Director David Williams (NYSE: HY) reports 1,055-share Hyster-Yale award
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
WILLIAMS DAVID B reported acquisition or exercise transactions in this Form 4 filing.
HYSTER-YALE, INC. director David B. Williams reported an equity compensation award and detailed indirect holdings in company stock. The filing shows a grant of 1,055 shares of Class A Common Stock at $0.00 per share as “Required Shares” under the Non-Employee Directors' Equity Compensation Plan, held in a trust for his benefit, bringing that trust’s holdings to 25,704 Class A shares.
Numerous additional lines list indirect interests in both Class A and Class B Common Stock through family trusts and partnerships, including amounts held for his spouse and children. A footnote states that the reporting person disclaims beneficial ownership of all such shares, and the filing does not report any open-market purchases or sales.
Positive
- None.
Negative
- None.
Insider Trade Summary
50 transactions reported
Mixed
50 txns
Insider
WILLIAMS DAVID B
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A Common Stock | 1,055 | $0.00 | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 25,704 shares (Indirect, Held in trust fbo Reporting Person);
Class B Common Stock — 147,481 shares (Indirect, Spouse's proportionate partnership interest shares held by AMR Associates LP)
Footnotes (1)
- Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan Reporting Person disclaims beneficial ownership of all such shares. N/A
Key Figures
Equity award: 1,055 shares Class A Common Stock
Trust holdings after award: 25,704 shares Class A Common Stock
Spouse trust Class A holdings: 182,185 shares Class A Common Stock
+4 more
7 metrics
Equity award
1,055 shares Class A Common Stock
Required Shares under Non-Employee Directors' Equity Compensation Plan
Trust holdings after award
25,704 shares Class A Common Stock
Held in trust for benefit of reporting person after grant
Spouse trust Class A holdings
182,185 shares Class A Common Stock
Held by trust for the benefit of reporting person’s spouse
Spouse partnership Class A holdings
153,313 shares Class A Common Stock
Spouse’s proportionate partnership interest in AMR Associates LP
Spouse partnership Class B holdings
147,481 shares Class B Common Stock
Spouse’s proportionate partnership interest in AMR Associates LP
Child trust Class A holdings
9,961 shares Class A Common Stock
Trust for benefit of reporting person’s child (trustee: reporting person)
Child trust Class B holdings
62,035 shares Class B Common Stock
CRW 2020 GST trust for benefit of Margo Williams (trustee role)
Key Terms
Non-Employee Directors' Equity Compensation Plan, Required Shares, beneficial ownership, Class A Common Stock, +2 more
6 terms
Non-Employee Directors' Equity Compensation Plan financial
"Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of all such shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Class A Common Stock financial
"security_title": "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Class B Common Stock financial
"security_title": "Class B Common Stock""
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
grant/award acquisition financial
"transaction_action": "grant/award acquisition""
FAQ
What did HYSTER-YALE (HY) director David B. Williams report in this Form 4?
He reported an equity compensation award and extensive indirect holdings in HYSTER-YALE stock. The filing centers on a grant of 1,055 Class A shares to a trust, plus multiple family-related trusts and partnerships holding Class A and Class B shares.
Does the HYSTER-YALE (HY) Form 4 show any open-market buying or selling by David B. Williams?
The Form 4 does not report any open-market purchases or sales. It instead records a compensation-related award and numerous indirect holdings in trusts and partnerships, all classified as indirect ownership rather than direct trading activity in the market.
What types of indirect holdings in HY stock are disclosed for David B. Williams?
The filing lists indirect interests through various family-related vehicles, including Rankin Associates partnerships, GST trusts, and other trusts for his spouse and children. These positions cover both Class A and Class B Common Stock with different share balances per entity.