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KINS Form 3 Filed by CFO Randy Patten Shows No Common Stock Ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Randy L. Patten, serving as Chief Financial Officer, Vice President, Treasurer and a director of Kingstone Companies, Inc. (KINS), submitted an initial Form 3 disclosing beneficial ownership information. The filing reports 0 shares of Common Stock beneficially owned by the reporting person and lists the relationship to the issuer (officer and director). The filing serves as the required initial disclosure under Section 16.

Positive

  • Initial Form 3 filed, demonstrating compliance with Section 16 reporting obligations

Negative

  • Reported beneficial ownership is 0 shares of Common Stock, indicating no disclosed direct equity stake by the reporting person

Insights

TL;DR: Routine Section 16 initial filing showing no disclosed common stock holdings; minimal investor impact.

This Form 3 is a standard initial ownership disclosure for an executive and director. It records the reporting person's titles and reports no direct beneficial ownership of common stock. From a financial perspective, the filing provides compliance transparency but contains no transactional or balance data to affect valuation or credit metrics.

TL;DR: Governance disclosure completed; absence of reported holdings may merit monitoring but is not itself material.

The submission fulfills Section 16 reporting obligations by identifying the reporting person and roles within the company. The lack of reported shares means there is no immediate insider alignment signal to shareholders. This is a procedural disclosure rather than a governance event with material consequences.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Patten Randy L

(Last) (First) (Middle)
C/O KINGSTONE COMPANIES, INC.
120 WOOD ROAD

(Street)
KINGSTON NY 12401

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/25/2025
3. Issuer Name and Ticker or Trading Symbol
KINGSTONE COMPANIES, INC. [ KINS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO, VP and Treasurer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Randy L. Patten 08/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for Kingstone Companies (KINS)?

The Form 3 was filed by Randy L. Patten, who is identified as CFO, Vice President, Treasurer and a director of Kingstone Companies, Inc.

How many common shares does the reporting person own according to this Form 3?

The filing reports 0 shares of Common Stock beneficially owned by the reporting person.

What relationship does the reporting person have to KINS?

The reporting person is listed as an Officer (CFO, VP, Treasurer) and a Director of Kingstone Companies, Inc.

Does this Form 3 disclose any derivative securities or options for KINS?

No. The filing contains no entries for derivative securities, options, or convertible instruments.

Is this Form 3 a material event for KINS investors?

This is a routine disclosure for regulatory compliance and is classified here as neutral; it contains no material transactional information.
Kingstone

NASDAQ:KINS

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210.49M
10.99M
Insurance - Property & Casualty
Fire, Marine & Casualty Insurance
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United States
KINGSTON