Innventure director forfeits 154,829 shares

A director and executive of Innventure, Inc. voluntarily forfeited and cancelled previously issued shares with no proceeds received, as part of a Board-described action.

Rhea-AI Filing Summary

Innventure, Inc. (INV) director and officer Michael Otworth reported an other disposition of 154,829 shares of Common Stock on September 8, 2026, classified as a voluntary forfeiture and cancellation of previously issued shares. The company states this action was described in an August 19, 2026 letter to shareholders from the Board of Directors.

The event is characterized as not a sale; Otworth received no proceeds or other consideration in connection with the forfeiture. After this transaction, he reports 3,626,258 shares of Innventure common stock held directly. No Rule 10b5‑1 trading plan is reported for this transaction.

Insider Trade Summary

Other: 154,829 shares

Other 1 txn

Insider Otworth Michael

Role Member of Executive Committee

Type	Security	Shares	Price	Value
Other	Common Stock F1	154,829	$0.00	$0.00

Holdings After Transaction: Common Stock — 3,626,258 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the voluntary forfeiture and cancellation of shares of common stock of Innventure, Inc. ("the Issuer") previously issued to the Reporting Person, as described in the August 19, 2026 letter to shareholders from the Issuer's Board of Directors. The transaction was not a sale by the Reporting Person, and the Reporting Person received no proceeds or other consideration in connection with the forfeiture.

Key Figures

Shares forfeited and cancelled: 154,829 shares Shares held after transaction: 3,626,258 shares Reported transaction price per share: $0.00 per share +1 more

4 metrics

Shares forfeited and cancelled 154,829 shares Voluntary forfeiture and cancellation on September 8, 2026

Shares held after transaction 3,626,258 shares Direct holdings of Michael Otworth after September 8, 2026 transaction

Reported transaction price per share $0.00 per share Footnote states no proceeds or other consideration were received

Transaction date September 8, 2026 Date of voluntary forfeiture and cancellation of shares

Key Terms

voluntary forfeiture, cancellation of shares, consideration, other acquisition or disposition

4 terms

voluntary forfeiture financial

"The reported transaction reflects the voluntary forfeiture and cancellation of shares"

cancellation of shares financial

"voluntary forfeiture and cancellation of shares of common stock"

consideration financial

"received no proceeds or other consideration in connection with the forfeiture"

other acquisition or disposition financial

"transaction code J is described as Other acquisition or disposition"

FAQ

What insider transaction did Innventure, Inc. (INV) report for Michael Otworth?

Innventure reported that Michael Otworth entered an other disposition on September 8, 2026, involving the voluntary forfeiture and cancellation of 154,829 shares of Innventure common stock that had previously been issued to him.

Was the Innventure (INV) insider transaction a sale and did Michael Otworth receive proceeds?

No. The company states the transaction was not a sale by Michael Otworth, and he received no proceeds or other consideration in connection with the voluntary forfeiture and cancellation of the shares.

How many Innventure (INV) shares did Michael Otworth hold after the reported transaction?

Following the September 8, 2026 forfeiture, Michael Otworth reported holding 3,626,258 shares of Innventure, Inc. common stock directly.

What was the size of the Innventure (INV) share forfeiture by the insider?

The reported voluntary forfeiture and cancellation by Michael Otworth covered 154,829 shares of Innventure common stock, with a reported per‑share transaction price of $0.00 and no proceeds or other consideration received.

Was the Innventure (INV) insider transaction under a Rule 10b5-1 trading plan?

No. The filing indicates that the Rule 10b5‑1 checkbox is not selected, and the footnote describes the event as a voluntary forfeiture and cancellation, not a trade executed under a pre‑arranged trading plan.

What context did Innventure (INV) provide for the insider share forfeiture?

Innventure states that the forfeiture and cancellation of shares were carried out as described in an August 19, 2026 letter to shareholders from its Board of Directors, providing board-level context for the action.

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Available on EDGAR 09/10/2026 - 06:45 PM Accepted by SEC EDGAR 09/10/2026 - 06:44 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Otworth Michael

(Last) (First) (Middle)

6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)

ORLANDO FLORIDA 32827

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Member of Executive Committee

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2026		J(1)		154,829	D	$0	3,626,258	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the voluntary forfeiture and cancellation of shares of common stock of Innventure, Inc. ("the Issuer") previously issued to the Reporting Person, as described in the August 19, 2026 letter to shareholders from the Issuer's Board of Directors. The transaction was not a sale by the Reporting Person, and the Reporting Person received no proceeds or other consideration in connection with the forfeiture.

Remarks:

	/s/ Suzanne Niemeyer, Attorney-In-Fact	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)