Hanmi Financial (HAFC) Chief Risk Officer awarded 1,596-share stock grant

Rhea-AI Filing Summary

Du Michael reported acquisition or exercise transactions in this Form 4 filing.

Hanmi Financial Corp Chief Risk Officer Michael Du received a grant of 1,596 shares of common stock as compensation. The award was issued under the company’s 2021 Equity Compensation Plan and will vest over three years from the grant date of March 13, 2026. After this grant, Du directly holds 14,005 shares of Hanmi Financial common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Du Michael

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE1250

(Street)

LOS ANGELES CA 90017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Risk Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/13/2026		A		1,596(1)	A	$0	14,005	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 13, 2026.

	/s/ Michael Du	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did Hanmi Financial (HAFC) report for Michael Du?

Hanmi Financial reported that Chief Risk Officer Michael Du received a grant of 1,596 shares of common stock. The award was issued at no purchase price as equity compensation under the 2021 Equity Compensation Plan and increases his direct holdings to 14,005 shares.

Was the Hanmi Financial (HAFC) transaction a purchase or a grant?

The transaction was a stock grant, not an open-market purchase. Michael Du received 1,596 shares of common stock as a compensation award under the 2021 Equity Compensation Plan, with no cash paid per share, and the shares will vest over three years from March 13, 2026.

How many Hanmi Financial (HAFC) shares does Michael Du hold after this grant?

Following the reported grant, Michael Du directly holds 14,005 shares of Hanmi Financial common stock. This total includes the newly awarded 1,596 shares that were issued under the 2021 Equity Compensation Plan and are scheduled to vest over a three-year period from March 13, 2026.

What are the vesting terms of Michael Du’s Hanmi Financial (HAFC) stock grant?

The 1,596-share common stock grant to Michael Du vests over three years from the grant date of March 13, 2026. This means the shares become fully owned over time under the 2021 Equity Compensation Plan, aligning compensation with continued service and long-term company performance.

Under which plan was the Hanmi Financial (HAFC) stock grant to Michael Du issued?

The stock grant to Michael Du was issued under Hanmi Financial’s 2021 Equity Compensation Plan. This plan provides equity-based awards, and in this case delivered 1,596 shares of common stock that will vest over three years starting from the March 13, 2026 grant date.