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[Form 4/A] Johnson Controls International plc Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

Johnson Controls International plc reporting person Christopher M. Scalia, EVP and CHRO, received two grants of restricted share units on 07/14/2025. One grant of 18,821 RSUs vesting in three equal annual installments and one grant of 4,705 RSUs vesting on the first anniversary were awarded at a noted per-share price of $106.26. The RSUs accrue dividend equivalent units and convert to ordinary shares upon vesting. The filing is an amendment that also adds beneficial ownership of 35 previously held shares. The filing was signed by an attorney-in-fact on 08/22/2025.

Christopher M. Scalia, EVP e CHRO di Johnson Controls International plc, soggetto di segnalazione, ha ricevuto due assegni di unità azionarie vincolate il 14/07/2025. Un assegno di 18.821 RSU con maturazione in tre rate annuali uguali e un assegno di 4.705 RSU con maturazione al primo anniversario sono stati attribuiti al prezzo per azione indicato di $106,26. Le RSU accumulano unità equivalenti ai dividendi e si convertono in azioni ordinarie al momento della maturazione. La comunicazione è una modifica che aggiunge anche la titolarità effettiva di 35 azioni già detenute. Il documento è stato firmato da un procuratore il 22/08/2025.

Christopher M. Scalia, EVP y CHRO de Johnson Controls International plc, persona informante, recibió dos concesiones de unidades restringidas de acciones el 14/07/2025. Se otorgó una concesión de 18.821 RSU que vence en tres cuotas anuales iguales y otra de 4.705 RSU que vence en el primer aniversario, ambas a un precio por acción señalado de $106,26. Las RSU acumulan unidades equivalentes a dividendos y se convierten en acciones ordinarias al vencimiento. La presentación es una enmienda que también añade la propiedad beneficiaria de 35 acciones mantenidas previamente. El documento fue firmado por un apoderado el 22/08/2025.

Johnson Controls International plc의 보고 대상자이자 EVP 겸 CHRO인 Christopher M. Scalia는 2025-07-14에 제한 부여 주식 단위(RSU) 두 건을 부여받았습니다. 하나는 연간 동일 비율로 3회에 걸쳐 베스팅되는 18,821 RSU이고, 다른 하나는 첫 기념일에 베스팅되는 4,705 RSU로, 표기된 주당 가격은 $106.26입니다. RSU는 배당 상당 단위를 적립하며 베스팅 시 보통주로 전환됩니다. 제출서는 기존에 보유 중이던 35주의 실소유 지분도 추가한 수정 제출입니다. 해당 문서는 2025-08-22에 대리인이 서명했습니다.

Christopher M. Scalia, EVP et CHRO de Johnson Controls International plc, personne déclarée, a reçu deux attributions d'unités d'actions restreintes le 14/07/2025. Une attribution de 18 821 RSU, acquises en trois versements annuels égaux, et une attribution de 4 705 RSU acquises au premier anniversaire ont été attribuées au prix par action indiqué de 106,26 $. Les RSU accumulent des unités équivalentes aux dividendes et se convertissent en actions ordinaires lors de leur acquisition. Le dépôt est un amendement qui ajoute également la propriété bénéficiaire de 35 actions détenues antérieurement. Le document a été signé par un mandataire le 22/08/2025.

Christopher M. Scalia, EVP und CHRO von Johnson Controls International plc und meldepflichtige Person, erhielt am 14.07.2025 zwei Zuweisungen von Restricted Share Units (RSU). Eine Zuweisung über 18.821 RSU, die in drei gleichen jährlichen Raten vestet, und eine Zuweisung über 4.705 RSU, die am ersten Jahrestag vestet, wurden zu dem angegebenen Kurs von $106,26 je Aktie gewährt. Die RSU sammeln Dividendenäquivalente und wandeln sich bei Vesting in Stammaktien um. Die Einreichung ist eine Änderung, die außerdem das wirtschaftliche Eigentum an 35 zuvor gehaltenen Aktien hinzufügt. Die Einreichung wurde am 22.08.2025 von einem Bevollmächtigten unterzeichnet.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Two RSU grants were awarded to the EVP and CHRO, with staggered vesting and dividend equivalents, reflecting routine equity compensation.

The filing shows a grant of 18,821 restricted share units vesting in three equal installments and 4,705 restricted share units vesting on the first anniversary, both dated 07/14/2025. The RSUs accrue dividend equivalent units and convert to ordinary shares upon vesting. The reported per-share price is $106.26. An amendment records ownership of 35 shares held at the time of the original filing. This is a standard equity award disclosure for an executive.

TL;DR: Amendment clarifies beneficial ownership and documents time-based equity awards for a named executive officer.

The Form 4/A documents time-based restricted share unit grants to Christopher M. Scalia, EVP and CHRO, on 07/14/2025. The filing specifies vesting schedules: three equal annual installments for the 18,821-unit grant and first-anniversary vesting for the 4,705-unit grant. It also amends prior reporting to reflect 35 shares of common stock owned at the original filing time. The document is signed by an attorney-in-fact on 08/22/2025.

