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Innventure, Inc. director and CFO/CAO David Yablunosky reported new equity awards. He received 121,228 Restricted Stock Units under the Innventure, Inc. 2024 Equity and Incentive Compensation Plan, vesting in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to continuous service.
He was also granted 85,795 nonqualified stock options for Common Stock with a $6.00 exercise price, expiring on April 2, 2036. One-third vests on April 2, 2027 and the remaining two-thirds in eight substantially equal quarterly installments thereafter, contingent on continued service. Following these awards, he directly holds 542,758 Common Stock shares and indirectly 32,866 shares through a Roth IRA.
Innventure, Inc. director Suzanne Niemeyer reported equity awards that increase her direct holdings. She received 121,228 shares of Common Stock as a grant under the 2024 Equity and Incentive Compensation Plan, bringing her direct Common Stock holdings to 659,497 shares following the award.
She was also granted nonqualified stock options for 85,795 shares of Common Stock with a $6.00 exercise price, which exceeds the $4.64 closing price on the grant date. One-third of the options vest on April 2, 2027, with the remainder vesting in regular installments thereafter, subject to continued service.
Innventure, Inc. reported that Chief Executive Officer Gregory W. Haskell received new equity awards on April 2, 2026. He was granted 228,787 nonqualified stock options for common stock at an exercise price of $6.00 per share, expiring on April 2, 2036. One-third of these options vest on April 2, 2027, with the remaining two-thirds vesting in eight substantially equal quarterly installments thereafter, subject to continued service. He also received 121,228 Restricted Stock Units, vesting in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, also conditioned on continued service. Following the stock grant, Haskell directly owned 883,343 shares of common stock.
Innventure, Inc. reported that Executive Chairman Michael Otworth received new equity awards as part of his compensation. He was granted nonqualified stock options for 85,795 shares of common stock at a $6.00 exercise price, which is above the $4.64 closing price on the grant date. These options vest over time starting on April 2, 2027.
Otworth was also granted 121,228 shares of common stock in the form of Restricted Stock Units under the 2024 Equity and Incentive Compensation Plan. The RSUs vest in three equal installments on April 2, 2027, April 2, 2028, and April 2, 2029, subject to his continued service. Following the RSU grant, his direct common stock holdings total 3,395,258 shares.
Donnally James O reported acquisition or exercise transactions in this Form 4 filing.
Innventure, Inc. director James O. Donnally received an equity grant of 7,033 shares of Common Stock at $3.91 per share. The shares are fully vested and were issued under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan in lieu of all cash retainers for the first quarter of 2026.
Following this award, Donnally holds 22,305 shares directly and also reports substantial indirect ownership through related entities, including a revocable trust and family investment vehicles. He retains voting and investment power over some of these indirect holdings, while expressly disclaiming beneficial ownership in others beyond his pecuniary interest.
Brown Bruce reported acquisition or exercise transactions in this Form 4 filing.
Innventure, Inc. director Bruce Brown received 8,951 shares of common stock as a fully vested equity grant valued at $3.91 per share. The shares were issued under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan.
Brown elected to take this stock in lieu of all cash retainers he would have received for serving as a non-management director during the first quarter of 2026. After this grant, he directly owns 51,585 Innventure common shares.
HENNESSY DANIEL J reported acquisition or exercise transactions in this Form 4 filing.
Innventure, Inc. director Daniel J. Hennessy received 6,394 fully vested shares of common stock valued at $3.91 per share as compensation. The shares were granted under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan.
Hennessy elected to take stock instead of all cash retainers for the first calendar quarter of 2026. Following this award, he directly owns 767,489 Innventure common shares.
Williams Elizabeth Suzanne reported acquisition or exercise transactions in this Form 4 filing.
Innventure, Inc. director Elizabeth Suzanne Williams reported receiving a grant of 3,197 shares of fully vested common stock at $3.91 per share. This was compensation under Innventure’s Second Amended and Restated Non-Management Director Compensation Plan.
According to the filing footnote, Williams elected to take these shares instead of 50% of the cash retainers she would have received for serving as a director during the first calendar quarter of 2026. Following this award, her direct holdings increased to 32,879 Innventure common shares.
Innventure, Inc. amends its Form S-3 shelf to register a combined prospectus converting prior registration statements into a single registration on Form S-3/A and to update disclosures and accountant consents. The shelf covers 59,678,407 shares of Common Stock, including 18,386,688 shares issuable upon exercise of Innventure Warrants at an $11.50 exercise price and up to 41,291,719 shares offered for resale by selling stockholders.
The filing outlines potential cash proceeds: $214.4 million if all Innventure Warrants are exercised for cash, up to $75.0 million available under the SEPA with Yorkville, and specified proceeds from Series A Warrants and other exercised instruments. The prospectus describes the plan of distribution, registration- and resale-related mechanics, and lists outstanding convertible instruments and preferred-stock conversion mechanics.
Innventure, Inc. (INV) is an industrial growth company that founds, funds and operates subsidiaries built around disruptive technologies sourced from large corporations and other innovators. It currently focuses on three main platforms: AeroFlexx sustainable liquid packaging, Accelsius data-center liquid cooling, and Refinity advanced plastic-waste recycling.
The company uses a structured “DownSelect” process to screen technologies that can support new businesses with potential target enterprise values of at least $1 billion, and operates them under a conglomerate and shared-services model. Innventure depends heavily on its Innventure Companies for future cash flow and must secure additional financing to fund operations and growth. Its auditors included a going concern explanatory paragraph, citing uncertainty about Innventure’s ability to maintain sufficient liquidity, which could materially affect shareholders.