Lindblad Expeditions (LIND) director Pamela Kaufman receives 3,240 restricted shares

Rhea-AI Filing Summary

Kaufman Pamela O. reported acquisition or exercise transactions in this Form 4 filing.

LINDBLAD EXPEDITIONS HOLDINGS, INC. reported that director Pamela O. Kaufman received a grant of 3,240 shares of restricted stock under a Long-Term Incentive Plan. The restricted stock vests one year from the grant date, subject to continued service, bringing her direct holdings to 26,786 shares.

Insider Trade Summary

Net Buyer: 3,240 shares

Net Buy 1 txn

Insider Kaufman Pamela O.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock F1	3,240	$0.00	$0.00

Holdings After Transaction: Restricted Stock — 26,786 shares (Direct)

Footnotes (1)

1. F1. Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Key Figures

Restricted stock granted: 3,240 shares Holdings after transaction: 26,786 shares Vesting period: 1 year +1 more

4 metrics

Restricted stock granted 3,240 shares Grant of restricted stock to director Pamela O. Kaufman

Holdings after transaction 26,786 shares Direct ownership by Pamela O. Kaufman following the award

Vesting period 1 year Restricted stock vests one year from the grant date, subject to continued service

Grant price per share $0.00 Reported price per share for the restricted stock award

Key Terms

Restricted stock, Long-Term Incentive Plan, continued service

3 terms

Restricted stock financial

"Restricted stock granted under Long-Term Incentive Plan."

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Long-Term Incentive Plan financial

"Restricted stock granted under Long-Term Incentive Plan."

A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.

continued service financial

"vests one year from the date of grant, subject to continued service."

FAQ

What insider transaction did LIND disclose for Pamela O. Kaufman?

LINDBLAD EXPEDITIONS HOLDINGS, INC. disclosed that Pamela O. Kaufman received a grant of 3,240 restricted shares as director compensation. The award increases her direct holdings to 26,786 shares after the transaction.

How many restricted shares were granted to Pamela O. Kaufman at LIND?

Pamela O. Kaufman was granted 3,240 shares of restricted stock. These shares were awarded at a stated price of $0.00 per share as equity compensation under the company’s Long-Term Incentive Plan.

When do Pamela O. Kaufman’s new restricted LIND shares vest?

The newly granted restricted stock to Pamela O. Kaufman vests one year from the date of grant. Vesting is explicitly conditioned on her continued service with LINDBLAD EXPEDITIONS HOLDINGS, INC. through that one-year vesting date.

What are Pamela O. Kaufman’s LIND share holdings after this grant?

Following the grant, Pamela O. Kaufman directly holds 26,786 shares of LINDBLAD EXPEDITIONS HOLDINGS, INC. common stock. This figure reflects her position after the 3,240-share restricted stock award reported in the Form 4.

Was Pamela O. Kaufman’s LIND stock transaction under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 trading plan checkbox is not selected. The transaction is reported simply as a grant or award acquisition of restricted stock, not as a trade executed under a pre-arranged 10b5-1 plan.

What plan governs the new restricted stock granted to LIND director Pamela O. Kaufman?

The restricted stock granted to Pamela O. Kaufman was issued under a Long-Term Incentive Plan. According to the disclosure, the award’s vesting is conditioned on one year of continued service from the grant date.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/11/2026 - 05:37 PM Accepted by SEC EDGAR 08/11/2026 - 05:36 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kaufman Pamela O.

(Last) (First) (Middle)

C/O LINDBLAD EXPEDITIONS HOLDING, INC.

11 W 42ND STREET, SUITE 22B3

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Stock	08/08/2026		A(1)		3,240	A	$0	26,786	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

	/s/ John J. Wolfel, Attorney-in-Fact for Pamela O. Kaufman	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)