Welcome to our dedicated page for loanDepot SEC filings (Ticker: LDI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
loanDepot, Inc. filings document the reporting, capital structure and financing activities of a publicly traded mortgage lender. Form 8-K reports furnish quarterly financial results, investor presentation materials, non-GAAP reconciliations and other material events for the company’s residential mortgage origination and servicing operations.
Other disclosures cover material definitive agreements involving mortgage-related financing structures, including warehouse securitization notes, mortgage servicing rights, excess spread interests and trust subsidiaries. Proxy materials describe board matters, executive compensation and shareholder voting items, while capital-structure filings identify the company’s Class A common stock listed on the New York Stock Exchange and changes involving its common stock classes.
loanDepot insider Dawn E. Lepore has filed a Form 144 notice to sell 9,403 shares of Class A common stock through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of 25,719.09. The filing notes that there are 126,394,171 Class A shares outstanding, providing context for the planned sale.
The 9,403 shares to be sold were acquired on 11/28/2025 via restricted stock vesting from the issuer as compensation, with payment also dated 11/28/2025. Over the past three months, Lepore has already sold 50,038 Class A shares on 11/10/2025 for gross proceeds of 142,608.30 and 30,624 shares on 11/12/2025 for gross proceeds of 88,503.36, illustrating recent insider liquidity activity.
loanDepot, Inc. director Steven Ozonian reported the exercise and settlement of restricted stock units into Class A Common Stock. On 11/28/2025, 24,606 RSUs were converted (transaction code M) into 24,606 shares of Class A Common Stock.
Following this transaction, Ozonian beneficially owned 168,283 shares of Class A Common Stock in direct ownership form, along with 49,213 RSUs that remain outstanding. Each RSU represents the right to receive either one share of Class A Common Stock or the cash value of one share, and these RSUs are scheduled to vest ratably on February 27, 2026 and May 29, 2026.
loanDepot, Inc. director reports RSU-related share transaction
Director John Hoon Lee reported a transaction on November 28, 2025 involving 24,606 restricted stock units (RSUs), each tied to one share of loanDepot Class A Common Stock. Following the transaction, he reported 211,387 Class A shares held directly and 62,556 Class A shares held indirectly through Bluestar Family Holdings LP, over which he has voting and investment power.
The filing notes that each RSU represents a contingent right to receive either one share of Class A Common Stock or the cash value of one share, and that the RSUs are scheduled to vest ratably on February 27, 2026 and May 29, 2026. This reflects ongoing equity-based compensation aligning the director’s interests with those of other shareholders.
loanDepot, Inc. director reports RSU settlement into common stock. On 11/28/2025, a director converted 24,606 restricted stock units into 24,606 shares of Class A Common Stock, reported as an acquisition. After this transaction, the director beneficially owned 293,686.7285 shares of Class A Common Stock directly. The filing also shows 49,213 restricted stock units remaining beneficially owned after the reported transaction.
Each restricted stock unit represents the right to receive one share of Class A Common Stock or, at the Compensation Committee’s option, the cash value of one share upon settlement. These RSUs are scheduled to vest in two installments on February 27, 2026 and May 29, 2026, which will determine when additional shares or cash may be delivered.
loanDepot director reports RSU conversion into Class A shares. Director Dawn G. Lepore reported a transaction dated November 28, 2025, involving restricted stock units (RSUs) linked to loanDepot, Inc. Class A Common Stock. A total of 24,606 RSUs were settled, resulting in the acquisition of 24,606 shares of Class A Common Stock. Following this transaction, Lepore beneficially owned 193,148 shares of Class A Common Stock directly, along with 49,213 RSUs that remain outstanding.
The RSUs represent a contingent right to receive either one share of Class A Common Stock per unit or, at the Compensation Committee’s option, the cash value of one share at settlement. These RSUs are scheduled to vest ratably on February 27, 2026 and May 29, 2026, meaning portions will become deliverable to Lepore on each of those dates.
loanDepot, Inc. insider Anthony Li Hsieh, who serves as Executive Chair, CEO, President, director and a 10% owner of loanDepot, Inc. (LDI), reported equity transactions dated 11/28/2025. A block of 24,606 shares of Class A Common Stock was acquired following the exercise of derivative securities, increasing his directly held Class A Common Stock to 168,283 shares. He also reports indirect ownership of 2,300,000 Class A shares held by the JLSSAA Trust, over which he has voting and investment power as trustee.
The derivative position reflects restricted stock units (RSUs) that convert into Class A shares at a stated price of $0. After the reported settlement of 24,606 RSUs into shares, 49,213 RSUs remain beneficially owned. These RSUs are scheduled to vest in two equal installments on February 27, 2026 and May 29, 2026, each representing a contingent right to receive one share of Class A Common Stock or, at the Compensation Committee’s option, the cash value of one share.
loanDepot, Inc. (LDI) Chief Investment Officer Jeffrey Michael DerGurahian reported selling 250,000 shares of Class A common stock on 11/25/2025 at a weighted average price of $3.014 per share. The sale occurred in multiple trades at prices ranging from $3.00 to $3.055.
After this transaction, he beneficially owns 1,074,695 Class A shares directly and 5,842,969 Class A shares indirectly through CDG Financial LLC, where he is the managing member. He disclaims beneficial ownership of the shares held by CDG Financial LLC except to the extent of his pecuniary interest.
loanDepot, Inc. (LDI) insider has filed a Form 144 notice to sell 250,000 Class A shares through Fidelity Brokerage Services on the NYSE. The planned sale has an aggregate market value of $753,581.89 based on the figures provided. The filing states that approximately 126,394,171 shares of this class are outstanding, giving context to the size of the transaction.
The shares to be sold were recently acquired from the issuer through equity compensation: 53,651 shares from restricted stock vesting on 04/15/2025, 12,785 shares from restricted stock vesting on 07/28/2025, and 183,564 shares from a stock option exercise paid in cash on 09/11/2025. The approximate date of the intended sale is 11/25/2025, and the filer represents that they are not aware of any undisclosed material adverse information about the company.
LoanDepot, Inc. (LDI) insider Jeffrey Walsh has filed a Form 144 indicating an intention to sell 150,000 shares of Class A common stock. The planned sale is to be executed through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of $450,553.97 based on the filing. The filing notes that 126,394,171 shares of this class were outstanding, providing context for the size of the planned sale. The shares to be sold were acquired through an option granted on 12/23/2022, exercised for cash on 11/25/2025.
The notice also discloses that Walsh sold additional Class A shares during the prior three months in separate transactions dated 09/10/2025, 09/11/2025, and 09/12/2025. By signing the notice, the seller represents that he is not aware of any material adverse, nonpublic information about loanDepot’s current or prospective operations.
loanDepot, Inc. (LDI) disclosed an insider transaction on Form 4 involving Executive Chair, CEO and President, and 10% owner Anthony Hsieh. On 11/19/2025, he elected to cause Trilogy Mortgage Holdings, Inc. to exchange 2,300,000 Common Units of LD Holdings Group LLC for an equal number of loanDepot Class A Common Stock, with the corresponding Class C Common Stock cancelled for no consideration, effective as of December 1, 2025. Following these transactions, he indirectly holds 26,245,633 shares of Class C Common Stock through Trilogy Mortgage Holdings, Inc., 2,300,000 shares of Class A Common Stock through the JLSSAA Trust, and additional Class A and Class C shares and Common Units through JLSSAA Trust, JLSA, LLC and Trilogy Management Investors Six, LLC.