Hyster-Yale (NYSE: HY) family trusts report 1,055-share award and large holdings
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
WILLIAMS CLARA R reported acquisition or exercise transactions in this Form 4 filing.
HYSTER-YALE, INC. reporting person Clara R. Williams reported mostly indirect holdings in Class A and Class B Common Stock held through family trusts and partnerships. The filing shows no open-market buys or sells.
It includes one grant-type transaction: 1,055 shares of Class A Common Stock were awarded to her spouse as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan, held in a trust for David B. Williams, with the reporting person disclaiming beneficial ownership of all such shares. Numerous entries list indirect positions, including 182,185 Class A shares held by a trust for her benefit and large Class B interests convertible into Class A, all characterized as indirect holdings rather than market trades.
Positive
- None.
Negative
- None.
Insider Trade Summary
50 transactions reported
Mixed
50 txns
Insider
WILLIAMS CLARA R
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A Common Stock | 1,055 | $0.00 | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 25,704 shares (Indirect, Spouse serves as Trustee of trust fbo David B. Williams);
Class B Common Stock — 147,481 shares (Indirect, proportionate partnership interest shares held by AMR Associates LP)
Footnotes (1)
- Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan Reporting Person disclaims beneficial ownership of all such shares. N/A
Key Figures
Grant-type acquisition: 1,055 shares Class A
Trust holding for reporting person: 182,185 shares Class A
AMR Associates LP Class A holding: 153,313 shares Class A
+4 more
7 metrics
Grant-type acquisition
1,055 shares Class A
Award to spouse’s trust under Non-Employee Directors' Equity Compensation Plan
Trust holding for reporting person
182,185 shares Class A
Held by trust for benefit of reporting person, indirect ownership
AMR Associates LP Class A holding
153,313 shares Class A
Proportionate partnership interest reported as indirect holding
Trust for reporting person
25,704 shares Class A
Total shares following 1,055-share grant in trust fbo David B. Williams
Largest Class B derivative block
147,481 underlying shares
Class B Common Stock via AMR Associates LP, convertible into Class A at 0.0000
Rankin Associates IV Class B block
85,056 underlying shares
Class B Common Stock indirectly held, underlying Class A shares
Exercise price for Class B
$0.0000 per share
Stated for multiple Class B positions underlying Class A stock
Key Terms
Non-Employee Directors' Equity Compensation Plan, beneficial ownership, Class A Common Stock, Class B Common Stock, +2 more
6 terms
Non-Employee Directors' Equity Compensation Plan financial
"Required Shares under the company's Non-Employee Directors' Equity Compensation Plan"
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of all such shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Class A Common Stock financial
"Spouse's Award-Shares of Class A Common Stock awarded to the Reporting Person's Spouse"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Class B Common Stock financial
"security_title": "Class B Common Stock""
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
indirect ownership financial
"ownership_type": "indirect", "ownership_code": "I""
FAQ
What did the Hyster-Yale (HY) Form 4 filed by Clara R. Williams report?
The Form 4 reports mainly indirect holdings of Hyster-Yale Class A and Class B shares through family trusts and partnerships. It records one grant-type acquisition of 1,055 Class A shares to her spouse under the Non-Employee Directors' Equity Compensation Plan, with beneficial ownership disclaimed.
Are there large indirect Class A holdings reported in this Hyster-Yale (HY) Form 4?
Yes. One entry shows 182,185 Class A Common Stock shares held by a trust for the benefit of the reporting person. Other indirect positions include 153,313 Class A shares via AMR Associates LP, highlighting substantial family-related holdings rather than direct, personal share ownership.
What Class B Hyster-Yale positions are disclosed in Clara R. Williams’ Form 4?
The filing lists multiple indirect Class B Common Stock holdings that are convertible into Class A shares. Examples include 147,481 underlying Class A shares via AMR Associates LP and 85,056 underlying Class A shares via Rankin Associates IV, all with a stated exercise price of 0.0000.
Does Clara R. Williams claim beneficial ownership of the grant reported for HY?
No. A footnote states that the Award-Shares of Class A Common Stock were granted to the reporting person’s spouse as Required Shares, and that she disclaims beneficial ownership of all such shares. The interests are reported as indirect and held through related trusts.
Were there any open-market buys or sells of HY stock in this Form 4?
No open-market purchases or sales are identified. The transaction summary shows one acquisition classified as a grant or award and numerous holding entries. All reported positions are indirect through trusts or partnerships, rather than direct market trades by the reporting person.