billion and deposits of $6.80 billion. Credit quality improved as nonaccrual loans declined to $12.4 million, and the allowance for credit losses stood at $70.5 million. Capital ratios at both the holding company and Hanmi Bank remained well above “well capitalized” regulatory thresholds.
Hanmi Financial Corporation furnished an investor presentation highlighting its first-quarter 2026 performance, balance sheet, and risk profile. The company reported net income of $22.6 million, or $0.75 per diluted share, with a return on average assets of 1.18% and return on average equity of 10.86%. Net interest income was $63.2 million and net interest margin improved to 3.38%, helped by lower rates on interest-bearing deposits.
Total loans were $6.55 billion and deposits $6.80 billion, with noninterest-bearing deposits at roughly 30% of the total. Asset quality metrics were strong: nonperforming assets were 0.16% of total assets and criticized loans 1.78% of loans. The allowance for credit losses stood at $70.5 million, or 1.08% of loans.
Capital remained robust, with tangible common equity to tangible assets of 10.11% and a common equity tier 1 ratio of 12.20%, both above regulatory minimums. Hanmi also returned $13.4 million to shareholders through cash dividends and share repurchases while emphasizing diversified lending, deposit growth, and conservative risk management.
Hanmi Financial Corp ownership report: Vanguard Capital Management reports beneficial ownership of 1,527,958 shares of Common Stock, representing 5.11% of the class. The filing states Vanguard Capital Management exercises sole dispositive power over 1,527,958 shares and has sole voting power over 220,410 shares. The disclosure notes these holdings include securities held for Vanguard funds and managed accounts.
Hanmi Financial Corp's Chief Credit Officer, Matthew Fuhr, reported an open-market sale of company stock. On this Form 4, he sold 3,300 shares of Hanmi Financial common stock at an average price of $30.832 per share. After the sale, he directly holds 34,002 common shares, so the transaction reflects only a portion of his overall position.
Hanmi Financial Corporation announced that its Board of Directors declared a cash dividend on its common stock for the 2026 second quarter of $0.28 per share. The dividend will be paid on May 20, 2026 to stockholders of record as of the close of business on May 4, 2026.
This means investors who own Hanmi shares on the record date will receive a cash payment for each share they hold. The company also reiterates standard forward-looking statement language, highlighting that future performance is subject to various economic, regulatory, and operational risks described in its SEC reports.
Hanmi Financial Corporation reported stronger first-quarter 2026 results. Net income rose to $22.6 million, or $0.75 per diluted share, up from $21.2 million, or $0.70, in the prior quarter and $17.7 million a year earlier. Return on average assets was 1.18% and return on average equity was 10.86%, reflecting improved profitability.
Net interest income increased to $63.2 million and the net interest margin widened to 3.38%, helped by a 16 basis point decline in the cost of interest-bearing deposits. Deposits grew 1.8% to $6.8 billion, with noninterest-bearing deposits near 30% of the total, while loan production reached $377.9 million, led by commercial and industrial lending.
Asset quality stayed solid as nonperforming assets fell to 0.16% of total assets and nonperforming loans to 0.19% of loans. Capital remained strong, with a tangible common equity to tangible assets ratio of 10.11% and a common equity tier 1 capital ratio of 12.20%, even after $13.4 million returned to shareholders through dividends and share repurchases.