STOCK TITAN

JCI (JCI) director gets 1,285 RSUs as 1,115 shares withheld for taxes

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Johnson Controls International plc director Mark Vergnano reported two stock transactions in the company’s ordinary shares. He received a grant of 1,285 restricted share units, which accrue dividend equivalents and convert to ordinary shares when they vest. On the same date, 1,115 shares were disposed of at $140.00 per share to cover tax withholding obligations. After these transactions, his directly held stake was 30,107.170 ordinary shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Vergnano Mark

(Last) (First) (Middle)
5757 N GREEN BAY AVE

(Street)
MILWAUKEE WI 53209

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares(1) 03/04/2026 A(1) 1,285 A $0 31,222.17 D
Ordinary Shares 03/04/2026 F 1,115 D $140 30,107.17 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
/s/ Richard Dancy, attorney in fact 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did JCI director Mark Vergnano report on this Form 4?

Mark Vergnano reported two transactions in Johnson Controls International ordinary shares. He received a grant of 1,285 restricted share units and had 1,115 shares disposed of to satisfy tax withholding obligations, both dated March 4, 2026.

How many Johnson Controls International (JCI) shares did Mark Vergnano acquire?

He acquired 1,285 restricted share units of Johnson Controls International. These units accrue dividend equivalent units and will convert into ordinary shares upon vesting, increasing his potential future ownership as the awards vest over time under the plan’s terms.

Why were 1,115 JCI shares disposed of in Mark Vergnano’s Form 4 filing?

The 1,115 Johnson Controls International shares were disposed of to pay tax liabilities associated with equity awards. The filing describes this as a tax-withholding disposition, using company shares valued at $140.00 per share instead of cash for the payment.

What is Mark Vergnano’s JCI share ownership after these transactions?

Following the grant and the tax-withholding disposition, Mark Vergnano directly owns 30,107.170 ordinary shares of Johnson Controls International. This figure reflects his updated direct holdings as reported in the Form 4 after both March 4, 2026 transactions.

How are the restricted share units in this JCI Form 4 expected to settle?

The restricted share units granted to Mark Vergnano accrue dividend equivalent units and will convert into Johnson Controls International ordinary shares upon vesting. This means he will receive actual shares over time, aligned with the vesting schedule of the award.
Johnson Controls International

NYSE:JCI

View JCI Stock Overview

JCI Rankings

JCI Latest News

JCI Latest SEC Filings

JCI Stock Data

83.50B
610.74M
Building Products & Equipment
Air-cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip
Link
Ireland
CORK