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Johnson Controls (JCI) EVP & CFO files Form 4 on share grants and disposals

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Johnson Controls International plc EVP and CFO files Form 4 reporting equity award activity. On 12/05/2025, the officer acquired 4,850.36 ordinary shares at $114.23 per share, reported as an acquisition. After this transaction, the officer beneficially owned 160,746.76 ordinary shares directly.

The filing also reports three transactions with code F on 12/05/2025, disposing of 2,280, 1,035, and 1,570 ordinary shares, each at $114.23 per share, leaving a direct beneficial ownership of 155,861.76 ordinary shares after the reported activity. An accompanying note states that the acquired amount represents performance share units for the three-year performance period ended September 30, 2025, with performance results approved by the Compensation and Talent Development Committee.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vandiepenbeeck Marc

(Last) (First) (Middle)
5757 N GREEN BAY AVE

(Street)
MILWAUKEE WI 53209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CFO
3. Date of Earliest Transaction (Month/Day/Year)
12/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 12/05/2025 A 4,850.36(1) A $114.23 160,746.76 D
Ordinary Shares 12/05/2025 F 2,280 D $114.23 158,466.76 D
Ordinary Shares 12/05/2025 F 1,035 D $114.23 157,431.76 D
Ordinary Shares 12/05/2025 F 1,570 D $114.23 155,861.76 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents performance share units for the three-year performance period ended September 30, 2025. The performance results were approved by the Compensation and Talent Development Committee.
/s/ Leanne Michels, attorney-in-fact 12/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Johnson Controls (JCI) disclose in this Form 4 filing?

The filing reports that the EVP and CFO of Johnson Controls International plc acquired and disposed of ordinary shares on 12/05/2025, changing their directly beneficially owned holdings to 155,861.76 ordinary shares.

How many Johnson Controls (JCI) shares did the executive acquire?

The executive acquired 4,850.36 ordinary shares of Johnson Controls International plc at a price of $114.23 per share in a transaction dated 12/05/2025.

What share disposals by the Johnson Controls (JCI) executive were reported?

The Form 4 reports three code F transactions on 12/05/2025 disposing of 2,280, 1,035, and 1,570 ordinary shares, each at $114.23 per share.

What is the Johnson Controls (JCI) executive’s share ownership after these transactions?

Following the reported transactions, the EVP and CFO directly beneficially owned 155,861.76 ordinary shares of Johnson Controls International plc.

What are the performance share units mentioned in the Johnson Controls (JCI) Form 4?

The explanation notes that the 4,850.36 ordinary shares represent performance share units for a three-year performance period ended September 30, 2025, with performance results approved by the Compensation and Talent Development Committee.

What is the reporting person’s role at Johnson Controls (JCI)?

The reporting person is identified as an officer of Johnson Controls International plc, serving as EVP and CFO.
Johnson Ctls Intl Plc

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