Hilltop Holdings Inc SEC Filings

Steve B. Thompson, identified as a director and as PrimeLending President and CEO, reported a non-derivative acquisition of 59.0037 shares of Hilltop Holdings Inc. common stock via dividend reinvestment. The transaction dates are shown as 09/01/2021 with a deemed execution date of 09/03/2021, recorded at a price of $0.00 because the shares were issued through dividend reinvestment.

Following the reported transaction, Thompson beneficially owned 43,233.8665 shares. The report was signed by an attorney-in-fact, Corey G. Prestidge, on 09/26/2025. The filing is a Form 4 disclosure of insider changes in beneficial ownership and contains an explanatory remark that the shares were acquired pursuant to dividend reinvestment.

Steve B. Thompson, listed as PrimeLending President and CEO and an officer and director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of 52.3161 shares of Hilltop common stock through dividend reinvestment. The transaction is dated 06/01/2021 with the Form filed on 06/03/2021. Following this transaction the report shows 43,174.8628 shares beneficially owned. The shares were acquired at $0.00, consistent with a dividend reinvestment. The filing was signed on behalf of Mr. Thompson by an attorney-in-fact on 09/26/2025.

Steve B. Thompson, PrimeLending President and CEO and a director of Hilltop Holdings Inc. (HTH), reported a tax-withholding disposition related to restricted stock units. The Form 4 discloses that on 04/26/2021 a total of 1,574 shares of Hilltop common stock were disposed of (transaction code F) at $34.34 per share to satisfy tax withholding arising from the vesting of 4,000 time-based restricted stock units granted on 04/26/2018. Following the transaction the reporting person beneficially owned 43,122.5467 shares in a direct capacity. The filing is a routine insider reporting of compensation-related share withholding and does not include other transactions or derivative positions.

Steve B. Thompson, PrimeLending President and CEO and a director of Hilltop Holdings Inc. (HTH), reported an acquisition of 732 shares of Hilltop common stock on 04/01/2021 under the companys Employee Stock Purchase Plan (ESPP). The shares were purchased for $30.72 per share, representing 90% of the closing price on March 31, 2021, as provided by the ESPP. Following the transaction the filing lists 44,696.5467 shares beneficially owned by Thompson. The Form 4 was signed by an attorney-in-fact on behalf of Thompson on 09/26/2025.

Steve B. Thompson, listed as a director and officer (PrimeLending President and CEO) of Hilltop Holdings Inc. (HTH), reported a small non-derivative acquisition of Common Stock on 03/04/2021. The transaction reflects the purchase of 45.5467 shares at $0.00 through dividend reinvestment, bringing his total beneficial ownership to 43,964.5467 shares. The Form 4 was executed by an attorney-in-fact, Corey G. Prestidge, with a signature date of 09/26/2025. The filing indicates it was submitted by one reporting person and does not disclose any derivative transactions, amendments, or additional terms.

Steve B. Thompson, PrimeLending President and CEO and a reporting person for Hilltop Holdings Inc. (HTH), was granted 9,917 restricted stock units on 02/23/2021. Those units will convert into an equal number of shares of Hilltop common stock upon vesting on the third anniversary of the grant, 02/23/2024, or earlier if specified award events occur. Shares deliverable upon conversion are subject to transfer restrictions until the first anniversary of the vesting date, 02/23/2025, unless earlier events permit release. After this grant the reporting person beneficially owned 43,919 shares. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.

The filing reports that Steve B. Thompson, PrimeLending President and CEO and a director of Hilltop Holdings Inc. (HTH), disposed of 1,139 shares of Hilltop common stock on 04/14/2020 at a price of $16.44 per share. After the transaction he beneficially owned 34,002 shares directly. The sale reflects shares withheld by the issuer to satisfy tax withholding for the vesting of 2,893 time‑based restricted stock units awarded on April 14, 2017. The form is signed by an attorney‑in‑fact on behalf of Mr. Thompson on 09/26/2025.

Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH), was granted 6,779 restricted stock units (RSUs) on 02/20/2020. The reported transaction shows 6,779 RSUs acquired at $0.00, bringing the reporting person's total beneficial ownership to 35,141 shares following the grant. The RSUs vest on the third anniversary of the grant, February 20, 2023, or earlier upon specified events in the award agreement. Shares delivered on vesting will remain subject to transfer restrictions until the first anniversary of vesting, February 20, 2024, unless earlier release events occur. The Form 4 was signed by an attorney-in-fact on 09/26/2025.

Steve B. Thompson, identified as a director and an officer (PrimeLending President and CEO) of Hilltop Holdings Inc. (HTH), reported beneficial ownership of 28,362 shares of Hilltop common stock. The filing notes 3,026 shares subject to sale restrictions until April 1, 2020 and restricted stock units granted on April 14, 2017; April 26, 2018; February 27, 2019; and January 1, 2020 that vest on the third anniversary of each grant or upon certain change‑in‑control events. The form is signed by an attorney‑in‑fact on behalf of Thompson.