Innventure CFO forfeits 1,236 shares, no proceeds

Innventure CFO and CAO David Yablunosky surrendered 1,236 common shares without consideration, as part of an arrangement described in an August 19, 2026 board letter.

Rhea-AI Filing Summary

Innventure, Inc. (symbol: INV) is the issuer of record for a Form 4 filing submitted to the SEC. Yablunosky David reported disposition transactions in this Form 4 filing.

Innventure, Inc. (INV) reported that its CFO and CAO, David Yablunosky, voluntarily forfeited and cancelled 1,236 shares of common stock on September 8, 2026. The company states this was not a sale, involved no proceeds or other consideration, and left him holding 542,758 shares directly.

Insider Trade Summary

Other: 1,236 shares

Other 1 txn

Insider Yablunosky David

Role CFO and CAO

Type	Security	Shares	Price	Value
Other	Common Stock F1	1,236	$0.00	$0.00

Holdings After Transaction: Common Stock — 542,758 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the voluntary forfeiture and cancellation of shares of common stock of Innventure, Inc. ("the Issuer") previously issued to the Reporting Person, as described in the August 19, 2026 letter to shareholders from the Issuer's Board of Directors. The transaction was not a sale by the Reporting Person, and the Reporting Person received no proceeds or other consideration in connection with the forfeiture.

Key Figures

Shares forfeited and cancelled: 1,236 shares Shares held after transaction: 542,758 shares Transaction price per share: $0.00 per share

3 metrics

Shares forfeited and cancelled 1,236 shares Voluntary forfeiture and cancellation on September 8, 2026 by CFO and CAO David Yablunosky

Shares held after transaction 542,758 shares Direct Innventure common stock holdings of David Yablunosky following the forfeiture

Transaction price per share $0.00 per share No proceeds or other consideration received in connection with the forfeiture

Key Terms

voluntary forfeiture, cancellation of shares, consideration, Rule 10b5-1, +1 more

5 terms

voluntary forfeiture financial

"The reported transaction reflects the voluntary forfeiture and cancellation of shares"

cancellation of shares financial

"voluntary forfeiture and cancellation of shares of common stock"

consideration financial

"received no proceeds or other consideration in connection with the forfeiture"

Rule 10b5-1 regulatory

"Rule 10b5-1 trading plan box is not checked for this transaction"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Board of Directors regulatory

"as described in the August 19, 2026 letter to shareholders from the Issuer's Board of Directors"

The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.

FAQ

What insider transaction did Innventure, Inc. (INV) disclose for David Yablunosky?

Innventure disclosed that CFO and CAO David Yablunosky voluntarily forfeited and cancelled 1,236 shares of Innventure common stock on September 8, 2026. The company states this transaction was not a sale and involved no proceeds or other consideration.

How many Innventure (INV) shares does David Yablunosky hold after the reported transaction?

After the reported forfeiture and cancellation, CFO and CAO David Yablunosky directly holds 542,758 shares of Innventure common stock, according to the disclosure.

Did David Yablunosky receive any cash or other consideration in the Innventure (INV) share forfeiture?

No. The disclosure states that the forfeiture and cancellation of 1,236 shares of Innventure common stock by David Yablunosky involved no proceeds or other consideration to him.

Was the Innventure (INV) transaction by David Yablunosky a sale of stock?

No. The company states that the reported transaction, involving 1,236 shares of common stock, was a voluntary forfeiture and cancellation and specifically notes that it was not a sale by David Yablunosky.

Was the Innventure (INV) insider transaction made under a Rule 10b5-1 trading plan?

No. The disclosure indicates that the Rule 10b5-1 trading plan box is not checked, and the footnote describes the event as a voluntary forfeiture and cancellation rather than a trade under a pre-arranged plan.

What board communication is referenced in Innventure’s (INV) description of the forfeited shares?

The forfeiture and cancellation of 1,236 shares of Innventure common stock is described as occurring as outlined in an August 19, 2026 letter to shareholders from the company’s Board of Directors.

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Available on EDGAR 09/10/2026 - 06:44 PM Accepted by SEC EDGAR 09/10/2026 - 06:44 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Yablunosky David

(Last) (First) (Middle)

6900 TAVISTOCK LAKES BLVD, SUITE 400

(Street)

ORLANDO FLORIDA 32827

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Innventure, Inc. [ INV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/08/2026		J(1)		1,236	D	$0	542,758	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the voluntary forfeiture and cancellation of shares of common stock of Innventure, Inc. ("the Issuer") previously issued to the Reporting Person, as described in the August 19, 2026 letter to shareholders from the Issuer's Board of Directors. The transaction was not a sale by the Reporting Person, and the Reporting Person received no proceeds or other consideration in connection with the forfeiture.

Remarks:

	/s/ Suzanne Niemeyer, Attorney-in-Fact	09/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)