Welcome to our dedicated page for Hanmi Financial SEC filings (Ticker: HAFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Hanmi Financial Corporation (NASDAQ: HAFC) filings with the U.S. Securities and Exchange Commission, along with AI-powered tools to help interpret the information. Hanmi Financial is the parent company of Hanmi Bank, a commercial bank focused on real estate, commercial, SBA and trade finance lending to small and middle market businesses.
In Hanmi’s annual reports on Form 10-K and quarterly reports on Form 10-Q, investors can review details on net interest income, net interest margin, loan and deposit balances, credit loss expense, allowance for credit losses, capital ratios and risk management practices. These reports also contain extensive risk factor discussions covering capital and liquidity, economic conditions, competition for loans and deposits, interest rate and real estate risks, regulatory changes, cyber security, SBA lending and more.
Current reports on Form 8-K document material events such as quarterly earnings releases, dividend declarations, investor presentations and board appointments. For example, Hanmi has filed 8-Ks to announce cash dividends on its common stock, report financial results for specific quarters, furnish investor slide presentations, and disclose the appointment of new directors to the boards of Hanmi Financial and Hanmi Bank.
Investors interested in capital management and shareholder returns can use these filings to follow disclosures on tangible common equity, capital ratios, share repurchases and the ability of Hanmi Bank to make distributions to Hanmi Financial, which is subject to regulatory and financial constraints.
Stock Titan’s platform enhances these documents with AI-generated summaries that highlight key points from lengthy 10-K and 10-Q reports, explain complex risk factor language in simpler terms and surface notable items from 8-K filings. Real-time updates from EDGAR, combined with structured access to exhibits and risk disclosures, help users quickly understand how new filings may affect their view of HAFC.
Du Michael reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp Chief Risk Officer Michael Du received a grant of 1,596 shares of common stock as compensation. The award was issued under the company’s 2021 Equity Compensation Plan and will vest over three years from the grant date of March 13, 2026. After this grant, Du directly holds 14,005 shares of Hanmi Financial common stock.
Hanmi Financial Corp reported an equity compensation grant to Chief Credit Officer Matthew Fuhr. He received 2,761 shares of common stock on March 13, 2026 as a grant under the company’s 2021 Equity Compensation Plan, at a stated price of $0.00 per share, reflecting a non-cash award.
These shares vest over three years from the March 13, 2026 grant date, meaning Fuhr earns the shares gradually rather than all at once. After this award, he directly owns 35,587 shares of common stock, indicating this is a routine compensation-related acquisition rather than an open-market purchase or sale.
Hanmi Financial Corp Chief Banking Officer receives equity grant. Chief Banking Officer Anthony I. Kim acquired 3,159 shares of Hanmi Financial common stock on a grant or award basis at a price of $0.0000 per share. Following this equity award, he directly holds 44,832 common shares.
According to the footnote, this common stock grant was issued under the 2021 Equity Compensation Plan and is scheduled to vest over three years from the grant date of March 13, 2026, tying compensation to longer-term service and company performance.
SANTAROSA ROMOLO reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp’s Chief Financial Officer, Romolo Santarosa, received a grant of 4,913 shares of common stock as compensation. The award carried a price of $0.00 per share, reflecting a stock grant rather than a market purchase, and increased his directly held stake to 73,315 shares.
The grant was issued under the company’s 2021 Equity Compensation Plan and is scheduled to vest over three years from the grant date of March 13, 2026. This represents routine equity-based compensation rather than an open-market transaction.
LEE BONITA reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp President & CEO Bonita Lee received an equity grant of 18,832 shares of Common Stock. The award was issued at no cash cost under the 2021 Equity Compensation Plan and is scheduled to vest over three years from the grant date of March 13, 2026.
After this grant, Lee directly holds 196,973 common shares. The filing also shows an additional 1,000 shares held indirectly through her spouse, reflecting a separate indirect ownership position.
Hanmi Financial Corp's Chief Accounting Officer, Joseph Pangrazio, reported a small tax-related share disposition. On the reported date, 150 shares of common stock were surrendered at $25.55 per share to cover tax or exercise obligations, classified as a tax-withholding disposition. After this routine transaction, he directly holds 2,495 common shares.
Hanmi Financial Corp Chief Risk Officer Michael Du reported a small insider transaction related to taxes. On March 10, 2026, 205 shares of common stock were disposed of at $25.55 per share as a tax-withholding transaction, not an open-market sale. Following this adjustment, Du directly holds 12,409 shares of Hanmi Financial common stock.
Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported a routine tax-withholding share disposition. On this Form 4, 385 shares of common stock were withheld at $25.55 per share to cover tax obligations, leaving him with 41,673 directly owned shares.
Hanmi Financial Corp’s Chief Credit Officer Matthew Fuhr reported a routine tax-related share disposition. On March 10, 2026, 319 shares of common stock were withheld at $25.55 per share to cover tax obligations, rather than sold in the open market. Following this withholding, he directly holds 32,826 shares of Hanmi Financial common stock, so the transaction affects only a small portion of his overall position.
Hanmi Financial Corp's Chief Financial Officer, Romolo Santarosa, reported a small tax-related share transfer. On March 10, 2026, 656 shares of common stock were disposed of at $25.55 per share to satisfy tax obligations. After this transaction, he directly owns 68,402 shares.