Innventure ex-CEO forfeits 46K shares at $0

Former Innventure CEO Gregory W. Haskell voluntarily forfeited 46,460 shares with no proceeds, leaving him directly holding 933,343 shares.

Rhea-AI Filing Summary

Innventure, Inc. (symbol: INV) is the issuer of record for a Form 4 filing submitted to the SEC. Haskell Gregory W reported disposition transactions in this Form 4 filing.

Innventure, Inc. (INV) reported that Former Chief Executive Officer Gregory W. Haskell voluntarily forfeited and cancelled 46,460 shares of common stock on September 9, 2026. The footnote states this was not a sale, and Haskell received no proceeds or other consideration. Following the transaction, he directly holds 933,343 shares of Innventure common stock, and no Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Other: 46,460 shares

Other 1 txn

Insider Haskell Gregory W

Role Former Chief Executive Officer

Type	Security	Shares	Price	Value
Other	Common Stock F1	46,460	$0.00	$0.00

Holdings After Transaction: Common Stock — 933,343 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the voluntary forfeiture and cancellation of shares of common stock of Innventure, Inc. ("the Issuer") previously issued to the Reporting Person, as described in the August 19, 2026 letter to shareholders from the Issuer's Board of Directors. The transaction was not a sale by the Reporting Person, and the Reporting Person received no proceeds or other consideration in connection with the forfeiture.

Key Figures

Shares forfeited: 46,460 shares Shares held after transaction: 933,343 shares Transaction price per share: $0.00 per share +1 more

4 metrics

Shares forfeited 46,460 shares Voluntary forfeiture and cancellation of Innventure common stock on September 9, 2026

Shares held after transaction 933,343 shares Direct Innventure common stock holdings of Gregory W. Haskell following the forfeiture

Transaction price per share $0.00 per share Reported price for the 46,460 forfeited Innventure shares; no proceeds or consideration received

Transaction date September 9, 2026 Date of the voluntary forfeiture and cancellation of Innventure common shares

Key Terms

voluntary forfeiture, cancellation of shares, consideration, other acquisition or disposition

4 terms

voluntary forfeiture financial

"The reported transaction reflects the voluntary forfeiture and cancellation of shares"

cancellation of shares financial

"voluntary forfeiture and cancellation of shares of common stock of Innventure, Inc."

consideration financial

"The Reporting Person received no proceeds or other consideration in connection with the forfeiture"

other acquisition or disposition financial

"transaction code J described as Other acquisition or disposition"

FAQ

What did Former CEO Gregory W. Haskell report in this Form 4 for Innventure (INV)?

He reported a voluntary forfeiture and cancellation of 46,460 Innventure common shares on September 9, 2026. The filing specifies it was not a sale and that he received no proceeds or other consideration in connection with the forfeiture.

How many Innventure (INV) shares does Gregory W. Haskell hold after the reported transaction?

After the transaction, Gregory W. Haskell directly holds 933,343 shares of Innventure, Inc. common stock, as reported in the Form 4’s post-transaction holdings field.

Was the Innventure (INV) share forfeiture by Gregory W. Haskell a sale or market transaction?

No. The footnote states the transaction reflects the voluntary forfeiture and cancellation of Innventure common shares previously issued to him, and it explicitly notes that the transaction was not a sale and he received no proceeds or other consideration.

What transaction code is used in Gregory W. Haskell’s Innventure (INV) Form 4, and what does it indicate?

The Form 4 uses transaction code J, described as an “other acquisition or disposition”. In this case, the footnote clarifies it represents a voluntary forfeiture and cancellation of 46,460 Innventure common shares.

Was Gregory W. Haskell’s Innventure (INV) Form 4 transaction under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not checked, indicating that the reported forfeiture and cancellation of shares was not affirmed as made under a Rule 10b5-1 trading plan.

What was the reported price per share for the Innventure (INV) forfeited shares?

The Form 4 lists a transaction price per share of $0.00 for the 46,460 forfeited shares, consistent with the footnote stating that Gregory W. Haskell received no proceeds or other consideration in connection with the forfeiture.

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Available on EDGAR 09/10/2026 - 06:40 PM Accepted by SEC EDGAR 09/10/2026 - 06:40 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Haskell Gregory W

(Last) (First) (Middle)

6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)

ORLANDO FLORIDA 32827

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Former Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/09/2026		J(1)		46,460	D	$0	933,343	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the voluntary forfeiture and cancellation of shares of common stock of Innventure, Inc. ("the Issuer") previously issued to the Reporting Person, as described in the August 19, 2026 letter to shareholders from the Issuer's Board of Directors. The transaction was not a sale by the Reporting Person, and the Reporting Person received no proceeds or other consideration in connection with the forfeiture.

Remarks:

	/s/ Suzanne Niemeyer, Attorney-In-Fact	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)