Hanmi director granted 2,298 restricted HAFC shares

Ahn John J reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Ahn John J reported acquisition or exercise transactions in this Form 4 filing.

Hanmi Financial Corp director John J. Ahn received a grant of 2,298 shares of Common Stock as restricted stock. The award was issued at no cash cost per share and was granted under the company’s 2021 Equity Compensation Plan.

The restricted stock vests on May 26, 2027, meaning the shares become fully owned by Ahn on that date if vesting conditions are met. After this grant, Ahn directly holds a total of 53,623 shares of Hanmi Financial common stock.

Insider Trade Summary

Grant/Award: 2,298 shares

Grant/Award 1 txn

Insider Ahn John J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,298	$0.00	$0.00

Holdings After Transaction: Common Stock — 53,623 shares (Direct)

Footnotes (1)

1. F1. Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027.

Key Figures

Restricted shares granted: 2,298 shares Grant price per share: $0.00 per share Shares owned after grant: 53,623 shares +1 more

4 metrics

Restricted shares granted 2,298 shares Restricted stock grant to director John J. Ahn

Grant price per share $0.00 per share Stated transaction price for restricted stock award

Shares owned after grant 53,623 shares Total direct common stock holdings following transaction

Vesting date May 26, 2027 Restricted stock grant vesting under 2021 Equity Compensation Plan

Key Terms

Restricted stock grant, 2021 Equity Compensation Plan, Common Stock, Grant, award, or other acquisition

4 terms

Restricted stock grant financial

"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."

A restricted stock grant is an award of company shares given to an employee or executive that cannot be sold or transferred until certain conditions are met, such as staying with the company for a set time or hitting performance goals. For investors, it signals how the company ties pay to future performance and can affect the number of shares outstanding and management’s incentives—think of it as a wrapped gift you only keep once you meet the requirements.

2021 Equity Compensation Plan financial

"Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027."

Common Stock financial

"security_title: Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Hanmi Financial (HAFC) director John J. Ahn report on this Form 4?

Director John J. Ahn reported receiving 2,298 shares of Hanmi Financial common stock as a restricted stock grant. The award was made at no cash cost per share and increases his direct holdings to 53,623 shares after the transaction.

How many Hanmi Financial (HAFC) shares did John J. Ahn acquire in this transaction?

John J. Ahn acquired 2,298 shares of Hanmi Financial common stock through a restricted stock grant. This is categorized as a grant or award transaction and was not an open-market purchase, so no price per share was paid in cash.

When do the newly granted Hanmi Financial (HAFC) restricted shares vest?

The 2,298 restricted shares granted to John J. Ahn vest on May 26, 2027. Vesting means the restrictions on the shares lapse at that time, assuming conditions are satisfied, and the shares become fully owned and unrestricted by the recipient.

What is John J. Ahn’s Hanmi Financial (HAFC) share ownership after this Form 4?

After the restricted stock grant, John J. Ahn directly holds 53,623 shares of Hanmi Financial common stock. This total includes the 2,298 newly granted restricted shares, which remain subject to vesting scheduled for May 26, 2027 under the equity plan.

Under which plan were the Hanmi Financial (HAFC) restricted shares granted?

The 2,298 restricted shares were granted under Hanmi Financial’s 2021 Equity Compensation Plan. This plan is used to issue stock-based awards to eligible participants, aligning their interests with shareholders through equity rather than cash compensation.

Was the Hanmi Financial (HAFC) Form 4 transaction a market buy or sell?

The transaction was not a market buy or sell; it was a grant or award acquisition. John J. Ahn received 2,298 restricted shares at a stated price of $0.00 per share, reflecting equity compensation rather than an open-market stock trade.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/28/2026 - 08:42 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ahn John J

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CALIFORNIA 90017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/27/2026		A		2,298(1)	A	$0	53,623	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock grant issued under the 2021 Equity Compensation Plan, vesting on May 26, 2027.

	/s/ John Ahn	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)