Baiju Bhatt (HOOD) receives 3,289 RSUs and converts 801 into shares

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Robinhood Markets, Inc. director Baiju Bhatt reported equity-based compensation activity. On June 2, 2026, he received a grant of 3,289 restricted stock units (RSUs) as his annual non-employee director award under Robinhood’s 2021 Omnibus Incentive Plan. These RSUs convert into Class A Common Stock on a one-for-one basis and vest one-quarter on October 1, 2026, with the remainder vesting in three equal quarterly installments through the day before Robinhood’s 2027 annual meeting, subject to continued service.

On June 1, 2026, 801 RSUs were exercised and converted into 801 shares of Class A Common Stock, leaving no RSUs from that earlier award outstanding. Following this exercise, Bhatt directly held 3,579 shares of Class A Common Stock as reported in the filing.

Insider Trade Summary

801 shares exercised/converted

Mixed 3 txns

Insider Bhatt Baiju

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	3,289	$0.00	--
Exercise	Restricted Stock Units	801	$0.00	--
Exercise	Class A Common Stock	801	$0.00	--

Holdings After Transaction: Restricted Stock Units — 3,289 shares (Direct, null); Class A Common Stock — 3,579 shares (Direct, null)

Footnotes (1)

Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood and was granted automatically on the date of Robinhood's annual meeting of stockholders. On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Key Figures

New RSU grant: 3,289 RSUs RSUs exercised: 801 RSUs Shares from exercise: 801 shares +3 more

6 metrics

New RSU grant 3,289 RSUs Granted June 2, 2026 as annual non-employee director award

RSUs exercised 801 RSUs Exercised into Class A Common Stock on June 1, 2026

Shares from exercise 801 shares Class A Common Stock received from RSU conversion

Shares held after transactions 3,579 shares Class A Common Stock directly held following June 1, 2026 exercise

Initial RSU grant date June 25, 2025 Earlier 3,202 RSUs referenced in vesting footnote

First vesting date for 2026 RSUs October 1, 2026 One-quarter of 3,289 RSUs vest on this date

Key Terms

Restricted Stock Units, 2021 Omnibus Incentive Plan, Non-Employee Director Compensation Program, annual meeting of stockholders

4 terms

Restricted Stock Units financial

"Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2021 Omnibus Incentive Plan financial

"On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan")."

Non-Employee Director Compensation Program financial

"This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood and was granted automatically on the date of Robinhood's annual meeting of stockholders."

annual meeting of stockholders financial

"the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders"

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Form 4 Insider Transactions: What Each Field Means →

06/03/2026 - 04:55 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bhatt Baiju

(Last)

(First)

(Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK

CALIFORNIA

94025

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/01/2026		M		801	A	⁽¹⁾	3,579	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	06/01/2026		M			801	⁽²⁾	⁽²⁾	Class A Common Stock	801	$0	0	D
Restricted Stock Units	⁽¹⁾	06/02/2026		A⁽³⁾		3,289		⁽⁴⁾	⁽⁴⁾	Class A Common Stock	3,289	$0	3,289	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

2. On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

3. This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood and was granted automatically on the date of Robinhood's annual meeting of stockholders.

4. On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Remarks:

	/s/ Matthew Yorkavich, attorney-in- fact for Baiju Bhatt	06/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider equity transactions did Baiju Bhatt report at Robinhood (HOOD)?

Baiju Bhatt reported two equity events: a grant of 3,289 restricted stock units on June 2, 2026, and the exercise of 801 RSUs into 801 Class A shares on June 1, 2026, increasing his directly held Robinhood common stock.

How many RSUs did Robinhood (HOOD) grant to Baiju Bhatt in June 2026?

Robinhood granted Baiju Bhatt 3,289 restricted stock units on June 2, 2026. The award was made under the company’s 2021 Omnibus Incentive Plan as his annual non-employee director grant and vests over time, subject to his continued service on the board.

When do Baiju Bhatt’s new 3,289 RSUs at Robinhood (HOOD) vest?

One-quarter of the 3,289 RSUs vest on October 1, 2026. The remaining units vest in three equal quarterly installments, with the final portion vesting no later than the day before Robinhood’s 2027 annual meeting, assuming Bhatt’s continued service.

What happened to the 801 RSUs referenced in Baiju Bhatt’s Robinhood (HOOD) filing?

The 801 RSUs were exercised and converted into 801 shares of Class A Common Stock on June 1, 2026. After this exercise, the RSU balance for that award became zero, and Bhatt’s directly held common shares increased accordingly in the report.

How many Robinhood (HOOD) Class A shares does Baiju Bhatt hold after these transactions?

After the reported transactions, Baiju Bhatt directly held 3,579 shares of Robinhood Class A Common Stock. This total reflects the addition of 801 shares received from exercising previously granted RSUs as disclosed in the Form 4 filing.

Under which plan were Baiju Bhatt’s RSUs at Robinhood (HOOD) granted?

The RSUs were granted under Robinhood’s 2021 Omnibus Incentive Plan. This plan governs equity-based awards such as restricted stock units, and Bhatt’s June 2, 2026 grant represents his annual non-employee director award under the company’s compensation program.