STOCK TITAN

Johnson Controls (NYSE: JCI) VP has 18,625 shares withheld for taxes

(Very High)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lei Zhang Schlitz, VP & Pres, GP & Solutions of Johnson Controls International, reported a Form 4 transaction on 2026-08-02. 18,625.0000 Ordinary Shares were disposed of through share withholding to pay an exercise price or tax liability at a reference value of 146.6600 per share, leaving 38,434.1200 Ordinary Shares held directly.

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Insider Schlitz Lei Zhang
Role VP & Pres, GP & Solutions
Type Security Shares Price Value
Exercise Price or Tax Liability Ordinary Shares 18,625 $146.66 $2.73M
Holdings After Transaction: Ordinary Shares — 38,434.12 shares (Direct)
Shares withheld 18625.0000 Ordinary Shares Code F share withholding on 2026-08-02 to cover an exercise price or tax liability
Reference price per share 146.6600 per share Per-share value applied to the Ordinary Shares used for the withholding
Shares held after transaction 38434.1200 Ordinary Shares Direct holdings of Lei Zhang Schlitz following the tax or exercise-price share withholding
Ordinary Shares financial
"Security title reported as Ordinary Shares in the transaction"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
non-derivative financial
"Transaction type is classified as non-derivative in the filing"
exercise-price-or-tax-liability disposition financial
"Transaction action described as exercise-price-or-tax-liability disposition"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What transaction did Johnson Controls (JCI) executive Lei Zhang Schlitz report?

Lei Zhang Schlitz reported a Form 4 transaction involving 18,625.0000 Ordinary Shares of Johnson Controls on 2026-08-02. The shares were withheld to pay an exercise price or tax liability, rather than sold in the open market, and she now directly holds 38,434.1200 shares.

Was the 18,625-share transaction by Johnson Controls (JCI) executive Lei Zhang Schlitz an open-market sale?

The filing indicates it was not an open-market sale. The code F transaction reflects payment of an exercise price or tax liability by delivering or withholding securities, so the 18,625 Johnson Controls shares were used to satisfy obligations rather than sold to outside investors.

How many Johnson Controls (JCI) shares does Lei Zhang Schlitz own after this transaction?

After the reported withholding, Lei Zhang Schlitz directly owns 38,434.1200 Ordinary Shares of Johnson Controls. This figure represents her direct holdings following the 18,625-share disposition used to cover an exercise price or tax-related obligation.

At what price were the Johnson Controls (JCI) shares valued for this withholding transaction?

The Ordinary Shares involved in the withholding were valued at 146.6600 per share. This reference price is used to determine the value of the 18,625.0000 shares delivered or withheld to satisfy the exercise price or associated tax liability.

Is Lei Zhang Schlitz’s Johnson Controls (JCI) Form 4 transaction under a Rule 10b5-1 trading plan?

The Form 4’s Rule 10b5-1 checkbox is not marked as affirmative, so the filing does not identify this transaction as occurring under a pre-arranged Rule 10b5-1 trading plan. No additional footnote describes any such trading arrangement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schlitz Lei Zhang

(Last)(First)(Middle)
5757 N GREEN BAY AVE

(Street)
MILWAUKEE WISCONSIN 53209

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP & Pres, GP & Solutions
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares08/02/2026F18,625D$146.6638,434.12D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Olga Brankov, attorney-in-fact08/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)