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[Form 3] Johnson Controls International plc Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Form 3 filing for Johnson Controls International plc (JCI) reports that Todd M. Grabowski (listed as VP and President, Americas) directly beneficially owns 39,786.39 ordinary shares. The event date and filing date shown is 10/01/2025. The form is an initial ownership disclosure under Section 16 and is signed by /s/ Leanne Michels, attorney-in-fact on 10/01/2025. No derivative securities or additional holdings are reported.

La presentazione di Modulo 3 per Johnson Controls International plc (JCI) riferisce che Todd M. Grabowski (elencato come VP e Presidente, Americas) possiede direttamente e beneficiariamente 39.786,39 azioni ordinarie. La data dell'evento e la data di presentazione indicate sono 10/01/2025. Il modulo è una disclosure iniziale di proprietà ai sensi della Sezione 16 ed è firmato da /s/ Leanne Michels, attorney-in-fact il 10/01/2025. Nessuna proprietà derivata o ulteriori partecipazioni sono riportate.

Presentación del Formulario 3 para Johnson Controls International plc (JCI) informa que Todd M. Grabowski (listado como vicepresidente y presidente, Américas) posee directa y beneficiosamente 39.786,39 acciones ordinarias. La fecha del evento y la fecha de presentación mostradas es 10/01/2025. El formulario es una divulgación inicial de propiedad bajo la Sección 16 y está firmado por /s/ Leanne Michels, attorney-in-fact en 10/01/2025. No se reportan valores derivados ni participaciones adicionales.

Johnson Controls International plc (JCI)용 Form 3 제출은 Todd M. Grabowski(Américas 부문 부사장 겸 사장으로 기재)가 39,786.39주 보통주를 직접적으로 유리하게 소유하고 있음을 보고합니다. 이벤트 날짜와 제출 날짜는 10/01/2025로 표시됩니다. 이 양식은 섹션 16에 따른 최초 소유 공개이며 /s/ Leanne Michels, attorney-in-fact10/01/2025에 서명했습니다. 파생 증권이나 추가 보유는 보고되지 않았습니다.

Dépôt du Formulaire 3 pour Johnson Controls International plc (JCI) indique que Todd M. Grabowski (désigné comme VP et Président, Amériques) détient directement et bénéficiairement 39 786,39 actions ordinaires. La date de l’événement et la date de dépôt indiquées est 10/01/2025. Le formulaire est une divulgation initiale de propriété en vertu de l’Article 16 et est signé par /s/ Leanne Michels, attorney-in-fact le 10/01/2025. Aucune valeur dérivée ni participation supplémentaire n’est déclarée.

Form 3 Einreichung für Johnson Controls International plc (JCI) berichtet, dass Todd M. Grabowski (als VP und Präsident, Americas aufgeführt) direkt und nennenswert 39.786,39 Stammaktien besitzt. Das Ereignisdatum und das Einreichungsdatum sind 10/01/2025 angegeben. Das Formular ist eine anfängliche Eigentumsveröffentlichung gemäß Abschnitt 16 und wird von /s/ Leanne Michels, attorney-in-fact am 10/01/2025 unterzeichnet. Es werden keine derivativen Wertpapiere oder weiteren Beteiligungen gemeldet.

تقديم النموذج 3 لشركة Johnson Controls International plc (JCI) يذكر أن Todd M. Grabowski (مُدرج كـ نائب الرئيس والرئيس، الأمريكتين) يملك بشكل مباشر ومفِيد 39,786.39 سهماً عاديّاً. تاريخ الحدث وتاريخ التقديم المعروضان هو 10/01/2025. النموذج هو إفصاح ملكية أولي وفقاً للقسم 16 وموقّع من /s/ Leanne Michels, attorney-in-fact في 10/01/2025. لا يتم الإبلاغ عن أية أوراق مشتقة أو ملكيات إضافية.

Johnson Controls International plc (JCI) 的 Form 3 申报 指出 Todd M. Grabowski(列为副总裁兼美洲区总裁)直接且受益所有地持有 39,786.39 股普通股。事件日期和申报日期显示为 10/01/2025。该表格是依据第16条的初始所有权披露,由 /s/ Leanne Michels, attorney-in-fact10/01/2025 签署。未披露派生证券或其他持股。

Positive
  • None.
Negative
  • None.

Insights

TL;DR Routine Section 16 initial disclosure showing direct ownership by a named officer; no derivatives reported.