Christopher M. Scalia, EVP e CHRO di Johnson Controls International plc, soggetto di segnalazione, ha ricevuto due assegni di unità azionarie vincolate il 14/07/2025. Un assegno di 18.821 RSU con maturazione in tre rate annuali uguali e un assegno di 4.705 RSU con maturazione al primo anniversario sono stati attribuiti al prezzo per azione indicato di $106,26. Le RSU accumulano unità equivalenti ai dividendi e si convertono in azioni ordinarie al momento della maturazione. La comunicazione è una modifica che aggiunge anche la titolarità effettiva di 35 azioni già detenute. Il documento è stato firmato da un procuratore il 22/08/2025.

Christopher M. Scalia, EVP y CHRO de Johnson Controls International plc, persona informante, recibió dos concesiones de unidades restringidas de acciones el 14/07/2025. Se otorgó una concesión de 18.821 RSU que vence en tres cuotas anuales iguales y otra de 4.705 RSU que vence en el primer aniversario, ambas a un precio por acción señalado de $106,26. Las RSU acumulan unidades equivalentes a dividendos y se convierten en acciones ordinarias al vencimiento. La presentación es una enmienda que también añade la propiedad beneficiaria de 35 acciones mantenidas previamente. El documento fue firmado por un apoderado el 22/08/2025.

Johnson Controls International plc의 보고 대상자이자 EVP 겸 CHRO인 Christopher M. Scalia는 2025-07-14에 제한 부여 주식 단위(RSU) 두 건을 부여받았습니다. 하나는 연간 동일 비율로 3회에 걸쳐 베스팅되는 18,821 RSU이고, 다른 하나는 첫 기념일에 베스팅되는 4,705 RSU로, 표기된 주당 가격은 $106.26입니다. RSU는 배당 상당 단위를 적립하며 베스팅 시 보통주로 전환됩니다. 제출서는 기존에 보유 중이던 35주의 실소유 지분도 추가한 수정 제출입니다. 해당 문서는 2025-08-22에 대리인이 서명했습니다.

Christopher M. Scalia, EVP et CHRO de Johnson Controls International plc, personne déclarée, a reçu deux attributions d'unités d'actions restreintes le 14/07/2025. Une attribution de 18 821 RSU, acquises en trois versements annuels égaux, et une attribution de 4 705 RSU acquises au premier anniversaire ont été attribuées au prix par action indiqué de 106,26 $. Les RSU accumulent des unités équivalentes aux dividendes et se convertissent en actions ordinaires lors de leur acquisition. Le dépôt est un amendement qui ajoute également la propriété bénéficiaire de 35 actions détenues antérieurement. Le document a été signé par un mandataire le 22/08/2025.

Christopher M. Scalia, EVP und CHRO von Johnson Controls International plc und meldepflichtige Person, erhielt am 14.07.2025 zwei Zuweisungen von Restricted Share Units (RSU). Eine Zuweisung über 18.821 RSU, die in drei gleichen jährlichen Raten vestet, und eine Zuweisung über 4.705 RSU, die am ersten Jahrestag vestet, wurden zu dem angegebenen Kurs von $106,26 je Aktie gewährt. Die RSU sammeln Dividendenäquivalente und wandeln sich bei Vesting in Stammaktien um. Die Einreichung ist eine Änderung, die außerdem das wirtschaftliche Eigentum an 35 zuvor gehaltenen Aktien hinzufügt. Die Einreichung wurde am 22.08.2025 von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Scalia Christopher M

(Last) (First) (Middle)
5757 N. GREEN BAY AVE

(Street)
MILWAUKEE WI 53209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CHRO
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
07/15/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 07/14/2025 A(1) 18,821 A $106.26 18,856(2) D
Ordinary Shares 07/14/2025 A(3) 4,705 A $106.26 23,561(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
2. This amendment is being filed to reflect beneficial ownership of 35 shares of JCI common stock held by the reporting person at the time of the original filing.
3. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest on the first anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
/s/ Leanne Michels, attorney-in-fact 08/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions are reported for JCI on this Form 4/A?

The filing reports grants of 18,821 and 4,705 restricted share units to Christopher M. Scalia dated 07/14/2025 and an amendment adding ownership of 35 shares.

When do the restricted share units vest for the reporting person?

The 18,821 RSUs vest in three equal installments on each of the first, second and third anniversaries; the 4,705 RSUs vest on the first anniversary of the grant date.

Do the RSUs provide dividend equivalents or convert to shares?

Yes, the RSUs accrue dividend equivalent units and convert to ordinary shares upon vesting as stated in the filing.

What price is shown on the Form 4/A for the transactions?

The filing shows a price of $106.26 per share for the reported RSU grants.

Who signed the amended Form 4/A and when?

The amendment is signed by Leanne Michels, attorney-in-fact on 08/22/2025 as indicated on the form.
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