Hanmi Financial (NASDAQ: HAFC) CAO reports 150-share tax withholding event

Rhea-AI Filing Summary

Hanmi Financial Corp's Chief Accounting Officer, Joseph Pangrazio, reported a small tax-related share disposition. On the reported date, 150 shares of common stock were surrendered at $25.55 per share to cover tax or exercise obligations, classified as a tax-withholding disposition. After this routine transaction, he directly holds 2,495 common shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pangrazio Joseph

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CA 90010

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		F		150	D	$25.55	2,495	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Joseph Pangrazio	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did HAFC officer Joseph Pangrazio report on this Form 4?

Joseph Pangrazio reported a tax-related share disposition of 150 shares of Hanmi Financial common stock. The transaction is coded as tax withholding, meaning shares were delivered to satisfy tax or exercise obligations rather than sold in the open market.

How many HANMI FINANCIAL CORP (HAFC) shares were involved in the tax withholding?

The filing shows 150 shares of Hanmi Financial common stock were used for tax withholding. These shares were valued at $25.55 per share, based on the transaction price reported, and were delivered to cover tax or exercise-related liabilities.

What does transaction code F mean in the HAFC Form 4 filing?

Transaction code F indicates a payment of exercise price or tax liability by delivering securities. In this case, 150 Hanmi Financial shares were disposed of to satisfy such obligations, rather than being sold as a discretionary open-market transaction by the officer.

How many HAFC shares does Joseph Pangrazio own after this Form 4 transaction?

After the tax-withholding disposition, Joseph Pangrazio directly holds 2,495 shares of Hanmi Financial common stock. This post-transaction balance, disclosed in the filing, reflects his remaining stake following the 150-share tax-related surrender.

Was the HAFC insider transaction a market sale or tax withholding event?

The transaction was a tax withholding event, not an open-market sale. The Form 4 classifies it as a tax-withholding disposition, where 150 shares were delivered to cover tax or exercise obligations, rather than sold on the market for investment purposes.