Hyster-Yale director gets 1,055-share equity award
RANKIN CLAIBORNE R reported acquisition or exercise transactions in this Form 4 filing.
Rhea-AI Filing Summary
RANKIN CLAIBORNE R reported acquisition or exercise transactions in this Form 4 filing.
Hyster-Yale, Inc. director Claiborne R. Rankin reported an equity award of 1,055 Class A Common shares as a grant under the company’s Non-Employee Directors' Equity Compensation Plan. The shares were received at a stated price of $0.00 and are held indirectly through a trust for the benefit of Claiborne R. Rankin.
Following this grant, that trust holds 246,575 Class A shares. The filing also updates a large number of indirect interests in various trusts and partnership entities holding Class A and Class B Common Stock that is convertible into specified amounts of Class A shares. The reporting person disclaims beneficial ownership of these indirectly held shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
Grant/Award: 1,055 shares
Grant/Award
44 txns
Insider
RANKIN CLAIBORNE R
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A Common Stock | 1,055 | $0.00 | $0.00 |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 246,575 shares (Indirect, Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin);
Class B Common Stock — 100,000 contracts (Indirect, spouses proportionate LP interst in shares held in RA1);
Class B Common Stock — 3,956 contracts (Indirect, spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP);
Class B Common Stock — 377 contracts (Indirect, Spouse's proportionate interests held in shares in Rankin Associates V);
Class B Common Stock — 635 contracts (Indirect, Spouse's proportionate interest in shares held by Rankin Associates VI);
Class B Common Stock — 168,945 contracts (Indirect, Spouse's proportionate interest held in shares in RA IV);
Class B Common Stock — 20,159 contracts (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach);
Class B Common Stock — 50 contracts (Indirect, Proportionate general partnership interest in shares held in RAIV);
Class B Common Stock — 40,624 contracts (Indirect, proportionate limited partnership interest in shares held by Rankin Associates I, L.P);
Class B Common Stock — 56,991 contracts (Indirect, _proportionate limited partnership interests in shares held by Rankin Associates II, L.P);
Class B Common Stock — 1,165 contracts (Indirect, proportionate limited partnership interest in shares held by Rankin Associates IV, L.P);
Class B Common Stock — 20,159 contracts (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr);
Class B Common Stock — 80 contracts (Indirect, Interest in shares held by RAV held by Rankin Management, Inc. ("RMI"));
Class B Common Stock — 100 contracts (Indirect, Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI"));
Class B Common Stock — 3,950 contracts (Indirect, proportionate interest in shares held by Rankin Management, Inc. ("RMI"));
Class B Common Stock — 30,552 contracts (Indirect, Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin);
Class B Common Stock — 20,160 contracts (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers);
Class A Common Stock — 5,416 shares (Indirect, Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin Sr.);
Class A Common Stock — 6,957 shares (Indirect, Held in trust fbo Reporting Person's spouse.);
Class A Common Stock — 0 shares (Indirect, Spouse's proportionate interests in shares held by Rankin Associates I.);
Class A Common Stock — 0 shares (Indirect, spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP);
Class A Common Stock — 0 shares (Indirect, Spouse's proportionate interests held in shares in Rankin Associates V);
Class A Common Stock — 0 shares (Indirect, Spouse's proportionate interest in shares held by Rankin Associates VI);
Class A Common Stock — 0 shares (Indirect, Spouse's proportionate limited partnership interest held in shares of RA IV);
Class A Common Stock — 0 shares (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach);
Class A Common Stock — 0 shares (Indirect, Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner);
Class A Common Stock — 0 shares (Direct);
Class A Common Stock — 10,631 shares (Indirect, DNF - Child trust proportionate interests in shares held by RA2 father is co-trustee (not trustee));
Class A Common Stock — 769 shares (Indirect, DNF - Trustee of trust for the benefit of Reporting Person's child (no longer trustee));
