Johnson Controls (JCI) Amendment: Executive RSU Grants and Ownership Update

Rhea-AI Filing Summary

Johnson Controls International plc reporting person Christopher M. Scalia, EVP and CHRO, received two grants of restricted share units on 07/14/2025. One grant of 18,821 RSUs vesting in three equal annual installments and one grant of 4,705 RSUs vesting on the first anniversary were awarded at a noted per-share price of $106.26. The RSUs accrue dividend equivalent units and convert to ordinary shares upon vesting. The filing is an amendment that also adds beneficial ownership of 35 previously held shares. The filing was signed by an attorney-in-fact on 08/22/2025.

Insights

Compensation Analyst

TL;DR: Two RSU grants were awarded to the EVP and CHRO, with staggered vesting and dividend equivalents, reflecting routine equity compensation.

The filing shows a grant of 18,821 restricted share units vesting in three equal installments and 4,705 restricted share units vesting on the first anniversary, both dated 07/14/2025. The RSUs accrue dividend equivalent units and convert to ordinary shares upon vesting. The reported per-share price is $106.26. An amendment records ownership of 35 shares held at the time of the original filing. This is a standard equity award disclosure for an executive.

Corporate Governance Expert

TL;DR: Amendment clarifies beneficial ownership and documents time-based equity awards for a named executive officer.

The Form 4/A documents time-based restricted share unit grants to Christopher M. Scalia, EVP and CHRO, on 07/14/2025. The filing specifies vesting schedules: three equal annual installments for the 18,821-unit grant and first-anniversary vesting for the 4,705-unit grant. It also amends prior reporting to reflect 35 shares of common stock owned at the original filing time. The document is signed by an attorney-in-fact on 08/22/2025.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Scalia Christopher M

(Last) (First) (Middle)

5757 N. GREEN BAY AVE

(Street)

MILWAUKEE WI 53209

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and CHRO

3. Date of Earliest Transaction (Month/Day/Year)
07/14/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)
07/15/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	07/14/2025		A(1)		18,821	A	$106.26	18,856(2)	D
Ordinary Shares	07/14/2025		A(3)		4,705	A	$106.26	23,561(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

2. This amendment is being filed to reflect beneficial ownership of 35 shares of JCI common stock held by the reporting person at the time of the original filing.

3. Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest on the first anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

	/s/ Leanne Michels, attorney-in-fact	08/22/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transactions are reported for JCI on this Form 4/A?

The filing reports grants of 18,821 and 4,705 restricted share units to Christopher M. Scalia dated 07/14/2025 and an amendment adding ownership of 35 shares.

When do the restricted share units vest for the reporting person?

The 18,821 RSUs vest in three equal installments on each of the first, second and third anniversaries; the 4,705 RSUs vest on the first anniversary of the grant date.

Do the RSUs provide dividend equivalents or convert to shares?

Yes, the RSUs accrue dividend equivalent units and convert to ordinary shares upon vesting as stated in the filing.

What price is shown on the Form 4/A for the transactions?

The filing shows a price of $106.26 per share for the reported RSU grants.

Who signed the amended Form 4/A and when?

The amendment is signed by Leanne Michels, attorney-in-fact on 08/22/2025 as indicated on the form.