Hanmi Financial (NASDAQ: HAFC) officer has 385 shares withheld for taxes

Rhea-AI Filing Summary

Hanmi Financial Corp Chief Banking Officer Anthony I. Kim reported a routine tax-withholding share disposition. On this Form 4, 385 shares of common stock were withheld at $25.55 per share to cover tax obligations, leaving him with 41,673 directly owned shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kim Anthony I.

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CA 90017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Banking Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		F		385	D	$25.55	41,673	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Anthony Kim	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did HAFC executive Anthony I. Kim report?

Anthony I. Kim reported a small, routine tax-withholding transaction. 385 shares of Hanmi Financial common stock were withheld at $25.55 per share to satisfy tax obligations, leaving him with 41,673 shares directly owned after the transaction.

Was the HAFC Form 4 transaction an open-market sale or purchase?

The Form 4 for Hanmi Financial shows no open-market sale or purchase. It records an F-code transaction, meaning 385 shares were withheld by the issuer to cover tax liabilities, rather than voluntarily sold in the market by the executive.

How many Hanmi Financial (HAFC) shares does Anthony I. Kim hold after this filing?

After the reported tax-withholding transaction, Anthony I. Kim directly holds 41,673 shares of Hanmi Financial common stock. The Form 4 shows only this small tax-related disposition, with no other changes to his reported non-derivative or derivative holdings.

What does transaction code F mean in the HAFC Form 4 filing?

In this Hanmi Financial Form 4, code F indicates payment of a tax liability by delivering or withholding shares. Here, 385 shares of common stock were withheld at $25.55 per share to satisfy taxes, not as an open-market sale.

Is the HAFC insider transaction by Anthony I. Kim a significant trading signal?

The reported transaction appears routine and administrative. Only 385 shares were withheld for tax purposes, while Anthony I. Kim continues to directly own 41,673 shares of common stock, suggesting a minor adjustment rather than a major change in position.