Was the Hanmi Financial (HAFC) share award to Harry Chung a market purchase?

No, the 2,298-share transaction for Harry Chung was coded as a grant or award. It was compensation in restricted stock, not an open-market purchase, and carried a transaction price of $0.00 per share in the filing.

Hanmi Financial director receives 2,298-share stock grant

Chung Harry reported acquisition or exercise transactions in this Form 4 filing.

Filing Impact

(Neutral)

Filing Sentiment

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Sentiment and the balance of points

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Form Type

Rhea-AI Filing Summary

Chung Harry reported acquisition or exercise transactions in this Form 4 filing.

Hanmi Financial Corp director Harry Chung received a restricted stock award, increasing his direct holdings. On this Form 4, Chung was granted 2,298 shares of common stock at no purchase price under the 2021 Equity Compensation Plan. The restricted shares vest on May 26, 2027. Following this equity grant, he directly owns 39,623 shares of Hanmi Financial common stock.

Insider Trade Summary

Grant/Award: 2,298 shares

Grant/Award 1 txn

Insider Chung Harry

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,298	$0.00	$0.00

Holdings After Transaction: Common Stock — 39,623 shares (Direct)

Footnotes (1)

F1. Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027.

Key Figures

Restricted stock grant: 2,298 shares Grant price: $0.00 per share Post-transaction holdings: 39,623 shares +1 more

4 metrics

Restricted stock grant 2,298 shares Common Stock award to director Harry Chung on May 27, 2026

Grant price $0.00 per share Restricted stock issued as compensation, not a market purchase

Post-transaction holdings 39,623 shares Total direct common stock held by Harry Chung after grant

Vesting date May 26, 2027 Vesting schedule for restricted stock under 2021 Equity Compensation Plan

Key Terms

Restricted stock grant, 2021 Equity Compensation Plan, Form 4

3 terms

Restricted stock grant financial

"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."

A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.

2021 Equity Compensation Plan financial

"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."

Form 4 regulatory

"On this Form 4, Chung was granted 2,298 shares of common stock at no purchase price"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Hanmi Financial (HAFC) report for Harry Chung?

Hanmi Financial reported that director Harry Chung received a grant of 2,298 shares of common stock as restricted stock under the 2021 Equity Compensation Plan, adding to his existing direct ownership in the company.

How many Hanmi Financial (HAFC) shares does Harry Chung own after this grant?

After receiving the restricted stock grant of 2,298 shares, director Harry Chung directly holds a total of 39,623 shares of Hanmi Financial common stock, according to the post-transaction ownership figure disclosed in the Form 4.

When do Harry Chung’s restricted Hanmi Financial (HAFC) shares vest?

The restricted stock granted to director Harry Chung vests on May 26, 2027. Until vesting, the shares are subject to the terms of Hanmi Financial’s 2021 Equity Compensation Plan as described in the Form 4 footnote.

Under which plan was the Hanmi Financial (HAFC) restricted stock granted to Harry Chung?

The 2,298 restricted shares granted to director Harry Chung were issued under Hanmi Financial’s 2021 Equity Compensation Plan, as noted in the Form 4 footnote describing the nature and vesting schedule of the grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/28/2026 - 08:43 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chung Harry

(Last)

(First)

(Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES

CALIFORNIA

90017

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/27/2026		A		2,298⁽¹⁾	A	$0	39,623	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027.

	/s/ Harry Chung	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR