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Immatics (IMTX) General Counsel reports stock options and RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Immatics N.V. filed an initial Form 3 for General Counsel Edward A. Sturchio Jr., detailing his equity-based holdings. The filing lists multiple stock options to buy Ordinary Shares with exercise prices ranging from $8.06 to $12.92 and expirations between 2030 and 2036. It also discloses restricted stock units covering 40,000 Ordinary Shares, which vest in four equal annual installments starting on January 8, 2026. Some options are already fully vested, while others vest over time based on market capitalization performance hurdles and service-based schedules.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number:3235-0104
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1. Name and Address of Reporting Person*
Sturchio Edward A Jr

(Last)(First)(Middle)
PAUL-EHRLICH-STR. 15

(Street)
TUBINGEN72076

(City)(State)(Zip)

GERMANY

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Immatics N.V. [ IMTX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) (1)06/30/2030Ordinary Shares30,000$10D
Stock Option (Right to Buy) (2)06/30/2030Ordinary Shares36,000$10D
Stock Option (Right to Buy) (1)12/17/2030Ordinary Shares30,000$9.68D
Stock Option (Right to Buy) (3)09/27/2031Ordinary Shares100,000$12.92D
Stock Option (Right to Buy) (1)09/27/2031Ordinary Shares30,000$12.92D
Stock Option (Right to Buy) (1)12/08/2031Ordinary Shares30,000$11D
Stock Option (Right to Buy) (4)12/12/2032Ordinary Shares60,000$9.75D
Stock Option (Right to Buy) (5)09/12/2033Ordinary Shares52,500$11.87D
Stock Option (Right to Buy) (6)12/04/2033Ordinary Shares115,000$9.06D
Stock Option (Right to Buy) (7)12/02/2034Ordinary Shares110,000$8.06D
Stock Option (Right to Buy) (8)01/07/2036Ordinary Shares160,000$9.32D
Restricted Stock Units (9) (9)Ordinary Shares40,000$0D
Explanation of Responses:
1. These options to purchase ordinary shares of the Issuer ("Ordinary Shares," and each such option, an "Option") are fully vested.
2. These Options are eligible to be earned based on the achievement of specified market capitalization performance hurdles and service-vesting conditions. The service-vesting conditions are satisfied as to 25% of the Options on the first anniversary of the grant date, June 30, 2020, and 6.25% of the Options on each quarterly anniversary of such date over the following three years.
3. These Options are eligible to be earned based on the achievement of specified market capitalization performance hurdles and service-vesting conditions. The service-vesting conditions are satisfied as to 25% of the Options on the first anniversary of the grant date, September 28, 2021, and 6.25% of the Options on each quarterly anniversary of such date over the following three years.
4. These Options vest 25% on the first anniversary of the grant date, December 13, 2022, then in 12 equal quarterly installments over the following three years.
5. These Options vest 25% on the first anniversary of the grant date, September 13, 2023, then in 12 equal quarterly installments over the following three years.
6. These Options vest 25% on the first anniversary of the grant date, December 5, 2023, then in 12 equal quarterly installments over the following three years.
7. These Options vest 25% on the first anniversary of the grant date, December 3, 2024, then in 12 equal quarterly installments over the following three years.
8. These Options vest 25% on the first anniversary of the grant date, January 8, 2026, then in 12 equal quarterly installments over the following three years.
9. Each restricted stock unit ("RSU") represents a contingent right to receive one Ordinary Share. These RSUs vest in four equal annual installments on each anniversary of the grant date, January 8, 2026.
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
/s/ Edward Sturchio03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Immatics (IMTX) Form 3 filing for Edward A. Sturchio Jr. show?

The Form 3 shows that Immatics’ General Counsel Edward A. Sturchio Jr. holds multiple stock option grants and restricted stock units tied to Ordinary Shares. It details exercise prices, expiration dates, and vesting terms, establishing his initial reportable equity position as an officer.

What stock options does the Immatics (IMTX) General Counsel hold according to this Form 3?

The General Counsel holds several stock options to buy Immatics Ordinary Shares with exercise prices between $8.06 and $12.92. These options have expiration dates from 2030 through 2036, and various grants feature different vesting conditions, including time-based and performance-based hurdles.

How are the Immatics (IMTX) General Counsel’s restricted stock units structured?

The filing discloses restricted stock units representing 40,000 Immatics Ordinary Shares. Each RSU converts into one Ordinary Share, with the units vesting in four equal annual installments on each anniversary of the grant date, beginning on January 8, 2026, subject to continued service.

Are all of the Immatics (IMTX) General Counsel’s stock options fully vested?

Some options are fully vested, while others vest over time. Certain grants are earned based on market capitalization performance hurdles plus service-vesting schedules, and others vest 25% after one year with the remainder vesting in equal quarterly installments over three additional years.

What performance conditions apply to some Immatics (IMTX) stock options in this Form 3?

Several option grants are eligible to be earned only if specified market capitalization performance hurdles are achieved alongside service-vesting conditions. These typically include 25% vesting on the first anniversary of the grant date and 6.25% vesting on each quarterly anniversary over the following three years.

Over what period do key Immatics (IMTX) option grants to the General Counsel expire?

The disclosed stock option grants to the General Counsel carry long-dated expirations, with different grants expiring between June 30, 2030 and January 7, 2036. This provides a multi-year window during which vested options, once earned, could potentially be exercised into Ordinary Shares.
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