HANMI FINANCIAL CORP Insider Trading Activity

SANTAROSA ROMOLO reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

SANTAROSA ROMOLO reported acquisition or exercise transactions in this Form 4 filing.

Hanmi Financial Corp’s Chief Financial Officer, Romolo Santarosa, received a grant of 4,913 shares of common stock as compensation. The award carried a price of $0.00 per share, reflecting a stock grant rather than a market purchase, and increased his directly held stake to 73,315 shares.

The grant was issued under the company’s 2021 Equity Compensation Plan and is scheduled to vest over three years from the grant date of March 13, 2026. This represents routine equity-based compensation rather than an open-market transaction.

Insider Trade Summary

Grant/Award: 4,913 shares

Grant/Award 1 txn

Insider SANTAROSA ROMOLO

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,913	$0.00	$0.00

Holdings After Transaction: Common Stock — 73,315 shares (Direct)

Footnotes (1)

1. F1. Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 13, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Hanmi Financial (HAFC) report for its CFO?

Hanmi Financial reported that CFO Romolo Santarosa received a grant of 4,913 shares of common stock. The grant was a compensation award, not a market purchase, and was priced at $0.00 per share under the 2021 Equity Compensation Plan.

How many Hanmi Financial (HAFC) shares does the CFO hold after this grant?

After the grant, CFO Romolo Santarosa directly holds 73,315 shares of Hanmi Financial common stock. This total reflects the addition of 4,913 granted shares reported in the Form 4, all shown as directly owned following the transaction.

Was the Hanmi Financial (HAFC) CFO’s Form 4 transaction a stock purchase or a grant?

The transaction was a stock grant, not an open-market purchase. The Form 4 shows 4,913 common shares acquired at $0.00 per share as a compensation award, described as a grant, award, or other acquisition under the company’s equity plan.

Under which plan was the Hanmi Financial (HAFC) CFO equity award granted?

The 4,913-share award to Hanmi Financial’s CFO was granted under the 2021 Equity Compensation Plan. The footnote specifies that it is a common stock grant issued pursuant to this plan, aligning it with the company’s standard long-term incentive program.

How does the Hanmi Financial (HAFC) CFO’s stock grant vest over time?

The CFO’s 4,913-share stock grant vests over three years from the grant date of March 13, 2026. This means the shares become fully owned gradually according to the plan’s schedule, providing long-term incentive alignment with Hanmi Financial’s performance.

Is the Hanmi Financial (HAFC) CFO’s Form 4 transaction an open-market signal?

No, this filing reflects a routine compensation grant rather than an open-market trade. The 4,913 shares were awarded at $0.00 per share under the 2021 Equity Compensation Plan, so it does not indicate discretionary buying or selling in the market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 06:53 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SANTAROSA ROMOLO

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CA 90017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/13/2026		A		4,913(1)	A	$0	73,315	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 13, 2026.

	/s/ Romolo Santarosa	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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