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Joby Aviation: Eric Allison sells 9,331 shares

The October 2 sale covered taxes due on RSU settlement and was required by the award terms.

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Form Type
4

Rhea-AI Filing Summary

Joby Aviation, Inc. Chief Product Officer Eric Allison reported converting 18,099 restricted stock units (RSUs) into common shares on October 1, 2026, in three tranches of 4,749, 8,305 and 5,045 shares. On October 2, he sold 9,331 shares at $5.95 per share to cover taxes due upon RSU release and settlement, as required by the award terms. The RSU awards vest subject to continued service through the applicable vesting dates; no Rule 10b5-1 plan is reported.

Insider Allison Eric
Role Chief Product Officer
Sold 9,331 shs ($56K)
Approx. gross sale proceeds $56K
Approx. exercise cost $0.00
Type Security Shares Price Value
Sale Common Stock F1 9,331 $5.95 $56K
Exercise Restricted Stock Units (RSUs) F2 4,749 $0.00 $0.00
Exercise Restricted Stock Units (RSUs) F3 8,305 $0.00 $0.00
Exercise Restricted Stock Units (RSUs) F4 5,045 $0.00 $0.00
Exercise Common Stock 4,749 $0.00 $0.00
Exercise Common Stock 8,305 $0.00 $0.00
Exercise Common Stock 5,045 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units (RSUs) — 141,549 contracts (Direct); Common Stock — 719,164 shares (Direct)
Footnotes (4)
  1. F1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
  2. F2. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
  3. F3. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
  4. F4. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
RSUs converted 18,099 RSUs October 1, 2026
Common shares acquired 18,099 shares October 1, 2026
Shares sold 9,331 shares October 2, 2026; sale to cover taxes due upon RSU release and settlement
Sale price $5.95 per share October 2, 2026
First RSU tranche 4,749 shares October 1, 2026
Second RSU tranche 8,305 shares October 1, 2026
Third RSU tranche 5,045 shares October 1, 2026
Restricted Stock Units (RSUs) financial
"award of restricted stock units ("RSUs")"
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
vests in equal installments financial
"RSUs that vests in equal installments over four years"
contingent right financial
"contingent right to receive one share of Common Stock upon vesting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many JOBY shares did Eric Allison sell, and at what price?

Eric Allison sold 9,331 common shares on October 2, 2026, at $5.95 per share. The sale covered taxes due upon RSU release and settlement, as required by the award terms; no Rule 10b5-1 plan is reported.

How many RSUs did Eric Allison convert into JOBY shares?

He converted 18,099 RSUs into 18,099 common shares on October 1, 2026, in tranches of 4,749, 8,305 and 5,045 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allison Eric

(Last)(First)(Middle)
C/O JOBY AVIATION, INC.
333 ENCINAL STREET

(Street)
SANTA CRUZ CALIFORNIA 95060

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Joby Aviation, Inc. [ JOBY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Product Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/01/2026M4,749A$0715,145D
Common Stock10/01/2026M8,305A$0723,450D
Common Stock10/01/2026M5,045A$0728,495D
Common Stock10/02/2026S(1)9,331D$5.95719,164D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (RSUs)$010/01/2026M4,749 (2) (2)Common Stock4,749$014,248D
Restricted Stock Units (RSUs)$010/01/2026M8,305 (3) (3)Common Stock8,305$041,529D
Restricted Stock Units (RSUs)$010/01/2026M5,045 (4) (4)Common Stock5,045$085,772D
Explanation of Responses:
1. Represents the aggregate number of shares sold by the Reporting Person to cover taxes due upon the release and settlement of the RSUs, as required by the terms of the RSU award.
2. Represents an award of restricted stock units ("RSUs") that vests in equal installments over four years, on the quarterly anniversary of July 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
3. Represents an award of restricted stock units ("RSUs") that vest in 16 equal installments on the quarterly anniversary of January 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
4. Represents an award of restricted stock units ("RSUs") that vests with respect to 5% of the total number of RSUs on each of the first four quarterly anniversaries of January 1, 2026 and as to 10% of the total number of RSUs on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
Remarks:
/s/ Sarah Slayen, Attorney-in-Fact for Eric Allison10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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