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Ethos Technologies (LIFE) CFO sells shares to cover RSU tax withholding

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ethos Technologies Inc. Chief Financial Officer Christopher M. Capozzi reported both an equity award and related share sales. On April 28, 2026, he received 80,287 Class A share-equivalent units as a restricted stock unit (RSU) award that vests over time, beginning August 15, 2026, with quarterly vesting dates thereafter while he remains in service.

On May 15, 2026, he sold a total of 80,586 shares of Class A Common Stock in open-market transactions at weighted average prices of $21.97 and $22.72 per share, with footnotes stating these shares were sold to satisfy tax withholding obligations on RSU vesting. After these transactions, he directly owns 665,228 Class A shares and also holds 579,433 additional shares issuable upon settlement of RSUs, which will only deliver value if they vest.

Positive

  • None.

Negative

  • None.
Insider Capozzi Christopher M.
Role Chief Financial Officer
Sold 80,586 shs ($1.78M)
Type Security Shares Price Value
Sale Class A Common Stock 62,955 $21.97 $1.38M
Sale Class A Common Stock 17,631 $22.72 $401K
Grant/Award Class A Common Stock 80,287 $0.00 --
Holdings After Transaction: Class A Common Stock — 682,859 shares (Direct, null)
Footnotes (1)
  1. Represents a restricted stock unit ("RSU") award. The RSU will vest as to 12.5% of the RSU on August 15, 2026, and in seven equal quarterly installments thereafter, so long as the reporting person provides service through each vesting date. The quarterly vesting dates are February 15, May 15, August 15 and November 15 of a given calendar year, provided, however, that if a quarterly vesting date would ordinarily fall on a weekend or holiday, that quarterly vesting date will instead be the next business day. Represents shares sold to satisfy tax withholding obligations on the vesting of RSUs. The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $21.66 to $22.65 per share, inclusive. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $22.685 to $22.85 per share, inclusive. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Includes 579,433 shares issuable on settlement of RSUs, each of which represents a contingent right to receive one share of Issuer's Class A Common Stock upon vesting. The reporting person will receive a benefit with respect to an RSU only if it vests.
RSU award 80,287 units Grant on April 28, 2026; each unit represents one Class A share
Shares sold 80,586 shares Class A Common Stock sold on May 15, 2026
Sale price (lot 1) $21.97 per share Weighted average price for 62,955 sold shares
Sale price (lot 2) $22.72 per share Weighted average price for 17,631 sold shares
Direct holdings after transactions 665,228 shares Class A Common Stock directly owned following the reported sales
Unvested RSU-linked shares 579,433 shares Shares issuable on settlement of RSUs, contingent on vesting
restricted stock unit ("RSU") award financial
"Represents a restricted stock unit ("RSU") award. The RSU will vest as to 12.5%..."
tax withholding obligations financial
"Represents shares sold to satisfy tax withholding obligations on the vesting of RSUs."
weighted average price financial
"The price reported above reflects the weighted average price of the shares sold."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
contingent right to receive one share financial
"each of which represents a contingent right to receive one share of Issuer's Class A Common Stock upon vesting."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Capozzi Christopher M.
(Last)(First)(Middle)
C/O ETHOS TECHNOLOGIES INC.
1606 HEADWAY CIRCLE #9013
(Street)
AUSTIN TEXAS 78754
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Ethos Technologies Inc. [ LIFE ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/28/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/28/2026A80,287(1)A$0745,814D
Class A Common Stock05/15/2026S(2)62,955D$21.97(3)682,859D
Class A Common Stock05/15/2026S(2)17,631D$22.72(4)665,228(5)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a restricted stock unit ("RSU") award. The RSU will vest as to 12.5% of the RSU on August 15, 2026, and in seven equal quarterly installments thereafter, so long as the reporting person provides service through each vesting date. The quarterly vesting dates are February 15, May 15, August 15 and November 15 of a given calendar year, provided, however, that if a quarterly vesting date would ordinarily fall on a weekend or holiday, that quarterly vesting date will instead be the next business day.
2. Represents shares sold to satisfy tax withholding obligations on the vesting of RSUs.
3. The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $21.66 to $22.65 per share, inclusive. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
4. The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $22.685 to $22.85 per share, inclusive. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
5. Includes 579,433 shares issuable on settlement of RSUs, each of which represents a contingent right to receive one share of Issuer's Class A Common Stock upon vesting. The reporting person will receive a benefit with respect to an RSU only if it vests.
/s/ Porter Nolan, Attorney-in-Fact05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR