Hilltop Holdings Inc SEC Filings

Steve B. Thompson, President and CEO and a director of Hilltop Holdings Inc. (HTH), reported an acquisition of company common stock through the company's Employee Stock Purchase Plan (ESPP). The transaction date was 04/03/2023 and the filing states 842 shares were acquired at a purchase price of $26.70 per share, reflecting the ESPP rule of buying at 90% of the March 31, 2023 closing price. After the purchase the reporting person beneficially owned 83,199.5844 shares. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Thompson on 09/26/2025.

Steve B. Thompson, President and CEO of PrimeLending and a director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of 116.9502 shares of Hilltop common stock through dividend reinvestment on 02/24/2023 (deemed executed 02/27/2023) at a reported price of $0.00. Following the transaction his beneficial ownership is reported as 82,357.5844 shares held directly. The Form 4 was signed by an attorney-in-fact on 09/26/2025. The filing notes the shares were acquired pursuant to dividend reinvestment.

Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH) and President & CEO of PrimeLending, reported transactions dated 02/20/2023 involving Hilltop common stock. On that date 11,930 shares were delivered upon vesting of performance-based restricted stock units at $0.00 (reflecting issuance on achievement of performance criteria), increasing his beneficial ownership to 82,240.6342 shares. Also on that date the issuer withheld 2,905 and 1,651 shares to satisfy tax withholding related to vesting, at a reported price of $34.83. The Form 4 is signed by an attorney-in-fact on 09/26/2025.

Steve B. Thompson, an officer and director associated with Hilltop Holdings Inc. (HTH), was granted 10,523 restricted stock units on 02/08/2023. Those RSUs will vest on the third anniversary of the grant, February 8, 2026, or earlier upon specified events, and an equal number of common shares will be deliverable at vesting. The shares deliverable on vesting are subject to transfer restrictions until the first anniversary of the vesting date, February 8, 2027, unless earlier events apply. The report shows 74,866.6342 shares beneficially owned following the grant; the RSUs were recorded at a transaction price of $0.00. The filing is signed by an attorney-in-fact for Mr. Thompson on 09/26/2025.

Hilltop Holdings insider Steve B. Thompson received 9,175 restricted stock units (RSUs) on 12/31/2022 that will convert into an equal number of common shares when they vest on the third anniversary, 12/31/2025, or sooner upon specified change-in-control events. Following that grant, the filing shows total beneficial ownership of 65,830.6342 shares. Separately, 1,487 shares were disposed of on 01/01/2023 at a price of $30.01, representing shares withheld by the issuer to satisfy tax withholding related to the vesting of 5,014 RSUs awarded on 01/01/2020, leaving beneficial ownership of 64,343.6342 shares after the withholding.

Steve B. Thompson, an officer of Hilltop Holdings Inc. (HTH) and PrimeLending President and CEO, reported an acquisition of common stock through dividend reinvestment. The transaction shows 112.3906 shares acquired (coded A) with an execution date listed as 08/30/2022 and a deemed transaction date of 08/26/2022. Following the reported transaction, Mr. Thompson beneficially owned 56,550.4454 shares as a direct owner. The Form 4 was signed by an attorney-in-fact, Corey G. Prestidge, on 09/26/2025. The filing notes the shares were acquired pursuant to reinvestment of dividends and reports a $0.00 per-share acquisition price for this reinvestment.

Steve B. Thompson, an officer of Hilltop Holdings Inc. (HTH), reported an acquisition of common stock through dividend reinvestment. The Form 4 shows a transaction dated 05/27/2022 (deemed executed 05/31/2022) where Mr. Thompson acquired 102.8692 shares at a price of $0.00 per share as a result of dividend reinvestment. After that transaction he beneficially owned 56,438.0548 shares, reported in a direct ownership form.

The filing identifies Mr. Thompson as PrimeLending President and CEO and is signed by an attorney-in-fact, Corey G. Prestidge, on 09/26/2025. No derivative transactions, purchase prices, or sales other than the stated reinvestment are disclosed in this Form 4.

Hilltop Holdings insider purchase under ESPP. Steve B. Thompson, PrimeLending President and CEO and a director, purchased 850 shares of Hilltop Holdings Inc. (HTH) on 04/01/2022 through the company Employee Stock Purchase Plan for the January 1, 2022 through March 31, 2022 purchase period. The shares were bought at $26.46 per share, reflecting the ESPP formula of 90% of the March 31, 2022 closing price. Following the transaction, Thompson beneficially owned 56,335.1856 shares. The Form 4 was signed by an attorney-in-fact on behalf of Thompson on 09/26/2025.

Steve B. Thompson, reported transactions in Hilltop Holdings Inc. (HTH). On 02/27/2022 1,968 common shares were disposed of at $31.08, representing shares withheld to satisfy tax withholding on the vesting of 5,000 restricted stock units granted 02/27/2019, leaving 55,401.6757 shares beneficially owned directly. On 02/28/2022 (reported 03/01/2022) he acquired 83.5099 shares via dividend reinvestment at no cash cost, increasing direct beneficial ownership to 55,485.1856 shares. The form lists his role as an officer (PrimeLending President and CEO) and was signed by an attorney-in-fact.