Innventure director forfeits 2,227 shares
An Innventure director voluntarily forfeited 2,227 shares with no proceeds, modestly reducing his direct common stock holdings.
Rhea-AI Filing Summary
Innventure, Inc. (symbol: INV) is the issuer of record for a Form 4 filing submitted to the SEC. Donnally James O reported disposition transactions in this Form 4 filing.
Innventure, Inc. (INV) reports that director James O. Donnally voluntarily forfeited and cancelled 2,227 shares of Common Stock on September 8, 2026. The forfeiture was not a sale, and he received no proceeds or other consideration. Following this transaction, he holds 16,010 shares directly, plus additional indirect holdings through family entities and a trust, including interests where he disclaims beneficial ownership beyond any pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
Other: 2,227 shares
Other
4 txns
Insider
Donnally James O
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Common Stock F1 | 2,227 | $0.00 | $0.00 |
| holding | Common Stock F2 | -- | -- | -- |
| holding | Common Stock F3 | -- | -- | -- |
| holding | Common Stock F4 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 16,010 shares (Direct);
Common Stock — 6,596,356 shares (Indirect, See footnote)
Footnotes (4)
- F1. The reported transaction reflects the voluntary forfeiture and cancellation of shares of common stock ("Common Stock") of Innventure, Inc. ("the Issuer") previously issued to the Reporting Person, as described in the August 19, 2026 letter to shareholders from the Issuer's Board of Directors. The transaction was not a sale by the Reporting Person, and the Reporting Person received no proceeds or other consideration in connection with the forfeiture.
- F2. Common Stock purchased by Our-No Family Holdings LP. ("Our-No Family Holdings"). The Reporting Person has voting and investment power over the Common Stock held by Our-No Family Holdings.
- F3. Represents shares of Common Stock held by the James O. Donnally Revocable Trust, for which the Reporting Person has voting and investment power over the shares of Common Stock held by that trust.
- F4. Represents shares of Common Stock held directly by the Glockner Family Venture Fund (the "Glockner Fund"). The Reporting Person is a 25% owner of the Glockner Fund and is a 25% owner and the Managing Member of Bellringer Consulting Group, LLC ("Bellringer"), the general partner of the Glockner Fund. The Reporting Person has no authority over the Glockner Fund's decision-making with respect to equity or debt investments in the Issuer and disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any. The inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act of 1934.
Key Figures
Shares forfeited: 2,227 shares of Common Stock
Forfeiture price per share: $0.00 per share
Direct holdings after transaction: 16,010 shares
+2 more
5 metrics
Shares forfeited
2,227 shares of Common Stock
Voluntary forfeiture and cancellation on September 8, 2026
Forfeiture price per share
$0.00 per share
Reported for the 2,227 forfeited shares on September 8, 2026
Direct holdings after transaction
16,010 shares
Common Stock directly held by James O. Donnally after the forfeiture
Restructuring-related shares
2,227 shares
Shares involved in the restructuring-type transaction coded as J
Restructuring transaction count
1 transaction
Single J-code transaction on September 8, 2026
Key Terms
voluntary forfeiture and cancellation, beneficial ownership, pecuniary interest, Section 16 of the Exchange Act of 1934
4 terms
voluntary forfeiture and cancellation financial
"The reported transaction reflects the voluntary forfeiture and cancellation of shares"
beneficial ownership financial
"disclaims beneficial ownership of the shares reported herein except to the extent"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest"
Section 16 of the Exchange Act of 1934 regulatory
"for purposes of Section 16 of the Exchange Act of 1934"
FAQ
What insider transaction did Innventure (INV) disclose for James O. Donnally?
Innventure disclosed that director James O. Donnally voluntarily forfeited and cancelled 2,227 shares of Common Stock on September 8, 2026. The filing notes this was not a sale and involved no proceeds or other consideration to him.
What are James O. Donnally’s direct Innventure (INV) holdings after this Form 4?
After the September 8, 2026 forfeiture, James O. Donnally directly holds 16,010 shares of Innventure Common Stock. The filing also lists additional indirect holdings through family entities and a trust.
Were James O. Donnally’s Innventure (INV) transactions under a Rule 10b5-1 plan?
No Rule 10b5-1 trading plan is indicated. The filing’s Rule 10b5-1 checkbox is not affirmed, and the footnotes describing the forfeiture do not state that it was executed under any trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
