Hanmi Financial CAO granted 483 shares

Pangrazio Joseph reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Pangrazio Joseph reported acquisition or exercise transactions in this Form 4 filing.

Hanmi Financial Corp reported a routine insider equity award to its Chief Accounting Officer, Joseph Pangrazio. He received a grant of 483 shares of common stock at no cost as a compensation award under the 2021 Equity Compensation Plan. According to the disclosure, these shares vest over three years from the grant date of March 13, 2026, meaning he earns the shares gradually over that period if service conditions are met. After this grant, Pangrazio directly holds a total of 2,978 common shares in the company.

Insider Trade Summary

Grant/Award: 483 shares

Grant/Award 1 txn

Insider Pangrazio Joseph

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	483	$0.00	$0.00

Holdings After Transaction: Common Stock — 2,978 shares (Direct)

Footnotes (1)

1. F1. Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 13, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Hanmi Financial (HAFC) report for Joseph Pangrazio?

Hanmi Financial reported that Chief Accounting Officer Joseph Pangrazio received a grant of 483 shares of common stock. The award was made as equity compensation and did not involve any open-market purchase or sale of shares.

How many Hanmi Financial (HAFC) shares did the CAO hold after this Form 4 transaction?

Following the equity grant, Chief Accounting Officer Joseph Pangrazio directly held 2,978 shares of Hanmi Financial common stock. This total includes the newly awarded 483 shares, which are subject to a vesting schedule over three years from the grant date.

Was the Hanmi Financial (HAFC) insider transaction a stock grant or an open-market trade?

The transaction was a stock grant, not an open-market trade. Pangrazio received 483 common shares at a stated price of $0.00 per share as part of his compensation, indicating no cash was paid to acquire the shares.

What plan governs the 483-share stock grant reported for Hanmi Financial (HAFC)?

The 483-share grant to Chief Accounting Officer Joseph Pangrazio was issued under Hanmi Financial’s 2021 Equity Compensation Plan. This plan provides for stock-based awards to employees and officers as part of their long-term incentive compensation.

How does the 483-share Hanmi Financial (HAFC) grant vest over time?

The 483-share common stock award vests over three years from the grant date of March 13, 2026. This means Pangrazio earns the shares gradually during that three-year period, typically subject to continued service with the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 07:15 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pangrazio Joseph

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CA 90010

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/13/2026		A		483(1)	A	$0	2,978	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 13, 2026.

	/s/ Joseph Pangrazio	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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