Joby Aviation CFO sells 2,601 shares to cover taxes

Q: How many RSUs did JOBY's CFO convert into common shares?

Brumana converted 5,045 RSUs into 5,045 shares of common stock on October 1, 2026. The reported resulting RSU position was 85,772.

Q: What is the vesting schedule for Rodrigo Brumana's JOBY RSUs?

The award provides that 5% of the total RSUs vest on each of the first four quarterly anniversaries of January 1, 2026, and 10% on each quarterly anniversary thereafter, subject to continued service through the applicable vesting date.

The award provides for 5% vesting on each of the first four quarterly anniversaries of January 1, 2026, then 10% per quarterly anniversary, subject to continued service.

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Form Type

Rhea-AI Filing Summary

Joby Aviation, Inc. Chief Financial Officer Rodrigo Brumana reported selling 2,601 shares of common stock at $5.95 per share on October 2, 2026; the sale covered taxes due upon the release and settlement of RSUs, as required by the award terms. On October 1, 2026, he converted 5,045 RSUs into 5,045 common shares, with a reported resulting RSU position of 85,772. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 3 txns

Insider Brumana Rodrigo

Role Chief Financial Officer

Sold 2,601 shs ($15K)

Approx. gross sale proceeds $15K

Approx. exercise cost $0.00

Type	Security	Shares	Price	Value
Sale	Common Stock ^F1	2,601	$5.95	$15K
Exercise	Restricted Stock Units (RSUs) ^F2	5,045	$0.00	$0.00
Exercise	Common Stock	5,045	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units (RSUs) — 85,772 contracts (Direct); Common Stock — 113,275 shares (Direct)

Footnotes (2)

F1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
F2. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Key Figures

Common shares sold: 2,601 shares Sale price: $5.95 per share RSUs converted: 5,045 RSUs +2 more

5 metrics

Common shares sold 2,601 shares October 2, 2026; sale to cover taxes due upon RSU release and settlement

Sale price $5.95 per share October 2, 2026

RSUs converted 5,045 RSUs October 1, 2026

Common shares acquired through RSU conversion 5,045 shares October 1, 2026

Reported resulting RSU position 85,772 RSUs After the October 1, 2026 transaction

Key Terms

Restricted Stock Units (RSUs), vesting date, settlement

3 terms

Restricted Stock Units (RSUs) financial

"award of restricted stock units ("RSUs")"

Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.

vesting date financial

"continued service through the applicable vesting date"

settlement financial

"release and settlement of the RSUs"

Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many JOBY shares did the CFO sell, and at what price?

Rodrigo Brumana, Joby Aviation's Chief Financial Officer, sold 2,601 shares at $5.95 per share on October 2, 2026. The sale covered taxes due upon RSU release and settlement, as required by the award terms; no Rule 10b5-1 plan is reported.

How many RSUs did JOBY's CFO convert into common shares?

Brumana converted 5,045 RSUs into 5,045 shares of common stock on October 1, 2026. The reported resulting RSU position was 85,772.

What is the vesting schedule for Rodrigo Brumana's JOBY RSUs?

The award provides that 5% of the total RSUs vest on each of the first four quarterly anniversaries of January 1, 2026, and 10% on each quarterly anniversary thereafter, subject to continued service through the applicable vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 04:08 PM Accepted by SEC EDGAR 10/05/2026 - 04:07 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brumana Rodrigo

(Last)

(First)

(Middle)

C/O JOBY AVIATION, INC.

333 ENCINAL STREET

(Street)

SANTA CRUZ

CALIFORNIA

95060

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/01/2026		M		5,045	A	$0	115,876	D
Common Stock	10/02/2026		S⁽¹⁾		2,601	D	$5.95	113,275	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units (RSUs)	$0	10/01/2026		M			5,045	⁽²⁾	⁽²⁾	Common Stock	5,045	$0	85,772	D

Explanation of Responses:

1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.

2. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.

Remarks:

	/s/ Sarah Slayen, Attorney-in-Fact for Rodrigo Brumana	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR