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Insider Scalia updates Johnson Controls (JCI) Form 3 ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

Johnson Controls International plc filed an amended Form 3 for executive Christopher M. Scalia, EVP and CHRO. The amendment updates his beneficial ownership to 35 ordinary shares of JCI common stock that were held at the time of the original Form 3 filing.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Scalia Christopher M

(Last) (First) (Middle)
5757 N. GREEN BAY AVE

(Street)
MILWAUKEE WI 53209

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/14/2025
3. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CHRO
5. If Amendment, Date of Original Filed (Month/Day/Year)
07/15/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 35(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This amendment is being filed to reflect beneficial ownership of 35 shares of JCI common stock held by the reporting person at the time of the original filing.
/s/ Leanne Michels, attorney-in-fact 08/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Johnson Controls (JCI) Form 3/A for Christopher M. Scalia report?

The Form 3/A reports that Christopher M. Scalia beneficially owned 35 ordinary shares of Johnson Controls at the time of his original Form 3. The amendment simply corrects and clarifies his reported holdings without disclosing any new stock transactions.

Who is the insider in the Johnson Controls (JCI) Form 3/A amendment?

The insider is Christopher M. Scalia, an officer of Johnson Controls serving as EVP and CHRO. The amendment updates his reported beneficial ownership to 35 ordinary shares that were already held when the original Form 3 was filed.

Does the Johnson Controls (JCI) Form 3/A show any new stock purchases or sales?

The Form 3/A does not show new purchases or sales. It amends the original Form 3 to reflect that Christopher M. Scalia beneficially owned 35 ordinary shares at that earlier time, focusing on correcting disclosure rather than reporting fresh trading activity.

How many Johnson Controls (JCI) shares does Christopher M. Scalia report in the amendment?

The amendment states that Christopher M. Scalia beneficially owned 35 ordinary shares of Johnson Controls common stock at the time of the original filing. This figure represents his direct holding as corrected, rather than indicating a recent transaction or change.

Why was the Johnson Controls (JCI) Form 3/A amendment filed for Christopher M. Scalia?

The amendment was filed to reflect beneficial ownership of 35 shares that Christopher M. Scalia held when the original Form 3 was submitted. It clarifies his initial ownership disclosure, improving accuracy of insider holdings reported to investors and regulators.
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