HRTG insider files Form 144 to sell 1,709 common shares

Ernesto Garateix has filed a Form 144 notice to sell 1,709 shares of common stock of issuer HRTG through Morgan Stanley Smith Barney LLC, with an aggregate market value of $49,298.33.

Rhea-AI Filing Summary

Ernesto Garateix has filed a Form 144 notice to sell 1,709 shares of common stock of issuer HRTG through Morgan Stanley Smith Barney LLC, with an aggregate market value of $49,298.33. These shares were acquired on 11/04/2023 as restricted stock vesting under a registered plan, with payment also dated 11/04/2023.

The notice states that 30,911,435 shares of this class of common stock were outstanding when the filing was prepared. Over the past three months, Garateix and related accounts reported multiple open-market sales of HRTG common shares, each with disclosed dates, amounts, and gross proceeds. By signing the notice, the seller represents that he is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for HRTG disclose about planned share sales?

The Form 144 shows that Ernesto Garateix intends to sell 1,709 HRTG common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $49,298.33.

How were the 1,709 HRTG shares in the Form 144 acquired?

The 1,709 HRTG common shares were acquired on 11/04/2023 as restricted stock vesting under a registered plan, with the payment date also listed as 11/04/2023.

How many HRTG common shares were outstanding according to this Form 144?

The Form 144 states that there were 30,911,435 HRTG common shares outstanding for this class of stock at the time of the filing.

What HRTG share sales has Ernesto Garateix reported over the past three months?

The filing lists multiple past sales of HRTG common shares by Ernesto Garateix and related accounts between 09/15/2025 and 12/11/2025, each with the number of shares sold and gross proceeds, including several transactions of 5,000 or more shares.

What representation does the seller make in the HRTG Form 144?

By signing the notice, the seller represents that he does not know any material adverse information about HRTG’s current or prospective operations that has not been publicly disclosed.

Which broker is handling the planned HRTG share sale in this Form 144?

The planned sale of 1,709 HRTG common shares is listed as being handled by Morgan Stanley Smith Barney LLC Executive Financial Services in New York.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/12/2025 - 05:07 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001607776
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HERITAGE INSURANCE HOLDINGS, INC.
SEC File Number	001-36462
Address of Issuer	1401 N. Westshore Blvd Tampa FLORIDA 33607
Phone	(727) 362-7200
Name of Person for Whose Account the Securities are To Be Sold	ERNESTO GARATEIX
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1709	49298.33	30911435	12/12/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/04/2023	Restricted stock vesting under a registered plan	Issuer			1709	11/04/2023	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/11/2025	6291	178814.00
ERNESTO GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/09/2025	7000	198537.39
Ernesto Garateiz and Yvette Garateix 1401 N. Westshore Blvd Tampa FL 33607	Common	11/20/2025	7467	200922.76
Ernesto Garateix IRA 1401 N. Westshore Blvd Tampa FL 33607	Common	11/20/2025	867	23212.04
ERNESTO J GARATEIX AND YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	11/13/2025	5000	153850.00
ERNESTO J GARATEIX AND YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	11/12/2025	5000	151950.00
ERNESTO J GARATEIX AND YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	11/11/2025	5000	145010.00
Ernesto Garateix IRA 1401 N. Westshore Blvd Tampa FL 33607	Common	10/20/2025	867	19867.10
Ernesto Garateix and Yvette Garateix 1401 N. Westshore Blvd Tampa FL 33607	Common	10/20/2025	7467	171595.37
Ernesto Garateix and Yvette Garateix 1401 N. Westshore Blvd Tampa FL 33607	Common	09/22/2025	7467	202172.73
Ernesto Garateix IRA 1401 N. Westshore Blvd Tampa FL 33607	Common	09/22/2025	867	24456.62
ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	09/15/2025	25000	614250.00

144: Remarks and Signature

Remarks
Date of Notice	12/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ernesto Garateix
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)