Ichiro Aoki reports large Form 144/A sales

Issuer filed a Form 144/A reporting insider sales by Ichiro Aoki of Common Stock.

Rhea-AI Filing Summary

Issuer filed a Form 144/A reporting insider sales by Ichiro Aoki of Common Stock. The filing lists 300,000 founder shares tied to compensation and multiple reported dispositions on specific dates in March–May 2026, including sales of 100,000 shares on 05/29/2026 and 425,000 shares on 05/28/2026. The filing is an updated submission of resale activity; proceeds recipients and broader cash‑flow treatment are not specified in the excerpt.

Insights

Corporate Governance Expert

Form 144/A shows substantial reported insider dispositions by an affiliated holder.

The filing lists multiple dated sales by Ichiro Aoki with per‑trade share counts and dollar values recorded, which are administrative disclosures required when certain resale conditions are met. These entries document the timing and size of reported transactions.

Timing and cash‑flow recipients are not detailed in the excerpt; subsequent filings or broker confirmations may provide settlement counterparties or method of sale.

Securities Compliance Analyst

The submission amends prior Form 144 information and enumerates specific trades and founder shares.

The record lists 300,000 founder shares (compensation) and numerous sale line items with dates and gross proceeds, consistent with a corrective or supplemental disclosure. The form type indicates resale reporting obligations under SEC resale rules.

Watch for any later filings that reconcile aggregate resale allowances or provide certificates/transfer details; this excerpt does not present settlement mechanics.

Key Figures

Founder Stock listed: 300,000 shares Sale on 05/29/2026: 100,000 shares Sale on 05/28/2026: 425,000 shares +3 more

6 metrics

Founder Stock listed 300,000 shares Securities to be sold; Compensation

Sale on 05/29/2026 100,000 shares Reported sale by Ichiro Aoki; proceeds $505,022.08

Sale on 05/28/2026 425,000 shares Reported sale by Ichiro Aoki; proceeds $2,245,335.00

Sale on 05/27/2026 175,000 shares Reported sale by Ichiro Aoki; proceeds $885,027.50

Sale on 05/26/2026 20,100 shares Reported sale by Ichiro Aoki; proceeds $105,028.39

Multiple March–April 2026 trades series of 50,000 and other lots Numerous dated dispositions recorded in the excerpt

Key Terms

Form 144/A, Founder Stock, resale transactions

3 terms

Form 144/A regulatory

"144/A: Securities Sold During The Past 3 Months"

Founder Stock financial

"Common | 02/09/2007 | Founder Stock | Issuer | 300000"

resale transactions regulatory

"144/A: Securities To Be Sold ... Compensation"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144/A filed for INDI show?

It discloses reported resale transactions by Ichiro Aoki, listing trade dates, share counts, and gross proceeds. The excerpt shows specific trades in March–May 2026 and a 300,000 founder shares line tied to compensation.

How many founder shares are identified in the filing for INDI?

The filing lists 300,000 shares described as Founder Stock tied to compensation. That figure appears under the securities‑to‑be‑sold section in the excerpt.

Which large sales by Ichiro Aoki are recorded in the excerpt?

Examples shown include 100,000 shares on 05/29/2026 (proceeds $505,022.08) and 425,000 shares on 05/28/2026 (proceeds $2,245,335.00). The filing lists many additional dated trades.

Does the Form 144/A state who received the sale proceeds?

The excerpt records gross proceeds per trade but does not specify who received the proceeds or the cash‑flow recipient. The filing focuses on resale quantities, dates, and values.

Is this filing a new sale or an amendment?

The header indicates this submission is an amendment (144/A), which updates prior Form 144 information. The excerpt labels it as a supplemental/amended disclosure.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/02/2026 - 05:12 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144/A

144/A: Filer Information

Filer CIK	0001865423
Filer CCC	XXXXXXXX
Previous Accession Number Of The Filing	0001950047-26-005490
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144/A: Issuer Information

Name of Issuer	indie Semiconductor, Inc.
SEC File Number	001-40481
Address of Issuer	32 Journey Aliso Viejo CALIFORNIA 92656
Phone	(949) 608-0854
Name of Person for Whose Account the Securities are To Be Sold	ICHIRO AOKI
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144/A: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	300000	1541006.00	211288591	06/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144/A: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/09/2007	Founder Stock	Issuer			300000	02/09/2007	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144/A: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ICHIRO AOKI 32 Journey Aliso Viejo CA 92656	Common	05/29/2026	100000	505022.08
ICHIRO AOKI 32 Journey Aliso Viejo CA 92656	Common	05/28/2026	425000	2245335.00
ICHIRO AOKI 32 Journey Aliso Viejo CA 92656	Common	05/27/2026	175000	885027.50
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	05/26/2026	20100	105028.39
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	05/22/2026	50000	249298.83
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	05/11/2026	50000	237284.08
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/30/2026	50000	224129.35
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/30/2026	50000	213090.57
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/27/2026	50000	200454.83
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/24/2026	50000	186675.12
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/23/2026	43500	152719.32
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	04/21/2026	6500	22565.43
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/27/2026	50000	157064.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/26/2026	50000	161779.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/26/2026	50000	162920.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/25/2026	50000	155409.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/24/2026	50000	140049.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/23/2026	50000	128754.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/20/2026	50000	128149.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/19/2026	50000	127089.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/18/2026	50000	128369.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/17/2026	50000	127934.00
Ichiro Aoki 32 Journey Aliso Viejo CA 92656	Common Stock	03/16/2026	50000	125454.00

144/A: Remarks and Signature

Remarks	This filing is being made to adjust the number of shares to be sold from 100,000 to 300,000.
Date of Notice	06/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Ichiro Aoki
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)