The filing documents a straightforward initial beneficial ownership position of 39,786.39 ordinary shares by Todd M. Grabowski, identified as VP and President, Americas. The report contains no derivative instruments or additional transactions, indicating this is a static disclosure of existing equity rather than a trade or option grant. For investors, this is a compliance filing with limited direct financial impact.

TL;DR Compliance-focused disclosure that records officer share ownership; no governance changes or related-party transactions disclosed.

The Form 3 properly notifies the market of an officer's beneficial ownership as required by Section 16. It specifies the officer's title and a direct holding of 39,786.39 ordinary shares. The signature by an attorney-in-fact is included. There are no amendments, no joint filers, and no indirect ownership noted. This is a routine governance transparency filing without material governance implications.

La presentazione di Modulo 3 per Johnson Controls International plc (JCI) riferisce che Todd M. Grabowski (elencato come VP e Presidente, Americas) possiede direttamente e beneficiariamente 39.786,39 azioni ordinarie. La data dell'evento e la data di presentazione indicate sono 10/01/2025. Il modulo è una disclosure iniziale di proprietà ai sensi della Sezione 16 ed è firmato da /s/ Leanne Michels, attorney-in-fact il 10/01/2025. Nessuna proprietà derivata o ulteriori partecipazioni sono riportate.

Presentación del Formulario 3 para Johnson Controls International plc (JCI) informa que Todd M. Grabowski (listado como vicepresidente y presidente, Américas) posee directa y beneficiosamente 39.786,39 acciones ordinarias. La fecha del evento y la fecha de presentación mostradas es 10/01/2025. El formulario es una divulgación inicial de propiedad bajo la Sección 16 y está firmado por /s/ Leanne Michels, attorney-in-fact en 10/01/2025. No se reportan valores derivados ni participaciones adicionales.

Johnson Controls International plc (JCI)용 Form 3 제출은 Todd M. Grabowski(Américas 부문 부사장 겸 사장으로 기재)가 39,786.39주 보통주를 직접적으로 유리하게 소유하고 있음을 보고합니다. 이벤트 날짜와 제출 날짜는 10/01/2025로 표시됩니다. 이 양식은 섹션 16에 따른 최초 소유 공개이며 /s/ Leanne Michels, attorney-in-fact10/01/2025에 서명했습니다. 파생 증권이나 추가 보유는 보고되지 않았습니다.

Dépôt du Formulaire 3 pour Johnson Controls International plc (JCI) indique que Todd M. Grabowski (désigné comme VP et Président, Amériques) détient directement et bénéficiairement 39 786,39 actions ordinaires. La date de l’événement et la date de dépôt indiquées est 10/01/2025. Le formulaire est une divulgation initiale de propriété en vertu de l’Article 16 et est signé par /s/ Leanne Michels, attorney-in-fact le 10/01/2025. Aucune valeur dérivée ni participation supplémentaire n’est déclarée.

Form 3 Einreichung für Johnson Controls International plc (JCI) berichtet, dass Todd M. Grabowski (als VP und Präsident, Americas aufgeführt) direkt und nennenswert 39.786,39 Stammaktien besitzt. Das Ereignisdatum und das Einreichungsdatum sind 10/01/2025 angegeben. Das Formular ist eine anfängliche Eigentumsveröffentlichung gemäß Abschnitt 16 und wird von /s/ Leanne Michels, attorney-in-fact am 10/01/2025 unterzeichnet. Es werden keine derivativen Wertpapiere oder weiteren Beteiligungen gemeldet.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Grabowski Todd M

(Last) (First) (Middle)
5757 N GREEN BAY AVE

(Street)
GLENDALE WI 53209

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/01/2025
3. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and President, Americas
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 39,786.39 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Leanne Michels, attorney-in-fact 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 for JCI filed on 10/01/2025 disclose?

The Form 3 discloses that Todd M. Grabowski, listed as VP and President, Americas, directly owns 39,786.39 ordinary shares of Johnson Controls International plc.

Does the filing report any derivative securities or options for JCI?

No. The filing shows no derivative securities or option grants; only non-derivative ordinary shares are reported.

Who signed the Form 3 for Todd M. Grabowski?

The Form 3 is signed by /s/ Leanne Michels, attorney-in-fact with the date 10/01/2025.

Is the Form 3 an initial filing or an amendment for JCI?

This Form 3 is an initial statement of beneficial ownership (Form 3) and is filed by one reporting person.

What title is listed for the reporting person on the JCI Form 3?

The reporting person is listed as VP and President, Americas and identified as an officer and director.
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