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Johnson Controls (JCI) Officer Todd Grabowski Discloses 39,786.39 Shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Form 3 filing for Johnson Controls International plc (JCI) reports that Todd M. Grabowski (listed as VP and President, Americas) directly beneficially owns 39,786.39 ordinary shares. The event date and filing date shown is 10/01/2025. The form is an initial ownership disclosure under Section 16 and is signed by /s/ Leanne Michels, attorney-in-fact on 10/01/2025. No derivative securities or additional holdings are reported.

Positive

  • None.

Negative

  • None.

Insights

TL;DR Routine Section 16 initial disclosure showing direct ownership by a named officer; no derivatives reported.

The filing documents a straightforward initial beneficial ownership position of 39,786.39 ordinary shares by Todd M. Grabowski, identified as VP and President, Americas. The report contains no derivative instruments or additional transactions, indicating this is a static disclosure of existing equity rather than a trade or option grant. For investors, this is a compliance filing with limited direct financial impact.

TL;DR Compliance-focused disclosure that records officer share ownership; no governance changes or related-party transactions disclosed.

The Form 3 properly notifies the market of an officer's beneficial ownership as required by Section 16. It specifies the officer's title and a direct holding of 39,786.39 ordinary shares. The signature by an attorney-in-fact is included. There are no amendments, no joint filers, and no indirect ownership noted. This is a routine governance transparency filing without material governance implications.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Grabowski Todd M

(Last) (First) (Middle)
5757 N GREEN BAY AVE

(Street)
GLENDALE WI 53209

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2025
3. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and President, Americas
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 39,786.39 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Leanne Michels, attorney-in-fact 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for JCI filed on 10/01/2025 disclose?

The Form 3 discloses that Todd M. Grabowski, listed as VP and President, Americas, directly owns 39,786.39 ordinary shares of Johnson Controls International plc.

Does the filing report any derivative securities or options for JCI?

No. The filing shows no derivative securities or option grants; only non-derivative ordinary shares are reported.

Who signed the Form 3 for Todd M. Grabowski?

The Form 3 is signed by /s/ Leanne Michels, attorney-in-fact with the date 10/01/2025.

Is the Form 3 an initial filing or an amendment for JCI?

This Form 3 is an initial statement of beneficial ownership (Form 3) and is filed by one reporting person.

What title is listed for the reporting person on the JCI Form 3?

The reporting person is listed as VP and President, Americas and identified as an officer and director.
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