Welcome to our dedicated page for Hanmi Financial SEC filings (Ticker: HAFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hanmi Financial Corporation filings document the reporting record of a bank holding company whose common stock trades on the Nasdaq Global Select Market under HAFC. Current reports cover results of operations and financial condition, Regulation FD investor presentations, cash dividends and share repurchase authorizations.
The company’s proxy materials describe annual meeting matters, board governance, executive compensation and equity-award disclosures. Hanmi’s filings also present risk factors tied to bank capital and liquidity, economic and credit-market conditions, competition for loans and deposits, interest-rate effects on margins and yields, and regulatory or supervisory matters affecting Hanmi Bank.
Hanmi Financial Corp reported an equity compensation grant to Chief Credit Officer Matthew Fuhr. He received 2,761 shares of common stock on March 13, 2026 as a grant under the company’s 2021 Equity Compensation Plan, at a stated price of $0.00 per share, reflecting a non-cash award.
These shares vest over three years from the March 13, 2026 grant date, meaning Fuhr earns the shares gradually rather than all at once. After this award, he directly owns 35,587 shares of common stock, indicating this is a routine compensation-related acquisition rather than an open-market purchase or sale.
Hanmi Financial Corp Chief Banking Officer receives equity grant. Chief Banking Officer Anthony I. Kim acquired 3,159 shares of Hanmi Financial common stock on a grant or award basis at a price of $0.0000 per share. Following this equity award, he directly holds 44,832 common shares.
According to the footnote, this common stock grant was issued under the 2021 Equity Compensation Plan and is scheduled to vest over three years from the grant date of March 13, 2026, tying compensation to longer-term service and company performance.
SANTAROSA ROMOLO reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp’s Chief Financial Officer, Romolo Santarosa, received a grant of 4,913 shares of common stock as compensation. The award carried a price of $0.00 per share, reflecting a stock grant rather than a market purchase, and increased his directly held stake to 73,315 shares.
The grant was issued under the company’s 2021 Equity Compensation Plan and is scheduled to vest over three years from the grant date of March 13, 2026. This represents routine equity-based compensation rather than an open-market transaction.
LEE BONITA reported acquisition or exercise transactions in this Form 4 filing.
Hanmi Financial Corp President & CEO Bonita Lee received an equity grant of 18,832 shares of Common Stock. The award was issued at no cash cost under the 2021 Equity Compensation Plan and is scheduled to vest over three years from the grant date of March 13, 2026.
After this grant, Lee directly holds 196,973 common shares. The filing also shows an additional 1,000 shares held indirectly through her spouse, reflecting a separate indirect ownership position.
Hanmi Financial Corp's Chief Accounting Officer, Joseph Pangrazio, reported a small tax-related share disposition. On the reported date, 150 shares of common stock were surrendered at $25.55 per share to cover tax or exercise obligations, classified as a tax-withholding disposition. After this routine transaction, he directly holds 2,495 common shares.
Hanmi Financial Corp Chief Risk Officer Michael Du reported a small insider transaction related to taxes. On March 10, 2026, 205 shares of common stock were disposed of at $25.55 per share as a tax-withholding transaction, not an open-market sale. Following this adjustment, Du directly holds 12,409 shares of Hanmi Financial common stock.
Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported a routine tax-withholding share disposition. On this Form 4, 385 shares of common stock were withheld at $25.55 per share to cover tax obligations, leaving him with 41,673 directly owned shares.
Hanmi Financial Corp’s Chief Credit Officer Matthew Fuhr reported a routine tax-related share disposition. On March 10, 2026, 319 shares of common stock were withheld at $25.55 per share to cover tax obligations, rather than sold in the open market. Following this withholding, he directly holds 32,826 shares of Hanmi Financial common stock, so the transaction affects only a small portion of his overall position.
Hanmi Financial Corp's Chief Financial Officer, Romolo Santarosa, reported a small tax-related share transfer. On March 10, 2026, 656 shares of common stock were disposed of at $25.55 per share to satisfy tax obligations. After this transaction, he directly owns 68,402 shares.
Hanmi Financial Corp President & CEO Bonita Lee had 1,669 shares of common stock withheld on March 10, 2026 at $25.55 per share to satisfy tax obligations. After this tax-withholding disposition, she holds 178,141 shares directly and 1,000 shares indirectly through her spouse.