Class A Common Stock — 0 shares (Indirect, proportionate limited partnership interest in shares held by Rankin Associates I, L.P);
Class A Common Stock — 0 shares (Indirect, proportionate limited partnership interests in shares held by Rankin Associates II, L.P);
Class A Common Stock — 0 shares (Indirect, proportionate limited partnership interest in shares held by Rankin Associates IV, L.P);
Class A Common Stock — 0 shares (Indirect, Interest in Shares held by Rankin Associates V);
Class A Common Stock — 0 shares (Indirect, Proportionate interest in shares held by Rankin Associates VI);
Class A Common Stock — 0 shares (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr.);
Class A Common Stock — 0 shares (Indirect, interest in shares held by RAV held by Rankin Management, Inc. ("RMI"));
Class A Common Stock — 0 shares (Indirect, Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI"));
Class A Common Stock — 0 shares (Indirect, Proportionate interest in shares held by Rankin Management, Inc. ("RMI"));
Class A Common Stock — 0 shares (Indirect, Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach);
Class A Common Stock — 0 shares (Indirect, Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr.);
Class A Common Stock — 188 shares (Indirect, dnf - Serves as Trustee of the GSTs fbo Julia R. Kuipers (no longer Trustee 6/5/26));
Class A Common Stock — 0 shares (Indirect, Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers);
Class A Common Stock — 13,631 shares (Indirect, DNF - Childs trust proportionate interest in shares held by RA2, father co-trustee (not trustee));
Class A Common Stock — 10,242 shares (Indirect, DNF - Co-Trustee for the benefit of Reporting Person's child (no longer trustee))
Footnotes (4)
- F1. Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
- F2. Reporting Person disclaims beneficial ownership of all such shares.
- F3. N/A
- F4. proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
Key Figures
Equity award: 1,055 Class A shares
Grant price: $0.00 per share
Trust Class A holdings: 246,575 shares
+4 more
7 metrics
Equity award
1,055 Class A shares
Grant under Non-Employee Directors' Equity Compensation Plan
Grant price
$0.00 per share
Director equity award of Class A Common Stock
Trust Class A holdings
246,575 shares
Class A Common Stock held indirectly after award
Convertible Class B block
30,552 underlying shares
Class B stock held via trust for Claiborne R. Rankin
Largest Class B block
168,945 underlying shares
Spouse’s proportionate interest in Rankin Associates IV
Partnership Class B block
56,991 underlying shares
Proportionate LP interest in Rankin Associates II, L.P.
Spousal LP Class B block
100,000 underlying shares
Spouse’s proportionate LP interest in Rankin Associates I
Key Terms
Non-Employee Directors' Equity Compensation Plan, Required Shares, Class B Common Stock, beneficial ownership, +1 more
5 terms
Non-Employee Directors' Equity Compensation Plan financial
"shares of Class A Common Stock awarded under the company's Non-Employee Directors' Equity Compensation Plan"
Class B Common Stock financial
"security_title": "Class B Common Stock""
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
beneficial ownership financial
"Reporting Person disclaims beneficial ownership of all such shares."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
FAQ
What insider transaction did Hyster-Yale (HY) disclose for Claiborne R. Rankin?
Hyster-Yale disclosed that director Claiborne R. Rankin received an award of 1,055 Class A Common shares. The grant was made at a stated price of $0.00 per share under the Non-Employee Directors' Equity Compensation Plan and is held indirectly through a trust.
Is the Hyster-Yale (HY) Form 4 transaction a purchase or a compensation grant?
The Form 4 shows a compensation-related grant coded as an award acquisition, not an open-market purchase. The 1,055 Class A shares were granted at a price of $0.00 under the Non-Employee Directors' Equity Compensation Plan, reflecting director equity compensation rather than trading activity.
What indirect holdings in Hyster-Yale (HY) Class B stock are reported in this Form 4?
The Form 4 lists several indirect holdings of Class B Common Stock, each convertible into specified numbers of Class A shares, such as 30,552 and 56,991 underlying shares. These positions are held through trusts and Rankin family partnership entities, with beneficial ownership disclaimed.
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