Welcome to our dedicated page for Hilltop Holdings SEC filings (Ticker: HTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hilltop Holdings Inc. filings document a Maryland financial holding company with common stock traded under HTH and operations spanning PlainsCapital Bank, PrimeLending, Hilltop Securities Inc., and Momentum Independent Network Inc. The record includes material-event reports for results of operations, financial condition, earnings presentations, dividend declarations, and stock repurchase authorization.
Proxy and governance filings cover board composition, committee service, executive compensation, equity-award tables, employment agreement amendments, and shareholder voting matters. These disclosures also identify the company's capital structure, listing venues, and financial-reporting exhibits tied to banking, mortgage lending, broker-dealer, clearing, and advisory activities.
Hilltop Holdings Inc. director Rhodes R. Bobbitt sold 10,000 shares of Common Stock in an open-market sale at $37.25 per share. The transaction took place on May 13, 2026 and was reported as a direct ownership sale.
After this sale, Bobbitt directly owns 117,016 Hilltop shares, showing he retains a substantial position. This total includes 52,100 shares held in an individual retirement account for his benefit.
Hilltop Holdings Inc. filed a Form 13F reporting institutional holdings aggregated across related managers. The report lists 987 holdings with a Form 13F Information Table value total of $1,111,911,808. The filing names 4 other included managers in the group.
HTH filing a Form 144 notice reporting proposed dispositions of Common Stock by a brokered account. The excerpt lists 50,000 shares purchased via IRA on 05/10/2006 and 12,100 shares from a rights offering on 01/23/2007. The cover shows a total figure of 62,100 shares alongside numeric entries 2,315,088.00 and 58,530,197 referenced with an exchange NYSE.
Hilltop Holdings Inc. Chief Accounting Officer Keith E. Bornemann reported an open-market sale of 2,000 shares of common stock at $38.00 per share. After this transaction, he directly holds 7,912.02 shares of Hilltop Holdings common stock.
HTH filed a Form 144 notice reporting proposed resales of common stock. The filing lists a broker, Morgan Stanley Smith Barney LLC, and shows a proposed quantity of 2,000 shares with an aggregate dollar figure of $76,000.00 and an identifier 58530197, with a filing/date entry of 05/05/2026. The excerpt also lists planned sales tied to an Employee Stock Purchase Plan and Restricted Stock on several dates with quantities of 55, 53, 1,252, and 640.
Hilltop Holdings Inc. director Stephen H. Haworth filed an initial Form 3, which is a required statement of his beneficial ownership when he becomes subject to insider reporting rules. The filing does not list any buy, sell, or other share transactions and contains no derivative holdings.
Hilltop Holdings Inc. director Dana L. Bober filed an initial Form 3, which is a required statement of beneficial ownership for new insiders. This filing does not list any buy or sell transactions and simply establishes Bober’s status and reporting obligations as a director of Hilltop Holdings Inc.
Hilltop Holdings is asking stockholders to elect thirteen directors, approve on a non-binding basis its executive compensation, and ratify PricewaterhouseCoopers LLP as independent auditor at the 2026 annual meeting on July 23, 2026, held virtually for stockholders of record on April 27, 2026.
The proxy describes an unclassified board with a lead independent director, majority independence, and active audit, compensation, risk and other committees. New independent directors Dana Bober and Stephen Haworth joined in 2026, restoring NYSE majority-independence after 2025 resignations.
For 2025, Hilltop reported net income of $166 million, a 1.10% return on average assets and 7.60% return on average equity on $15.8 billion of year‑end assets. The company returned $229 million to stockholders through dividends and repurchases, including $184 million of buybacks, and redeemed $200 million of higher‑coupon debt while maintaining a 19.70% Common Equity Tier 1 capital ratio.
Named executive officer pay is heavily performance‑based, with base salaries unchanged for 2025 and more than 80% of the CEO’s target compensation variable. Annual incentives depend primarily on net income and strategic goals, and long‑term incentives are split between performance‑based and time‑based restricted stock units tied to three‑year EPS and relative total shareholder return. Following a 42% 2025 say‑on‑pay approval, the board expanded stockholder outreach, enhanced proxy disclosure, and the CEO elected to forgo his 2025 cash bonus.
Hilltop Holdings Inc. announced that its Board of Directors appointed Dana Bober and Stephen Haworth as new independent directors. Both will serve on key board committees, with Bober joining the Audit Committee and Haworth joining both the Audit and Compensation Committees.
Bober brings 30 years of audit and financial services experience, including senior leadership roles at Ernst & Young. Haworth contributes 20 years of private equity chief financial officer experience and currently serves as Vice Chairman of Flexpoint Ford LLC. In connection with their appointments, each will receive restricted stock units valued at $200,000, which will cliff vest on the third anniversary of their appointment on April 23, 2029.
Hilltop Holdings Inc. reported net income of $39.0 million for the quarter ended March 31, 2026, down from $44.5 million a year earlier. Earnings per diluted share were $0.64, compared with $0.65 in the prior-year quarter.
Total interest income was $184.3 million and net interest income rose to $112.1 million, helped by lower deposit and borrowing costs and a smaller credit loss provision of $1.8 million versus $9.3 million last year. Noninterest income declined to $188.4 million, mainly because other income fell sharply, while mortgage-related and brokerage revenues increased.
Noninterest expenses were stable at $248.3 million, producing pre-tax income of $50.4 million. Total assets were $15.7 billion, loans held for investment were $8.43 billion, and deposits were $10.53 billion, reflecting modest balance sheet contraction and continued share repurchases and dividends.