Hanmi Financial (HAFC) executive uses 492 shares to cover tax liability

Rhea-AI Filing Summary

HANMI FINANCIAL CORP Chief Credit Officer reports routine tax withholding in stock. On April 1, 2026, Matthew Fuhr had 492 shares of common stock withheld at $26.60 per share to cover tax obligations. After this non-market disposition, he directly holds 37,302 shares of Hanmi Financial common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Fuhr Matthew

Role Chief Credit Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	492	$26.60	$13K

Holdings After Transaction: Common Stock — 37,302 shares (Direct)

Footnotes (1)

Key Figures

Shares withheld for taxes: 492 shares Tax-withholding share value: $26.60 per share Shares held after transaction: 37,302 shares

3 metrics

Shares withheld for taxes 492 shares Tax-withholding disposition on April 1, 2026

Tax-withholding share value $26.60 per share Value used for 492-share tax-withholding event

Shares held after transaction 37,302 shares Direct Hanmi Financial common stock holdings after Form 4

Key Terms

tax-withholding disposition, Common Stock, Form 4

3 terms

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fuhr Matthew

(Last) (First) (Middle)

900 WILSHIRE BLVD., SUITE 1250

(Street)

LOS ANGELES CALIFORNIA 90017

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Credit Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/01/2026		F		492	D	$26.6	37,302	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Matthew Fuhr	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Hanmi Financial (HAFC) report for Matthew Fuhr?

Hanmi Financial reported that Chief Credit Officer Matthew Fuhr had 492 shares of common stock withheld to cover taxes. This Form 4 shows a tax-withholding disposition, not an open-market sale or purchase, and reflects routine equity compensation mechanics.

Was the Hanmi Financial (HAFC) Form 4 a stock sale by the insider?

No, the Form 4 shows a tax-withholding disposition, not an open-market sale. 492 shares were surrendered at $26.60 per share to satisfy tax obligations tied to equity compensation, a common non-discretionary administrative transaction for executives.

How many Hanmi Financial (HAFC) shares does Matthew Fuhr hold after this filing?

After the reported tax-withholding transaction, Chief Credit Officer Matthew Fuhr directly holds 37,302 shares of Hanmi Financial common stock. The 492 shares withheld for taxes represent only a small portion of his overall reported equity position.

What price per share was used in the Hanmi Financial (HAFC) tax-withholding event?

The tax-withholding disposition used a value of $26.60 per share for the 492 Hanmi Financial common shares. This figure is used to determine the value of shares surrendered to satisfy the associated tax liability on the underlying equity compensation.

Does the Hanmi Financial (HAFC) Form 4 indicate any option exercises or derivatives?

The Form 4 data show no derivative transactions or option exercises in this event. It only records a non-derivative common stock tax-withholding entry, and the derivative position summary is empty, indicating no new derivative activity in this specific filing.