STOCK TITAN

Hyster-Yale (NYSE: HY) director receives 1,055-share equity award via trust

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Batcheler Colleen reported acquisition or exercise transactions in this Form 4 filing.

HYSTER-YALE, INC. director Colleen Batcheler received an award of 1,055 shares of Class A Common Stock as “Required Shares” under the company’s Non-Employee Directors' Equity Compensation Plan. The shares, granted at no cash cost, are held in a trust for her benefit, bringing her indirect holdings to 10,146 shares.

Positive

  • None.

Negative

  • None.
Insider Batcheler Colleen
Role null
Type Security Shares Price Value
Grant/Award Class A Common Stock 1,055 $0.00 --
Holdings After Transaction: Class A Common Stock — 10,146 shares (Indirect, Shares held in trust for benefit of Reporting Person)
Footnotes (1)
  1. [object Object]
Equity award shares 1,055 shares Class A Common Stock granted on 2026-07-01
Award price per share $0.0000 Grant price for director equity award
Total shares after transaction 10,146 shares Indirect holdings in trust following award
Transaction code A Grant, award, or other acquisition of non-derivative shares
Class A Common Stock financial
"security_title: "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Non-Employee Directors' Equity Compensation Plan financial
"awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"
Required Shares financial
"awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan"
indirect ownership financial
"direct_or_indirect: "I" and nature_of_ownership: "Shares held in trust""
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FAQ

What insider transaction did HY director Colleen Batcheler report on this Form 4?

Colleen Batcheler reported receiving 1,055 shares of Class A Common Stock as an equity award. These “Required Shares” were granted under Hyster-Yale’s Non-Employee Directors’ Equity Compensation Plan and represent a compensation-related acquisition, not an open-market purchase.

Was cash paid for the 1,055 HY shares reported by Colleen Batcheler?

No cash was paid for these 1,055 shares; the reported price per share is 0.0000. The shares were awarded as director equity compensation, reflecting a stock-based grant rather than a market transaction involving a purchase price.

How many Hyster-Yale shares does Colleen Batcheler hold after this award?

After the award, Colleen Batcheler is shown with 10,146 shares of Class A Common Stock. These shares are reported as being held indirectly in a trust for her benefit, according to the ownership detail in the Form 4 filing.

How are the awarded HY shares held for Colleen Batcheler?

The 1,055 awarded shares are held indirectly in a trust for Colleen Batcheler’s benefit. The Form 4 lists the ownership as indirect and notes that the shares are held in trust rather than in a direct personal brokerage account.

What is the Non-Employee Directors’ Equity Compensation Plan at HY?

The Non-Employee Directors’ Equity Compensation Plan provides stock-based awards to Hyster-Yale directors who are not company employees. In this case, it granted “Required Shares” of Class A Common Stock to Colleen Batcheler as part of her director compensation package.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Batcheler Colleen

(Last)(First)(Middle)
5875 LANDERBROOK DR, SUITE 300

(Street)
CLEVELAND OHIO 44124

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock07/01/2026A(1)1,055A$010,146IShares held in trust for benefit of Reporting Person
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
/s/ Suzanne S. Taylor, attorney-in-fact07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)