Welcome to our dedicated page for Hanmi Financial SEC filings (Ticker: HAFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hanmi Financial Corporation filings document the reporting record of a bank holding company whose common stock trades on the Nasdaq Global Select Market under HAFC. Current reports cover results of operations and financial condition, Regulation FD investor presentations, cash dividends and share repurchase authorizations.
The company’s proxy materials describe annual meeting matters, board governance, executive compensation and equity-award disclosures. Hanmi’s filings also present risk factors tied to bank capital and liquidity, economic and credit-market conditions, competition for loans and deposits, interest-rate effects on margins and yields, and regulatory or supervisory matters affecting Hanmi Bank.
Hanmi Financial Corporation filed an automatic shelf registration on Form S-3 to register an indeterminate amount of common stock, preferred stock, depositary shares and debt securities for sale from time to time after this Registration Statement becomes effective. The shelf permits offerings in one or more series, at prices and on terms to be set in future prospectus supplements.
As context, Hanmi reported total assets of $7.87B, net loans receivable of $6.49B, deposits of $6.68B and stockholders’ equity of $796.4M as of December 31, 2025. There were 29,892,589 shares of common stock outstanding as of April 1, 2026.
Hanmi Financial Corp Chief Accounting Officer Joseph Pangrazio reported a small tax-withholding transaction in company common stock. On March 26, 2026, 65 shares were disposed of at $26.33 per share to cover tax obligations, leaving him with 2,913 shares held directly. This was not an open-market sale.
Hanmi Financial Corp Chief Risk Officer Michael Du reported routine equity compensation activity in company stock. On March 26, 2026, 2,367 shares of restricted stock vested after performance criteria for the three-year period ended March 10, 2026 were certified at a 120% payout.
To cover tax obligations, 805 shares were disposed of through tax-withholding transactions at $26.33 per share. Following these non-market transactions, Du holds 15,736 shares of Hanmi Financial Corp common stock directly.
Hanmi Financial Corp’s Chief Credit Officer Matthew Fuhr reported equity compensation activity involving the company’s common stock. On March 26, 2026, 3,697 shares of restricted stock vested following achievement of performance criteria for the three-year period ended March 10, 2026, representing a 120% payout of the original grant.
As part of this vesting, a total of 1,291 shares were disposed of at $26.33 per share to cover tax obligations, while the remaining shares from the award were retained. After these transactions, Fuhr directly held 37,993 shares of Hanmi Financial common stock.
Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported a performance-based stock award and related tax withholding in company shares. On March 26, 2026, he received 4,455 shares of common stock as a grant/award when a restricted stock grant vested at 120% of payout after meeting three-year performance criteria. To cover tax obligations, a total of 1,537 shares of common stock were used for tax-withholding dispositions at $26.33 per share, which is a non-market transaction rather than an open-market sale. Following these compensation-related entries, Kim directly holds 47,750 shares of Hanmi Financial common stock.
HANMI FINANCIAL CORP Chief Financial Officer Romolo Santarosa reported equity compensation activity involving restricted stock that vested after meeting performance goals. On March 26, 2026, 7,623 shares of common stock were acquired as a grant/award when a 2023 performance-based restricted stock grant vested at 120% of the target payout.
To satisfy tax obligations related to this vesting, a total of 2,602 shares of common stock were disposed of through tax-withholding transactions at a reference price of $26.33 per share. After these transactions, Santarosa directly held 78,336 shares of Hanmi Financial Corp common stock. These are compensation-related and tax-withholding entries rather than open-market purchases or sales.
Hanmi Financial Corp President & CEO Bonita Lee reported performance-based stock vesting and related tax withholding. On March 26, 2026, 22,260 shares of restricted stock vested after three-year performance criteria were certified at 120% of the original 18,550-share target grant.
To cover tax liabilities, 11,156 shares were disposed of through tax-withholding dispositions at an indicated price of $26.33 per share, rather than through open-market sales. Following these compensation-related entries, Lee holds 208,077 shares of common stock directly, plus 1,000 shares held indirectly by her spouse.
Hanmi Financial Corp ownership disclosure: The Vanguard Group filed an amendment stating it holds 0 shares of common stock, representing 0% of the class as reported on 03/13/2026. The filing explains an internal realignment that disaggregated certain Vanguard subsidiaries' holdings for reporting purposes.
Pangrazio Joseph reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp reported a routine insider equity award to its Chief Accounting Officer, Joseph Pangrazio. He received a grant of 483 shares of common stock at no cost as a compensation award under the 2021 Equity Compensation Plan. According to the disclosure, these shares vest over three years from the grant date of March 13, 2026, meaning he earns the shares gradually over that period if service conditions are met. After this grant, Pangrazio directly holds a total of 2,978 common shares in the company.
Du Michael reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp Chief Risk Officer Michael Du received a grant of 1,596 shares of common stock as compensation. The award was issued under the company’s 2021 Equity Compensation Plan and will vest over three years from the grant date of March 13, 2026. After this grant, Du directly holds 14,005 shares of Hanmi Financial common stock.