LGL Group SEC Filings

The LGL Group, Inc. appointed Jason Lamb as its new Chief Executive Officer, effective January 5, 2026. Lamb brings over 20 years of leadership experience in special operations, intelligence, technology development, and private equity, including roles at Teton Advisors, LGL Systems Acquisition Corporation, BlackSea Technologies, and his own company, Hard Yards.

Marc Gabelli, previously Chief Executive Officer and Chairman of the Board, has transitioned to the role of Executive Chairman while continuing as Chairman and an executive officer providing strategic guidance. As of this report, no new compensatory arrangements have been entered into for Lamb or Gabelli, and any future material compensation changes will be disclosed separately. The company also issued a press release on January 7, 2026, furnished as Exhibit 99.1.

LGL Group Inc has had its warrants to purchase common stock, which expire on December 31, 2025, removed from listing and registration on the NYSE American LLC. The exchange filed a Form 25 under Section 12(b) of the Securities Exchange Act of 1934 to strike this class of securities from listing. The filing states that the exchange has complied with its own rules for removal and that the issuer has complied with the exchange’s rules and SEC requirements governing the voluntary withdrawal of this warrant class from listing and registration.

LGL Group insider Mario J. Gabelli reported a purchase of LGL Group Inc. common stock. On 12/30/2025, 95,387 shares of common stock were acquired at a price of $4.75 per share in a transaction reported with code "P" for purchase.

After this transaction, 572,324 shares of LGL Group common stock were reported as indirectly owned through GGCP, Inc., and 500,675 shares were reported as directly owned. The filing notes that Mr. Gabelli is deemed the beneficial owner of shares held by GGCP because he is its Chief Executive Officer, a director, and the controlling shareholder, while disclaiming beneficial ownership beyond his pecuniary interest.

The LGL Group, Inc. reported that on December 29, 2025 it announced an extension of the expiration date of its warrants to purchase shares of the company’s common stock, par value $0.01 per share. These warrants had previously been scheduled to expire on Tuesday, December 30, 2025. The company provided further details in a press release dated December 29, 2025, which is included as Exhibit 99.1 to the report.

The LGL Group, Inc. reported that its board of directors has approved an extension of the expiration date for its warrants to purchase shares of the company’s common stock. These warrants give holders the right to buy common shares at an exercise price of $4.75 per share, and all other terms of the warrants remain unchanged. The warrants had previously been scheduled to expire on December 16, 2025. The company disclosed this change in connection with a press release dated December 15, 2025, which is included as an exhibit.

The LGL Group, Inc. announced that it has extended the expiration date of its warrants to purchase shares of common stock, par value $0.01 per share. These warrants were previously scheduled to expire on Tuesday, December 9, 2025, and are exercisable at an unchanged price of $4.75 per share.

The extension of the warrant expiration date was approved by the Company’s Board of Directors, and all other terms of the warrants remain the same. The Company also issued a press release describing this change and made it available as an exhibit.

The LGL Group, Inc. filed its Q3 2025 10‑Q, reporting steady operations and stronger profitability. Total revenues were $1,108 thousand, driven by $661 thousand of net sales and $442 thousand of net investment income. Net income rose to $794 thousand, or $0.15 basic and $0.14 diluted per share, helped by an income tax benefit tied to the reversal of a prior uncertain tax position.

Manufacturing gross margin improved to 52.8% from 43.4% on a sales mix shift. Cash and cash equivalents were $41,571 thousand, with total assets of $43,284 thousand and total liabilities of $1,378 thousand. Order backlog reached $776 thousand as of September 30, 2025. The company repurchased 51,463 shares for $366 thousand (average $7.08). Warrant holders exercised 344,980 warrants via net share settlement into 68,996 shares; 4,913,340 warrants remained outstanding, and the expiration was later extended to December 9, 2025. As of October 31, 2025, common shares outstanding were 5,531,537.

The LGL Group, Inc. furnished an 8-K announcing its financial results for the third quarter ended September 30, 2025. The results were released via a press release furnished as Exhibit 99.1 and incorporated by reference. The disclosure was made under Item 2.02 and is designated as “furnished,” not “filed,” under the Exchange Act.

The LGL Group, Inc. extended the expiration date of its common stock warrants. The warrants will now expire at 5:00 p.m. ET on Tuesday, December 9, 2025. They were previously scheduled to expire on November 16, 2025, a Sunday, which allowed exercises through the close of business on November 17, 2025.

The Company’s Board of Directors approved the extension, and all other terms remain unchanged, including the $4.75 per share exercise price.