Hanmi Financial CRO granted 1,596 shares

Du Michael reported acquisition or exercise transactions in this Form 4 filing.

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Form Type

Rhea-AI Filing Summary

Du Michael reported acquisition or exercise transactions in this Form 4 filing.

Hanmi Financial Corp Chief Risk Officer Michael Du received a grant of 1,596 shares of common stock as compensation. The award was issued under the company’s 2021 Equity Compensation Plan and will vest over three years from the grant date of March 13, 2026. After this grant, Du directly holds 14,005 shares of Hanmi Financial common stock.

Insider Trade Summary

Grant/Award: 1,596 shares

Grant/Award 1 txn

Insider Du Michael

Role Chief Risk Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,596	$0.00	$0.00

Holdings After Transaction: Common Stock — 14,005 shares (Direct)

Footnotes (1)

F1. Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 13, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Hanmi Financial (HAFC) report for Michael Du?

Hanmi Financial reported that Chief Risk Officer Michael Du received a grant of 1,596 shares of common stock. The award was issued at no purchase price as equity compensation under the 2021 Equity Compensation Plan and increases his direct holdings to 14,005 shares.

Was the Hanmi Financial (HAFC) transaction a purchase or a grant?

The transaction was a stock grant, not an open-market purchase. Michael Du received 1,596 shares of common stock as a compensation award under the 2021 Equity Compensation Plan, with no cash paid per share, and the shares will vest over three years from March 13, 2026.

How many Hanmi Financial (HAFC) shares does Michael Du hold after this grant?

Following the reported grant, Michael Du directly holds 14,005 shares of Hanmi Financial common stock. This total includes the newly awarded 1,596 shares that were issued under the 2021 Equity Compensation Plan and are scheduled to vest over a three-year period from March 13, 2026.

What are the vesting terms of Michael Du’s Hanmi Financial (HAFC) stock grant?

The 1,596-share common stock grant to Michael Du vests over three years from the grant date of March 13, 2026. This means the shares become fully owned over time under the 2021 Equity Compensation Plan, aligning compensation with continued service and long-term company performance.

Under which plan was the Hanmi Financial (HAFC) stock grant to Michael Du issued?

The stock grant to Michael Du was issued under Hanmi Financial’s 2021 Equity Compensation Plan. This plan provides equity-based awards, and in this case delivered 1,596 shares of common stock that will vest over three years starting from the March 13, 2026 grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 03/17/2026 - 07:12 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Du Michael

(Last)

(First)

(Middle)

900 WILSHIRE BLVD., SUITE1250

(Street)

LOS ANGELES

90017

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Risk Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/13/2026		A		1,596⁽¹⁾	A	$0	14,005	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 13, 2026.

	/s/ Michael Du	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR