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KeyCorp's Andrew J. Paine III gifts 4,265 shares

The report separately lists direct, GRAT, partnership and 401(k) Plan holdings alongside the spouse-held shares.

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Form Type
4

Rhea-AI Filing Summary

KEYCORP (KEY) reported that Andrew J. Paine III, Head of Institutional Bank, had a gift disposition on October 30, 2026, of 4,265 common shares held indirectly through a spouse; the reported post-transaction position in those shares was 0. Other reported holdings dated October 30, 2026, included 184,016 shares directly, 102,946 through a GRAT, and 445 through Paine Investments LP. The 401(k) Plan held 27,210 shares, reported as of October 28, 2026. No Rule 10b5-1 plan is reported.

Insider Paine Andrew J III
Role Head of Institutional Bank
Type Security Shares Price Value
Gift Common Shares 4,265 $0.00 $0.00
Holding Common Shares -- -- --
Holding Common Shares -- -- --
Holding Common Shares -- -- --
Holding Common Shares F1 -- -- --
Holdings After Transaction: Common Shares — 0 shares (Indirect, By spouse); Common Shares — 184,016 shares (Direct); Common Shares — 102,946 shares (Indirect, By GRAT); Common Shares — 445 shares (Indirect, By Paine Investments LP); Common Shares — 27,210 shares (Indirect, 401(k) Plan)
Holdings Before and After: Common Shares, 4,265 to 0 shares (Indirect, By spouse)
Footnotes (1)
  1. F1. Reported as of October 28, 2026.
Gift disposition 4,265 shares October 30, 2026
Reported price $0.00 per share Gift disposition on October 30, 2026
Post-transaction spouse-held position 0 shares October 30, 2026
Direct holdings 184,016 shares Reported October 30, 2026
Holdings through GRAT 102,946 shares Reported October 30, 2026
Holdings through Paine Investments LP 445 shares Reported October 30, 2026
401(k) Plan holdings 27,210 shares Reported as of October 28, 2026
Bona fide gift financial
"transaction described as a bona fide gift"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
GRAT financial
"By GRAT"
401(k) Plan financial
"401(k) Plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many KEY shares did Andrew J. Paine III report gifting?

The report records a gift disposition of 4,265 KEY common shares held indirectly through a spouse on October 30, 2026; the reported price was $0.00 per share, and the reported post-transaction position in those shares was 0.

What other KEY shares did Andrew J. Paine III report holding?

Reported holdings dated October 30, 2026, included 184,016 shares directly, 102,946 through a GRAT, and 445 through Paine Investments LP. The 401(k) Plan holding was 27,210 shares, reported as of October 28, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Paine Andrew J III

(Last)(First)(Middle)
C/O KEYCORP
127 PUBLIC SQUARE

(Street)
CLEVELAND OHIO 44114

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
KEYCORP /NEW/ [ KEY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Head of Institutional Bank
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares10/30/2026G4,265D$00IBy spouse
Common Shares184,016D
Common Shares102,946IBy GRAT
Common Shares445IBy Paine Investments LP
Common Shares27,210(1)I401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reported as of October 28, 2026.
Remarks:
Adam J. Larkins POA for Andrew J. Paine III11/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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