HANMI FINANCIAL CORP Insider Trading Activity

Hanmi Financial Corp Chief Risk Officer Michael Du reported routine equity compensation activity in company stock.

Rhea-AI Filing Summary

Hanmi Financial Corp Chief Risk Officer Michael Du reported routine equity compensation activity in company stock. On March 26, 2026, 2,367 shares of restricted stock vested after performance criteria for the three-year period ended March 10, 2026 were certified at a 120% payout.

To cover tax obligations, 805 shares were disposed of through tax-withholding transactions at $26.33 per share. Following these non-market transactions, Du holds 15,736 shares of Hanmi Financial Corp common stock directly.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Du Michael

Role Chief Risk Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	169	$26.33	$4K
Grant/Award	Common Stock	2,367	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	636	$26.33	$17K

Holdings After Transaction: Common Stock — 15,736 shares (Direct)

Footnotes (1)

1. F1. On March 10, 2023, the reporting person was granted 1,973 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 2,367 shares (120% of payout).

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Hanmi Financial (HAFC) report for Michael Du?

Hanmi Financial reported that Chief Risk Officer Michael Du had 2,367 restricted shares vest and 805 shares withheld to cover taxes. All movements were compensation-related and did not involve open-market buying or selling of HAFC common stock.

Were Michael Du’s Hanmi Financial (HAFC) transactions open-market buys or sells?

No, the filing shows no open-market purchases or sales. The transactions were a grant-related share vesting and tax-withholding dispositions, where shares were surrendered to satisfy tax liabilities rather than traded with public investors.

How many Hanmi Financial (HAFC) shares did Michael Du receive from vesting?

The filing states that 2,367 shares of restricted stock vested for Michael Du after performance criteria for the three-year period ended March 10, 2026 were met and certified, representing a 120% payout on the original award.

How many Hanmi Financial (HAFC) shares were withheld for taxes in this Form 4?

According to the Form 4, a total of 805 shares of Hanmi Financial common stock were disposed of as tax-withholding. These shares were used to pay tax liabilities associated with the restricted stock vesting, not sold on the open market.

What is Michael Du’s Hanmi Financial (HAFC) shareholding after these transactions?

After the reported vesting and tax-withholding dispositions, Chief Risk Officer Michael Du holds 15,736 shares of Hanmi Financial Corp common stock directly, as shown in the post-transaction ownership figure in the Form 4 filing.

What performance conditions triggered Michael Du’s Hanmi Financial (HAFC) restricted stock vesting?

The footnote explains that Du was granted 1,973 restricted shares in March 2023, vesting on or after March 10, 2026, subject to performance criteria. These criteria were met for the three-year period, resulting in 2,367 shares vesting at a 120% payout.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/30/2026 - 07:00 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Du Michael

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE1250

(Street)

LOS ANGELES CALIFORNIA 90017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Risk Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/26/2026		F		169	D	$26.33	14,005	D
Common Stock	03/26/2026		A		2,367(1)	A	$0	16,372	D
Common Stock	03/26/2026		F		636	D	$26.33	15,736	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. On March 10, 2023, the reporting person was granted 1,973 shares of restricted stock which would vest on or after March 10, 2026, subject to the satisfaction of certain performance criteria. The performance criteria for the three year period ended March 10, 2026 were met and certified on March 26, 2026, resulting in the vesting of 2,367 shares (120% of payout).

	/s/ Michael Du	03/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)